BARON FINANCIAL GROUP, LLC

Filed: 7/9/2026ACC: 0002085853-26-000675

📋 What this filing means

BARON FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 56 equity positions with a total reported market value of $209.57M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$209.57M

Total AUM (reported)

2.03M

Total Shares

Allocation by class

TR UNIT$24.85M11.9%

RUSSELL 2000 ETF$21.61M10.3%

UNIT SER 1$15.97M7.6%

STRM INFPROIDX$13.73M6.6%

RUS MID CAP ETF$8.80M4.2%

MSCI EAFE ETF$7.74M3.7%

ST STR CONV ETF$7.72M3.7%

Portfolio Concentration

Top 3$62.43M29.8%

4–10$56.54M27.0%

11–25$63.34M30.2%

Rest$27.25M13.0%

Top 3 weight

29.8%

Top 10 weight

56.8%

Voting Authority Distribution

Total shares with voting rights: 2.03M

Sole

Full voting authority

1.76M

% of voting shares86.7%

Shared

Joint voting authority

37.35K

% of voting shares1.8%

None

No voting authority

232.22K

% of voting shares11.4%

Investment Discretion (by position count)

Sole56

Shared0

Other0

Dominant voting typeSole · 86.7% of voting shares

Institutional Holdings56

Rows:

