Filed: 4/30/2024ACC: 0001832093-24-000003
📋 What this filing means
BARON FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 50 equity positions with a total reported market value of $162.06M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
50
Positions
$162.06M
Total AUM (reported)
1.88M
Total Shares
Allocation by class
TR UNIT$18.97M11.7%
RUSSELL 2000 ETF$16.90M10.4%
STRM INFPROIDX$13.57M8.4%
UNIT SER 1$10.79M6.7%
COM$6.47M4.0%
MSCI EAFE ETF$6.10M3.8%
BBG CONV SEC ETF$5.94M3.7%
Portfolio Concentration
Top 3$49.44M30.5%
4–10$43.15M26.6%
11–25$50.05M30.9%
Rest$19.42M12.0%
Top 3 weight
30.5%
Top 10 weight
57.1%
Voting Authority Distribution
Total shares with voting rights: 1.88M
Sole
Full voting authority
1.75M
shares
% of voting shares93.3%
Shared
Joint voting authority
43.05K
shares
% of voting shares2.3%
None
No voting authority
83.15K
shares
% of voting shares4.4%
Investment Discretion (by position count)
Sole50
Shared0
Other0
Dominant voting typeSole · 93.3% of voting shares
Institutional Holdings50
Rows:
SPDR S&P 500 ETF TR
SOLEShares36.27K
TypeSH
Market value$18.97M
11.71%
Sole
34.32K
Shared
858.00
None
1.09K
ISHARES TR
SOLEShares80.36K
TypeSH
Market value$16.90M
10.43%
Sole
75.46K
Shared
1.80K
None
3.10K
VANGUARD MALVERN FDS
SOLEShares283.37K
TypeSH
Market value$13.57M
8.37%
Sole
268.63K
Shared
11.35K
None
3.40K
INVESCO QQQ TR
SOLEShares24.30K
TypeSH
Market value$10.79M
6.66%
Sole
22.46K
Shared
737.00
None
1.10K
ISHARES TR
SOLEShares76.41K
TypeSH
Market value$6.10M
3.77%
Sole
71.62K
Shared
1.66K
None
3.13K
SPDR SER TR
SOLEShares81.27K
TypeSH
Market value$5.94M
3.66%
Sole
76.41K
Shared
1.52K
None
3.33K
INVESCO EXCH TRADED FD TR II
SOLEShares97.36K
TypeSH
Market value$5.41M
3.34%
Sole
90.55K
Shared
2.17K
None
4.63K
VANGUARD INDEX FDS
SOLEShares60.30K
TypeSH
Market value$5.21M
3.22%
Sole
55.36K
Shared
1.53K
None
3.41K
SPDR GOLD TR
SOLEShares25.09K
TypeSH
Market value$5.16M
3.19%
Sole
23.62K
Shared
735.00
None
735.00
ISHARES TR
SOLEShares53.92K
TypeSH
Market value$4.53M
2.80%
Sole
47.92K
Shared
482.00
None
5.51K
ISHARES TR
SOLEShares40.49K
TypeSH
Market value$4.48M
2.76%
Sole
37.67K
Shared
609.00
None
2.21K
ISHARES TR
SOLEShares42.63K
TypeSH
Market value$4.46M
2.75%
Sole
41.04K
Shared
40.00
None
1.55K
VANGUARD WORLD FD
SOLEShares15.98K
TypeSH
Market value$4.32M
2.67%
Sole
14.44K
Shared
720.00
None
823.00
ISHARES TR
SOLEShares108.64K
TypeSH
Market value$4.31M
2.66%
Sole
99.48K
Shared
2.13K
None
7.03K
ISHARES TR
SOLEShares102.50K
TypeSH
Market value$4.21M
2.60%
Sole
95.15K
Shared
2.73K
None
4.61K
ISHARES TR
SOLEShares50.02K
TypeSH
Market value$3.99M
2.46%
Sole
45.84K
Shared
705.00
None
3.46K
AMPLIFY ETF TR
SOLEShares82.76K
TypeSH
Market value$3.22M
1.99%
Sole
77.25K
Shared
1.67K
None
3.84K
ISHARES TR
SOLEShares9.22K
TypeSH
Market value$3.11M
1.92%
Sole
9.16K
Shared
0.00
None
58.00
ISHARES TR
SOLEShares37.22K
TypeSH
Market value$2.97M
1.84%
Sole
34.20K
Shared
935.00
None
2.08K
INDEXIQ ETF TR
SOLEShares95.17K
TypeSH
Market value$2.94M
1.81%
Sole
89.20K
