Filed: 7/22/2024ACC: 0001832093-24-000004
📋 What this filing means
BARON FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 47 equity positions with a total reported market value of $157.26M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
47
Positions
$157.26M
Total AUM (reported)
1.85M
Total Shares
Allocation by class
TR UNIT$18.82M12.0%
RUSSELL 2000 ETF$15.73M10.0%
STRM INFPROIDX$13.45M8.6%
UNIT SER 1$11.18M7.1%
MSCI EAFE ETF$5.79M3.7%
BBG CONV SEC ETF$5.69M3.6%
S&P GBL WATER$5.24M3.3%
Portfolio Concentration
Top 3$48.00M30.5%
4–10$42.53M27.0%
11–25$48.95M31.1%
Rest$17.79M11.3%
Top 3 weight
30.5%
Top 10 weight
57.6%
Voting Authority Distribution
Total shares with voting rights: 1.85M
Sole
Full voting authority
1.69M
shares
% of voting shares91.3%
Shared
Joint voting authority
42.93K
shares
% of voting shares2.3%
None
No voting authority
116.88K
shares
% of voting shares6.3%
Investment Discretion (by position count)
Sole47
Shared0
Other0
Dominant voting typeSole · 91.3% of voting shares
Institutional Holdings47
Rows:
SPDR S&P 500 ETF TR
SOLEShares34.58K
TypeSH
Market value$18.82M
11.97%
Sole
32.17K
Shared
803.00
None
1.61K
ISHARES TR
SOLEShares77.52K
TypeSH
Market value$15.73M
10.00%
Sole
71.58K
Shared
1.81K
None
4.13K
VANGUARD MALVERN FDS
SOLEShares277.12K
TypeSH
Market value$13.45M
8.55%
Sole
259.38K
Shared
11.35K
None
6.38K
INVESCO QQQ TR
SOLEShares23.33K
TypeSH
Market value$11.18M
7.11%
Sole
21.21K
Shared
702.00
None
1.42K
ISHARES TR
SOLEShares73.95K
TypeSH
Market value$5.79M
3.68%
Sole
68.33K
Shared
1.67K
None
3.96K
SPDR SER TR
SOLEShares78.91K
TypeSH
Market value$5.69M
3.62%
Sole
72.89K
Shared
1.52K
None
4.50K
INVESCO EXCH TRADED FD TR II
SOLEShares94.79K
TypeSH
Market value$5.24M
3.33%
Sole
86.11K
Shared
2.10K
None
6.58K
SPDR GOLD TR
SOLEShares23.91K
TypeSH
Market value$5.14M
3.27%
Sole
22.02K
Shared
735.00
None
1.15K
VANGUARD INDEX FDS
SOLEShares60.96K
TypeSH
Market value$5.11M
3.25%
Sole
54.89K
Shared
1.54K
None
4.52K
ISHARES TR
SOLEShares54.07K
TypeSH
Market value$4.38M
2.79%
Sole
46.60K
Shared
482.00
None
6.98K
ISHARES TR
SOLEShares99.82K
TypeSH
Market value$4.25M
2.70%
Sole
91.68K
Shared
2.69K
None
5.46K
ISHARES TR
SOLEShares40.30K
TypeSH
Market value$4.21M
2.68%
Sole
38.09K
Shared
45.00
None
2.17K
VANGUARD WORLD FD
SOLEShares15.79K
TypeSH
Market value$4.20M
2.67%
Sole
13.92K
Shared
720.00
None
1.15K
ISHARES TR
SOLEShares105.66K
TypeSH
Market value$4.13M
2.62%
Sole
94.23K
Shared
2.13K
None
9.29K
ISHARES TR
SOLEShares38.05K
TypeSH
Market value$4.06M
2.58%
Sole
34.87K
Shared
609.00
None
2.58K
ISHARES TR
SOLEShares49.26K
TypeSH
Market value$3.87M
2.46%
Sole
43.05K
Shared
705.00
None
5.50K
AMPLIFY ETF TR
SOLEShares86.48K
TypeSH
Market value$3.35M
2.13%
Sole
78.36K
Shared
1.77K
None
6.36K
ISHARES TR
SOLEShares8.65K
TypeSH
Market value$3.15M
2.00%
Sole
8.59K
Shared
0.00
None
56.00
INDEXIQ ETF TR
SOLEShares94.05K
TypeSH
Market value$2.92M
1.86%
Sole
85.24K
Shared
2.02K
None
6.79K
ISHARES TR
SOLEShares35.37K
TypeSH
Market value$2.79M
1.77%
Sole
31.64K
