BARON FINANCIAL GROUP, LLC

Filed: 1/9/2026ACC: 0002085853-26-000019

📋 What this filing means

BARON FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 57 equity positions with a total reported market value of $186.51M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$186.51M

Total AUM (reported)

1.93M

Total Shares

Allocation by class

TR UNIT$21.92M11.8%

RUSSELL 2000 ETF$18.15M9.7%

UNIT SER 1$13.17M7.1%

STRM INFPROIDX$12.69M6.8%

MSCI EAFE ETF$7.22M3.9%

GOLD SHS$7.03M3.8%

COM$6.78M3.6%

Portfolio Concentration

Top 3$53.24M28.5%

4–10$50.49M27.1%

11–25$58.23M31.2%

Rest$24.54M13.2%

Top 3 weight

28.5%

Top 10 weight

55.6%

Voting Authority Distribution

Total shares with voting rights: 1.93M

Sole

Full voting authority

1.69M

% of voting shares87.4%

Shared

Joint voting authority

36.44K

% of voting shares1.9%

None

No voting authority

206.49K

% of voting shares10.7%

Investment Discretion (by position count)

Sole57

Shared0

Other0

Dominant voting typeSole · 87.4% of voting shares

Institutional Holdings57

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares32.15K

TypeSH

Market value$21.92M

11.75%

Sole

28.81K

Shared

519.00

None

2.82K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares73.74K

TypeSH

Market value$18.15M

9.73%

Sole

67.02K

Shared

1.31K

None

5.41K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares21.43K

TypeSH

Market value$13.17M

7.06%

Sole

19.24K

Shared

432.00

None

1.76K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares256.51K

TypeSH

Market value$12.69M

6.80%

Sole

243.24K

Shared

8.51K

None

4.76K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares75.23K

TypeSH

Market value$7.22M

3.87%

Sole

66.46K

Shared

1.04K

None

7.72K

SPDR GOLD TR

SOLE

GOLD SHS

Shares17.73K

TypeSH

Market value$7.03M

3.77%

Sole

16.29K

Shared

417.00

None

1.02K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares72.50K

TypeSH

Market value$6.47M

3.47%

Sole

65.77K

Shared

1.28K

None

5.45K

ISHARES TR

SOLE

RUS MID CAP ETF

Shares65.01K

TypeSH

Market value$6.26M

3.36%

Sole

52.38K

Shared

402.00

None

12.22K

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares61.99K

TypeSH

Market value$5.49M

2.94%

Sole

54.63K

Shared

1.14K

None

6.22K

INVESCO EXCH TRADED FD TR II

SOLE

S&P GBL WATER

Shares84.78K

TypeSH

Market value$5.34M

2.86%

Sole

76.18K

Shared

1.55K

None

7.06K

ISHARES TR

SOLE

MSCI EMG MKT ETF

Shares97.32K

TypeSH

Market value$5.32M

2.85%

Sole

86.20K

Shared

1.69K

None

9.44K

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares105.42K

TypeSH

Market value$5.09M

2.73%

Sole

86.20K

Shared

1.58K

None

17.64K

ISHARES TR

SOLE

CONV BD ETF

Shares49.72K

TypeSH

Market value$4.90M

2.63%

Sole

41.87K

Shared

647.00

None

7.20K

ISHARES TR

SOLE

MSCI INTL QUALTY

Shares102.06K

TypeSH

Market value$4.64M

2.49%

Sole

88.72K

Shared

1.56K

None

11.77K

AMPLIFY ETF TR

SOLE

CWP ENHANCED DIV

Shares103K

TypeSH

Market value$4.58M

2.46%

Sole

88.77K

Shared

2.10K

None

12.13K

ISHARES TR

SOLE

SHRT NAT MUN ETF

Shares40.95K

TypeSH

Market value$4.37M

2.34%

Sole

38.54K

Shared

80.00

None

2.33K

VANGUARD WORLD FD

SOLE

HEALTH CAR ETF

Shares14.47K

TypeSH

