Filed: 4/9/2026ACC: 0002085853-26-000326
📋 What this filing means
BARON FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 53 equity positions with a total reported market value of $185.41M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
53
Positions
$185.41M
Total AUM (reported)
1.96M
Total Shares
Allocation by class
TR UNIT$21.23M11.5%
RUSSELL 2000 ETF$18.15M9.8%
STRM INFPROIDX$13.19M7.1%
UNIT SER 1$12.51M6.7%
STATE STREET SPD$9.39M5.1%
MSCI EAFE ETF$7.26M3.9%
GOLD SHS$7.01M3.8%
Portfolio Concentration
Top 3$52.58M28.4%
4–10$51.05M27.5%
11–25$58.60M31.6%
Rest$23.17M12.5%
Top 3 weight
28.4%
Top 10 weight
55.9%
Voting Authority Distribution
Total shares with voting rights: 1.96M
Sole
Full voting authority
1.70M
shares
% of voting shares86.9%
Shared
Joint voting authority
36.71K
shares
% of voting shares1.9%
None
No voting authority
219.14K
shares
% of voting shares11.2%
Investment Discretion (by position count)
Sole53
Shared0
Other0
Dominant voting typeSole · 86.9% of voting shares
Institutional Holdings53
Rows:
STATE STR SPDR S&P 500 ETF T
SOLEShares32.65K
TypeSH
Market value$21.23M
11.45%
Sole
29.03K
Shared
520.00
None
3.10K
ISHARES TR
SOLEShares73.19K
TypeSH
Market value$18.15M
9.79%
Sole
66.18K
Shared
1.28K
None
5.73K
VANGUARD MALVERN FDS
SOLEShares264.09K
TypeSH
Market value$13.19M
7.11%
Sole
248.60K
Shared
8.71K
None
6.79K
INVESCO QQQ TR
SOLEShares21.67K
TypeSH
Market value$12.51M
6.74%
Sole
19.33K
Shared
432.00
None
1.90K
ISHARES TR
SOLEShares74.78K
TypeSH
Market value$7.26M
3.92%
Sole
65.73K
Shared
1.02K
None
8.03K
SPDR GOLD TR
SOLEShares16.28K
TypeSH
Market value$7.01M
3.78%
Sole
14.98K
Shared
380.00
None
925.00
SPDR SERIES TRUST
SOLEShares72.39K
TypeSH
Market value$6.62M
3.57%
Sole
65.22K
Shared
1.28K
None
5.88K
ISHARES TR
SOLEShares68.04K
TypeSH
Market value$6.62M
3.57%
Sole
54.61K
Shared
472.00
None
12.96K
VANGUARD INDEX FDS
SOLEShares63.66K
TypeSH
Market value$5.65M
3.05%
Sole
55.83K
Shared
1.16K
None
6.66K
ISHARES TR
SOLEShares94.97K
TypeSH
Market value$5.39M
2.91%
Sole
83.54K
Shared
1.66K
None
9.78K
VANGUARD CHARLOTTE FDS
SOLEShares111.97K
TypeSH
Market value$5.38M
2.90%
Sole
91.60K
Shared
1.69K
None
18.68K
INVESCO EXCH TRADED FD TR II
SOLEShares83.24K
TypeSH
Market value$5.32M
2.87%
Sole
74.59K
Shared
1.54K
None
7.10K
ISHARES TR
SOLEShares49.76K
TypeSH
Market value$5.07M
2.73%
Sole
41.68K
Shared
647.00
None
7.44K
AMPLIFY ETF TR
SOLEShares105.56K
TypeSH
Market value$4.73M
2.55%
Sole
90.41K
Shared
2.15K
None
13.01K
ISHARES TR
SOLEShares100.24K
TypeSH
Market value$4.63M
2.50%
Sole
86.53K
Shared
1.54K
None
12.17K
ISHARES TR
SOLEShares40.93K
TypeSH
Market value$4.36M
2.35%
Sole
38.52K
Shared
80.00
None
2.33K
VANGUARD WORLD FD
SOLEShares14.44K
TypeSH
Market value$3.93M
2.12%
Sole
12.62K
Shared
597.00
None
1.22K
ISHARES TR
SOLEShares30.68K
TypeSH
Market value$3.81M
2.06%
Sole
28.16K
Shared
419.00
None
2.10K
NEW YORK LIFE INVESTMENTS ET
SOLEShares98.37K
TypeSH
Market value$3.36M
1.81%
Sole
86.93K
Shared
1.52K
None
9.92K
SPDR SERIES TRUST
SOLEShares148.89K
TypeSH
Market value$3.27M
1.76%