Shared
735.00
None
2.98K
VANGUARD CHARLOTTE FDS
SOLEShares57.06K
TypeSH
Market value$2.78M
1.77%
Sole
46.94K
Shared
855.00
None
9.27K
ISHARES INC
SOLEShares44.41K
TypeSH
Market value$2.38M
1.51%
Sole
39.69K
Shared
870.00
None
3.85K
SPDR INDEX SHS FDS
SOLEShares66.75K
TypeSH
Market value$2.34M
1.49%
Sole
60.45K
Shared
1.52K
None
4.76K
SPDR S&P MIDCAP 400 ETF TR
SOLEShares4.30K
TypeSH
Market value$2.30M
1.46%
Sole
4.21K
Shared
35.00
None
57.00
ISHARES TR
SOLEShares12.74K
TypeSH
Market value$2.22M
1.41%
Sole
12.64K
Shared
0.00
None
108.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 34.58K | SH | $18.82M 11.97% | 32.17K | 803.00 | 1.61K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 77.52K | SH | $15.73M 10.00% | 71.58K | 1.81K | 4.13K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 277.12K | SH | $13.45M 8.55% | 259.38K | 11.35K | 6.38K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 23.33K | SH | $11.18M 7.11% | 21.21K | 702.00 | 1.42K |
ISHARES TRSOLE | MSCI EAFE ETF | 73.95K | SH | $5.79M 3.68% | 68.33K | 1.67K | 3.96K |
SPDR SER TRSOLE | BBG CONV SEC ETF | 78.91K | SH | $5.69M 3.62% | 72.89K | 1.52K | 4.50K |
INVESCO EXCH TRADED FD TR IISOLE | S&P GBL WATER | 94.79K | SH | $5.24M 3.33% | 86.11K | 2.10K | 6.58K |
SPDR GOLD TRSOLE | GOLD SHS | 23.91K | SH | $5.14M 3.27% | 22.02K | 735.00 | 1.15K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 60.96K | SH | $5.11M 3.25% | 54.89K | 1.54K | 4.52K |
ISHARES TRSOLE | RUS MID CAP ETF | 54.07K | SH | $4.38M 2.79% | 46.60K | 482.00 | 6.98K |
ISHARES TRSOLE | MSCI EMG MKT ETF | 99.82K | SH | $4.25M 2.70% | 91.68K | 2.69K | 5.46K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 40.30K | SH | $4.21M 2.68% | 38.09K | 45.00 | 2.17K |
VANGUARD WORLD FDSOLE | HEALTH CAR ETF | 15.79K | SH | $4.20M 2.67% | 13.92K | 720.00 | 1.15K |
ISHARES TRSOLE | MSCI INTL QUALTY | 105.66K | SH | $4.13M 2.62% | 94.23K | 2.13K | 9.29K |
ISHARES TRSOLE | CORE S&P SCP ETF | 38.05K | SH | $4.06M 2.58% | 34.87K | 609.00 | 2.58K |
ISHARES TRSOLE | CONV BD ETF | 49.26K | SH | $3.87M 2.46% | 43.05K | 705.00 | 5.50K |
AMPLIFY ETF TRSOLE | CWP ENHANCED DIV | 86.48K | SH | $3.35M 2.13% | 78.36K | 1.77K | 6.36K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 8.65K | SH | $3.15M 2.00% | 8.59K | 0.00 | 56.00 |
INDEXIQ ETF TRSOLE | HEDGE MLTI ETF | 94.05K | SH | $2.92M 1.86% | 85.24K | 2.02K | 6.79K |
ISHARES TRSOLE | ESG AW MSCI EAFE | 35.37K | SH | $2.79M 1.77% | 31.64K | 735.00 | 2.98K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 57.06K | SH | $2.78M 1.77% | 46.94K | 855.00 | 9.27K |
ISHARES INCSOLE | CORE MSCI EMKT | 44.41K | SH | $2.38M 1.51% | 39.69K | 870.00 | 3.85K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 66.75K | SH | $2.34M 1.49% | 60.45K | 1.52K | 4.76K |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 4.30K | SH | $2.30M 1.46% | 4.21K | 35.00 | 57.00 |
ISHARES TRSOLE | RUS 1000 VAL ETF | 12.74K | SH | $2.22M 1.41% | 12.64K | 0.00 | 108.00 |
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