Market value$4.16M

2.23%

Sole

12.68K

Shared

597.00

None

1.19K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares31.66K

TypeSH

Market value$3.80M

2.04%

Sole

29.11K

Shared

419.00

None

2.12K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares7.49K

TypeSH

Market value$3.54M

1.90%

Sole

7.31K

Shared

0.00

None

175.00

NEW YORK LIFE INVESTMENTS ET

SOLE

NYLI HEDGE MULTI

Shares96.73K

TypeSH

Market value$3.24M

1.74%

Sole

86.14K

Shared

1.46K

None

9.13K

ISHARES TR

SOLE

ESG AW MSCI EAFE

Shares32.93K

TypeSH

Market value$3.13M

1.68%

Sole

28.89K

Shared

560.00

None

3.48K

SPDR SERIES TRUST

SOLE

BLOOMBERG INTL T

Shares132.62K

TypeSH

Market value$2.99M

1.60%

Sole

114.29K

Shared

3.29K

None

15.04K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares11.27K

TypeSH

Market value$2.91M

1.56%

Sole

7.68K

Shared

49.00

None

3.54K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares42.29K

TypeSH

Market value$2.84M

1.52%

Sole

36.44K

Shared

765.00

None

5.08K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares60.90K

TypeSH

Market value$2.70M

1.45%

Sole

54.31K

Shared

1.15K

None

5.44K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	32.15K	SH	$21.92M 11.75%	28.81K	519.00	2.82K
ISHARES TRSOLE	RUSSELL 2000 ETF	73.74K	SH	$18.15M 9.73%	67.02K	1.31K	5.41K
INVESCO QQQ TRSOLE	UNIT SER 1	21.43K	SH	$13.17M 7.06%	19.24K	432.00	1.76K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	256.51K	SH	$12.69M 6.80%	243.24K	8.51K	4.76K
ISHARES TRSOLE	MSCI EAFE ETF	75.23K	SH	$7.22M 3.87%	66.46K	1.04K	7.72K
SPDR GOLD TRSOLE	GOLD SHS	17.73K	SH	$7.03M 3.77%	16.29K	417.00	1.02K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	72.50K	SH	$6.47M 3.47%	65.77K	1.28K	5.45K
ISHARES TRSOLE	RUS MID CAP ETF	65.01K	SH	$6.26M 3.36%	52.38K	402.00	12.22K
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	61.99K	SH	$5.49M 2.94%	54.63K	1.14K	6.22K
INVESCO EXCH TRADED FD TR IISOLE	S&P GBL WATER	84.78K	SH	$5.34M 2.86%	76.18K	1.55K	7.06K
ISHARES TRSOLE	MSCI EMG MKT ETF	97.32K	SH	$5.32M 2.85%	86.20K	1.69K	9.44K
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	105.42K	SH	$5.09M 2.73%	86.20K	1.58K	17.64K
ISHARES TRSOLE	CONV BD ETF	49.72K	SH	$4.90M 2.63%	41.87K	647.00	7.20K
ISHARES TRSOLE	MSCI INTL QUALTY	102.06K	SH	$4.64M 2.49%	88.72K	1.56K	11.77K
AMPLIFY ETF TRSOLE	CWP ENHANCED DIV	103K	SH	$4.58M 2.46%	88.77K	2.10K	12.13K
ISHARES TRSOLE	SHRT NAT MUN ETF	40.95K	SH	$4.37M 2.34%	38.54K	80.00	2.33K
VANGUARD WORLD FDSOLE	HEALTH CAR ETF	14.47K	SH	$4.16M 2.23%	12.68K	597.00	1.19K
ISHARES TRSOLE	CORE S&P SCP ETF	31.66K	SH	$3.80M 2.04%	29.11K	419.00	2.12K
ISHARES TRSOLE	RUS 1000 GRW ETF	7.49K	SH	$3.54M 1.90%	7.31K	0.00	175.00
NEW YORK LIFE INVESTMENTS ETSOLE	NYLI HEDGE MULTI	96.73K	SH	$3.24M 1.74%	86.14K	1.46K	9.13K
ISHARES TRSOLE	ESG AW MSCI EAFE	32.93K	SH	$3.13M 1.68%	28.89K	560.00	3.48K
SPDR SERIES TRUSTSOLE	BLOOMBERG INTL T	132.62K	SH	$2.99M 1.60%	114.29K	3.29K	15.04K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	11.27K	SH	$2.91M 1.56%	7.68K	49.00	3.54K
ISHARES INCSOLE	CORE MSCI EMKT	42.29K	SH	$2.84M 1.52%	36.44K	765.00	5.08K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	60.90K	SH	$2.70M 1.45%	54.31K	1.15K	5.44K

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