Filed: 10/18/2024ACC: 0001832093-24-000005
📋 What this filing means
BARON FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 47 equity positions with a total reported market value of $163.53M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
47
Positions
$163.53M
Total AUM (reported)
1.81M
Total Shares
Allocation by class
TR UNIT$18.97M11.6%
RUSSELL 2000 ETF$16.71M10.2%
STRM INFPROIDX$13.19M8.1%
UNIT SER 1$11.01M6.7%
MSCI EAFE ETF$6.09M3.7%
BBG CONV SEC ETF$5.89M3.6%
REAL ESTATE ETF$5.72M3.5%
Portfolio Concentration
Top 3$48.87M29.9%
4–10$44.75M27.4%
11–25$51.20M31.3%
Rest$18.71M11.4%
Top 3 weight
29.9%
Top 10 weight
57.3%
Voting Authority Distribution
Total shares with voting rights: 1.81M
Sole
Full voting authority
1.66M
shares
% of voting shares91.5%
Shared
Joint voting authority
42.59K
shares
% of voting shares2.4%
None
No voting authority
110.61K
shares
% of voting shares6.1%
Investment Discretion (by position count)
Sole47
Shared0
Other0
Dominant voting typeSole · 91.5% of voting shares
Institutional Holdings47
Rows:
SPDR S&P 500 ETF TR
SOLEShares33.06K
TypeSH
Market value$18.97M
11.60%
Sole
30.79K
Shared
743.00
None
1.53K
ISHARES TR
SOLEShares75.65K
TypeSH
Market value$16.71M
10.22%
Sole
70.32K
Shared
1.73K
None
3.61K
VANGUARD MALVERN FDS
SOLEShares267.55K
TypeSH
Market value$13.19M
8.07%
Sole
253.13K
Shared
11.34K
None
3.08K
INVESCO QQQ TR
SOLEShares22.56K
TypeSH
Market value$11.01M
6.73%
Sole
20.60K
Shared
682.00
None
1.27K
ISHARES TR
SOLEShares72.88K
TypeSH
Market value$6.09M
3.73%
Sole
67.41K
Shared
1.65K
None
3.82K
SPDR SER TR
SOLEShares76.86K
TypeSH
Market value$5.89M
3.60%
Sole
71.43K
Shared
1.49K
None
3.94K
VANGUARD INDEX FDS
SOLEShares58.69K
TypeSH
Market value$5.72M
3.50%
Sole
52.94K
Shared
1.48K
None
4.27K
INVESCO EXCH TRADED FD TR II
SOLEShares91.94K
TypeSH
Market value$5.63M
3.44%
Sole
83.84K
Shared
2.06K
None
6.05K
SPDR GOLD TR
SOLEShares23.10K
TypeSH
Market value$5.61M
3.43%
Sole
21.46K
Shared
720.00
None
919.00
ISHARES TR
SOLEShares54.53K
TypeSH
Market value$4.81M
2.94%
Sole
46.47K
Shared
492.00
None
7.57K
ISHARES TR
SOLEShares98.31K
TypeSH
Market value$4.51M
2.76%
Sole
90.19K
Shared
2.65K
None
5.47K
VANGUARD WORLD FD
SOLEShares15.41K
TypeSH
Market value$4.35M
2.66%
Sole
13.68K
Shared
720.00
None
1.01K
ISHARES TR
SOLEShares103.94K
TypeSH
Market value$4.31M
2.64%
Sole
92.65K
Shared
2.04K
None
9.26K
ISHARES TR
SOLEShares36.43K
TypeSH
Market value$4.26M
2.61%
Sole
33.61K
Shared
609.00
None
2.20K
ISHARES TR
SOLEShares39.44K
TypeSH
Market value$4.19M
2.56%
Sole
38.13K
Shared
45.00
None
1.26K
ISHARES TR
SOLEShares48.93K
TypeSH
Market value$4.09M
2.50%
Sole
42.85K
Shared
734.00
None
5.34K
AMPLIFY ETF TR
SOLEShares89.72K
TypeSH
Market value$3.70M
2.26%
Sole
80.50K
Shared
2.17K
None
7.04K
ISHARES TR
SOLEShares8.41K
TypeSH
Market value$3.16M
1.93%
Sole
8.36K
Shared
0.00
None
51.00
VANGUARD CHARLOTTE FDS
SOLEShares61.54K
TypeSH
Market value$3.09M
1.89%
Sole
50.23K
Shared
780.00
None
10.53K
NEW YORK LIFE INVESTMENTS ET
SOLEShares91.69K
TypeSH
Market value$2.94M