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares33.28K

TypeSH

Market value$24.85M

11.86%

Sole

29.43K

Shared

520.00

None

3.34K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares71.92K

TypeSH

Market value$21.61M

10.31%

Sole

65.02K

Shared

1.17K

None

5.72K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares21.69K

TypeSH

Market value$15.97M

7.62%

Sole

19.30K

Shared

432.00

None

1.96K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares273.38K

TypeSH

Market value$13.73M

6.55%

Sole

256.25K

Shared

8.68K

None

8.45K

ISHARES TR

SOLE

RUS MID CAP ETF

Shares79.77K

TypeSH

Market value$8.80M

4.20%

Sole

64.48K

Shared

807.00

None

14.48K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares74.53K

TypeSH

Market value$7.74M

3.69%

Sole

65.28K

Shared

1.02K

None

8.22K

SPDR SERIES TRUST

SOLE

ST STR CONV ETF

Shares71.58K

TypeSH

Market value$7.72M

3.68%

Sole

64.28K

Shared

1.28K

None

6.02K

ISHARES TR

SOLE

MSCI EMG MKT ETF

Shares93.83K

TypeSH

Market value$6.42M

3.06%

Sole

82.26K

Shared

1.66K

None

9.92K

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares63.34K

TypeSH

Market value$6.11M

2.91%

Sole

55.34K

Shared

1.16K

None

6.85K

ISHARES TR

SOLE

CONV BD ETF

Shares49.45K

TypeSH

Market value$6.02M

2.87%

Sole

41.31K

Shared

647.00

None

7.50K

SPDR GOLD TR

SOLE

GOLD SHS

Shares15.99K

TypeSH

Market value$5.89M

2.81%

Sole

14.74K

Shared

380.00

None

875.00

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares116.89K

TypeSH

Market value$5.66M

2.70%

Sole

95.22K

Shared

2.13K

None

19.54K

INVESCO EXCH TRADED FD TR II

SOLE

S&P GBL WATER

Shares82.72K

TypeSH

Market value$5.44M

2.59%

Sole

74.04K

Shared

1.48K

None

7.21K

ISHARES TR

SOLE

MSCI INTL QUALTY

Shares99.72K

TypeSH

Market value$4.94M

2.36%

Sole

85.97K

Shared

1.54K

None

12.21K

AMPLIFY ETF TR

SOLE

CWP ENHANCED DIV

Shares107.04K

TypeSH

Market value$4.89M

2.33%

Sole

91.44K

Shared

2.16K

None

13.44K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares29.86K

TypeSH

Market value$4.43M

2.11%

Sole

27.32K

Shared

419.00

None

2.12K

ISHARES TR

SOLE

SHRT NAT MUN ETF

Shares40.80K

TypeSH

Market value$4.34M

2.07%

Sole

38.40K

Shared

80.00

None

2.33K

VANGUARD WORLD FD

SOLE

HEALTH CAR ETF

Shares13.87K

TypeSH

Market value$4.15M

1.98%

Sole

12.22K

Shared

472.00

None

1.17K

NEW YORK LIFE INVESTMENTS ET

SOLE

HEDGE MULTI STRA

Shares98.89K

TypeSH

Market value$3.62M

1.73%

Sole

87.13K

Shared

1.52K

None

10.23K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares29.07K

TypeSH

Market value$3.61M

1.72%

Sole

28.37K

Shared

0.00

None

700.00

SPDR SERIES TRUST

SOLE

ST INTL BBG ETF

Shares164.52K

TypeSH

Market value$3.57M

1.70%

Sole

139.56K

Shared

3.65K

None

21.32K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares11.61K

TypeSH

Market value$3.52M

1.68%

Sole

7.88K

Shared

49.00

None

3.68K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares37.69K

TypeSH

Market value$3.12M

1.49%

Sole

32.56K

Shared

620.00

None

4.51K

ISHARES TR

SOLE

ESG AW MSCI EAFE

Shares30.13K

TypeSH

Market value$3.10M

1.48%

Sole

26.54K

Shared

405.00

None

3.19K

SPDR INDEX SHS FDS

SOLE

ST STR PO EX ETF

Shares60.76K

TypeSH

Market value$3.06M

1.46%

Sole

53.76K

Shared

1.04K

None

5.96K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	33.28K	SH	$24.85M 11.86%	29.43K	520.00	3.34K
ISHARES TRSOLE	RUSSELL 2000 ETF	71.92K	SH	$21.61M 10.31%	65.02K	1.17K	5.72K
INVESCO QQQ TRSOLE	UNIT SER 1	21.69K	SH	$15.97M 7.62%	19.30K	432.00	1.96K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	273.38K	SH	$13.73M 6.55%	256.25K	8.68K	8.45K
ISHARES TRSOLE	RUS MID CAP ETF	79.77K	SH	$8.80M 4.20%	64.48K	807.00	14.48K
ISHARES TRSOLE	MSCI EAFE ETF	74.53K	SH	$7.74M 3.69%	65.28K	1.02K	8.22K
SPDR SERIES TRUSTSOLE	ST STR CONV ETF	71.58K	SH	$7.72M 3.68%	64.28K	1.28K	6.02K
ISHARES TRSOLE	MSCI EMG MKT ETF	93.83K	SH	$6.42M 3.06%	82.26K	1.66K	9.92K
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	63.34K	SH	$6.11M 2.91%	55.34K	1.16K	6.85K
ISHARES TRSOLE	CONV BD ETF	49.45K	SH	$6.02M 2.87%	41.31K	647.00	7.50K
SPDR GOLD TRSOLE	GOLD SHS	15.99K	SH	$5.89M 2.81%	14.74K	380.00	875.00
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	116.89K	SH	$5.66M 2.70%	95.22K	2.13K	19.54K
INVESCO EXCH TRADED FD TR IISOLE	S&P GBL WATER	82.72K	SH	$5.44M 2.59%	74.04K	1.48K	7.21K
ISHARES TRSOLE	MSCI INTL QUALTY	99.72K	SH	$4.94M 2.36%	85.97K	1.54K	12.21K
AMPLIFY ETF TRSOLE	CWP ENHANCED DIV	107.04K	SH	$4.89M 2.33%	91.44K	2.16K	13.44K
ISHARES TRSOLE	CORE S&P SCP ETF	29.86K	SH	$4.43M 2.11%	27.32K	419.00	2.12K
ISHARES TRSOLE	SHRT NAT MUN ETF	40.80K	SH	$4.34M 2.07%	38.40K	80.00	2.33K
VANGUARD WORLD FDSOLE	HEALTH CAR ETF	13.87K	SH	$4.15M 1.98%	12.22K	472.00	1.17K
NEW YORK LIFE INVESTMENTS ETSOLE	HEDGE MULTI STRA	98.89K	SH	$3.62M 1.73%	87.13K	1.52K	10.23K
ISHARES TRSOLE	RUS 1000 GRW ETF	29.07K	SH	$3.61M 1.72%	28.37K	0.00	700.00
SPDR SERIES TRUSTSOLE	ST INTL BBG ETF	164.52K	SH	$3.57M 1.70%	139.56K	3.65K	21.32K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	11.61K	SH	$3.52M 1.68%	7.88K	49.00	3.68K
ISHARES INCSOLE	CORE MSCI EMKT	37.69K	SH	$3.12M 1.49%	32.56K	620.00	4.51K
ISHARES TRSOLE	ESG AW MSCI EAFE	30.13K	SH	$3.10M 1.48%	26.54K	405.00	3.19K
SPDR INDEX SHS FDSSOLE	ST STR PO EX ETF	60.76K	SH	$3.06M 1.46%	53.76K	1.04K	5.96K

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