Shared
2.02K
None
3.95K
SPDR INDEX SHS FDS
SOLEShares69.79K
TypeSH
Market value$2.50M
1.54%
Sole
65.16K
Shared
1.52K
None
3.10K
SPDR SER TR
SOLEShares111.89K
TypeSH
Market value$2.49M
1.54%
Sole
103.94K
Shared
3.78K
None
4.17K
SPDR S&P MIDCAP 400 ETF TR
SOLEShares4.41K
TypeSH
Market value$2.46M
1.52%
Sole
4.32K
Shared
35.00
None
57.00
ISHARES TR
SOLEShares13.03K
TypeSH
Market value$2.33M
1.44%
Sole
12.92K
Shared
0.00
None
108.00
ISHARES INC
SOLEShares43.65K
TypeSH
Market value$2.25M
1.39%
Sole
40.45K
Shared
870.00
None
2.33K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 36.27K | SH | $18.97M 11.71% | 34.32K | 858.00 | 1.09K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 80.36K | SH | $16.90M 10.43% | 75.46K | 1.80K | 3.10K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 283.37K | SH | $13.57M 8.37% | 268.63K | 11.35K | 3.40K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 24.30K | SH | $10.79M 6.66% | 22.46K | 737.00 | 1.10K |
ISHARES TRSOLE | MSCI EAFE ETF | 76.41K | SH | $6.10M 3.77% | 71.62K | 1.66K | 3.13K |
SPDR SER TRSOLE | BBG CONV SEC ETF | 81.27K | SH | $5.94M 3.66% | 76.41K | 1.52K | 3.33K |
INVESCO EXCH TRADED FD TR IISOLE | S&P GBL WATER | 97.36K | SH | $5.41M 3.34% | 90.55K | 2.17K | 4.63K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 60.30K | SH | $5.21M 3.22% | 55.36K | 1.53K | 3.41K |
SPDR GOLD TRSOLE | GOLD SHS | 25.09K | SH | $5.16M 3.19% | 23.62K | 735.00 | 735.00 |
ISHARES TRSOLE | RUS MID CAP ETF | 53.92K | SH | $4.53M 2.80% | 47.92K | 482.00 | 5.51K |
ISHARES TRSOLE | CORE S&P SCP ETF | 40.49K | SH | $4.48M 2.76% | 37.67K | 609.00 | 2.21K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 42.63K | SH | $4.46M 2.75% | 41.04K | 40.00 | 1.55K |
VANGUARD WORLD FDSOLE | HEALTH CAR ETF | 15.98K | SH | $4.32M 2.67% | 14.44K | 720.00 | 823.00 |
ISHARES TRSOLE | MSCI INTL QUALTY | 108.64K | SH | $4.31M 2.66% | 99.48K | 2.13K | 7.03K |
ISHARES TRSOLE | MSCI EMG MKT ETF | 102.50K | SH | $4.21M 2.60% | 95.15K | 2.73K | 4.61K |
ISHARES TRSOLE | CONV BD ETF | 50.02K | SH | $3.99M 2.46% | 45.84K | 705.00 | 3.46K |
AMPLIFY ETF TRSOLE | CWP ENHANCED DIV | 82.76K | SH | $3.22M 1.99% | 77.25K | 1.67K | 3.84K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 9.22K | SH | $3.11M 1.92% | 9.16K | 0.00 | 58.00 |
ISHARES TRSOLE | ESG AW MSCI EAFE | 37.22K | SH | $2.97M 1.84% | 34.20K | 935.00 | 2.08K |
INDEXIQ ETF TRSOLE | HEDGE MLTI ETF | 95.17K | SH | $2.94M 1.81% | 89.20K | 2.02K | 3.95K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 69.79K | SH | $2.50M 1.54% | 65.16K | 1.52K | 3.10K |
SPDR SER TRSOLE | BLOOMBERG INTL T | 111.89K | SH | $2.49M 1.54% | 103.94K | 3.78K | 4.17K |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 4.41K | SH | $2.46M 1.52% | 4.32K | 35.00 | 57.00 |
ISHARES TRSOLE | RUS 1000 VAL ETF | 13.03K | SH | $2.33M 1.44% | 12.92K | 0.00 | 108.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 43.65K | SH | $2.25M 1.39% | 40.45K | 870.00 | 2.33K |
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