1.80%
Sole
84.02K
Shared
2K
None
5.67K
ISHARES TR
SOLEShares34.65K
TypeSH
Market value$2.92M
1.78%
Sole
30.96K
Shared
735.00
None
2.95K
ISHARES INC
SOLEShares43.82K
TypeSH
Market value$2.52M
1.54%
Sole
38.95K
Shared
835.00
None
4.04K
SPDR INDEX SHS FDS
SOLEShares64.35K
TypeSH
Market value$2.42M
1.48%
Sole
58.40K
Shared
1.43K
None
4.53K
SPDR S&P MIDCAP 400 ETF TR
SOLEShares4.21K
TypeSH
Market value$2.40M
1.47%
Sole
4.14K
Shared
30.00
None
32.00
ISHARES TR
SOLEShares12.38K
TypeSH
Market value$2.35M
1.44%
Sole
12.29K
Shared
0.00
None
98.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 33.06K | SH | $18.97M 11.60% | 30.79K | 743.00 | 1.53K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 75.65K | SH | $16.71M 10.22% | 70.32K | 1.73K | 3.61K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 267.55K | SH | $13.19M 8.07% | 253.13K | 11.34K | 3.08K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 22.56K | SH | $11.01M 6.73% | 20.60K | 682.00 | 1.27K |
ISHARES TRSOLE | MSCI EAFE ETF | 72.88K | SH | $6.09M 3.73% | 67.41K | 1.65K | 3.82K |
SPDR SER TRSOLE | BBG CONV SEC ETF | 76.86K | SH | $5.89M 3.60% | 71.43K | 1.49K | 3.94K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 58.69K | SH | $5.72M 3.50% | 52.94K | 1.48K | 4.27K |
INVESCO EXCH TRADED FD TR IISOLE | S&P GBL WATER | 91.94K | SH | $5.63M 3.44% | 83.84K | 2.06K | 6.05K |
SPDR GOLD TRSOLE | GOLD SHS | 23.10K | SH | $5.61M 3.43% | 21.46K | 720.00 | 919.00 |
ISHARES TRSOLE | RUS MID CAP ETF | 54.53K | SH | $4.81M 2.94% | 46.47K | 492.00 | 7.57K |
ISHARES TRSOLE | MSCI EMG MKT ETF | 98.31K | SH | $4.51M 2.76% | 90.19K | 2.65K | 5.47K |
VANGUARD WORLD FDSOLE | HEALTH CAR ETF | 15.41K | SH | $4.35M 2.66% | 13.68K | 720.00 | 1.01K |
ISHARES TRSOLE | MSCI INTL QUALTY | 103.94K | SH | $4.31M 2.64% | 92.65K | 2.04K | 9.26K |
ISHARES TRSOLE | CORE S&P SCP ETF | 36.43K | SH | $4.26M 2.61% | 33.61K | 609.00 | 2.20K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 39.44K | SH | $4.19M 2.56% | 38.13K | 45.00 | 1.26K |
ISHARES TRSOLE | CONV BD ETF | 48.93K | SH | $4.09M 2.50% | 42.85K | 734.00 | 5.34K |
AMPLIFY ETF TRSOLE | CWP ENHANCED DIV | 89.72K | SH | $3.70M 2.26% | 80.50K | 2.17K | 7.04K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 8.41K | SH | $3.16M 1.93% | 8.36K | 0.00 | 51.00 |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 61.54K | SH | $3.09M 1.89% | 50.23K | 780.00 | 10.53K |
NEW YORK LIFE INVESTMENTS ETSOLE | NYLI HEDGE MULTI | 91.69K | SH | $2.94M 1.80% | 84.02K | 2K | 5.67K |
ISHARES TRSOLE | ESG AW MSCI EAFE | 34.65K | SH | $2.92M 1.78% | 30.96K | 735.00 | 2.95K |
ISHARES INCSOLE | CORE MSCI EMKT | 43.82K | SH | $2.52M 1.54% | 38.95K | 835.00 | 4.04K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 64.35K | SH | $2.42M 1.48% | 58.40K | 1.43K | 4.53K |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 4.21K | SH | $2.40M 1.47% | 4.14K | 30.00 | 32.00 |
ISHARES TRSOLE | RUS 1000 VAL ETF | 12.38K | SH | $2.35M 1.44% | 12.29K | 0.00 | 98.00 |
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