Sole
126.46K
Shared
3.44K
None
18.99K
ISHARES TR
SOLEShares7.38K
TypeSH
Market value$3.15M
1.70%
Sole
7.20K
Shared
0.00
None
175.00
ISHARES TR
SOLEShares32.09K
TypeSH
Market value$3.07M
1.65%
Sole
28.12K
Shared
505.00
None
3.46K
VANGUARD INDEX FDS
SOLEShares11.55K
TypeSH
Market value$3.03M
1.63%
Sole
7.86K
Shared
49.00
None
3.64K
SPDR INDEX SHS FDS
SOLEShares60.58K
TypeSH
Market value$2.77M
1.49%
Sole
53.70K
Shared
1.04K
None
5.83K
ISHARES INC
SOLEShares39.09K
TypeSH
Market value$2.73M
1.47%
Sole
33.80K
Shared
650.00
None
4.64K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 32.65K | SH | $21.23M 11.45% | 29.03K | 520.00 | 3.10K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 73.19K | SH | $18.15M 9.79% | 66.18K | 1.28K | 5.73K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 264.09K | SH | $13.19M 7.11% | 248.60K | 8.71K | 6.79K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 21.67K | SH | $12.51M 6.74% | 19.33K | 432.00 | 1.90K |
ISHARES TRSOLE | MSCI EAFE ETF | 74.78K | SH | $7.26M 3.92% | 65.73K | 1.02K | 8.03K |
SPDR GOLD TRSOLE | GOLD SHS | 16.28K | SH | $7.01M 3.78% | 14.98K | 380.00 | 925.00 |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 72.39K | SH | $6.62M 3.57% | 65.22K | 1.28K | 5.88K |
ISHARES TRSOLE | RUS MID CAP ETF | 68.04K | SH | $6.62M 3.57% | 54.61K | 472.00 | 12.96K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 63.66K | SH | $5.65M 3.05% | 55.83K | 1.16K | 6.66K |
ISHARES TRSOLE | MSCI EMG MKT ETF | 94.97K | SH | $5.39M 2.91% | 83.54K | 1.66K | 9.78K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 111.97K | SH | $5.38M 2.90% | 91.60K | 1.69K | 18.68K |
INVESCO EXCH TRADED FD TR IISOLE | S&P GBL WATER | 83.24K | SH | $5.32M 2.87% | 74.59K | 1.54K | 7.10K |
ISHARES TRSOLE | CONV BD ETF | 49.76K | SH | $5.07M 2.73% | 41.68K | 647.00 | 7.44K |
AMPLIFY ETF TRSOLE | CWP ENHANCED DIV | 105.56K | SH | $4.73M 2.55% | 90.41K | 2.15K | 13.01K |
ISHARES TRSOLE | MSCI INTL QUALTY | 100.24K | SH | $4.63M 2.50% | 86.53K | 1.54K | 12.17K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 40.93K | SH | $4.36M 2.35% | 38.52K | 80.00 | 2.33K |
VANGUARD WORLD FDSOLE | HEALTH CAR ETF | 14.44K | SH | $3.93M 2.12% | 12.62K | 597.00 | 1.22K |
ISHARES TRSOLE | CORE S&P SCP ETF | 30.68K | SH | $3.81M 2.06% | 28.16K | 419.00 | 2.10K |
NEW YORK LIFE INVESTMENTS ETSOLE | NYLI HEDGE MULTI | 98.37K | SH | $3.36M 1.81% | 86.93K | 1.52K | 9.92K |
SPDR SERIES TRUSTSOLE | BLOOMBERG INTL T | 148.89K | SH | $3.27M 1.76% | 126.46K | 3.44K | 18.99K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 7.38K | SH | $3.15M 1.70% | 7.20K | 0.00 | 175.00 |
ISHARES TRSOLE | ESG AW MSCI EAFE | 32.09K | SH | $3.07M 1.65% | 28.12K | 505.00 | 3.46K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 11.55K | SH | $3.03M 1.63% | 7.86K | 49.00 | 3.64K |
SPDR INDEX SHS FDSSOLE | STATE STREET SPD | 60.58K | SH | $2.77M 1.49% | 53.70K | 1.04K | 5.83K |
ISHARES INCSOLE | CORE MSCI EMKT | 39.09K | SH | $2.73M 1.47% | 33.80K | 650.00 | 4.64K |
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