Filed: 1/22/2024ACC: 0001832093-24-000001
📋 What this filing means
BARON FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 51 equity positions with a total reported market value of $156.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
51
Positions
$156.81M
Total AUM (reported)
1.87M
Total Shares
Allocation by class
TR UNIT$17.94M11.4%
RUSSELL 2000 ETF$16.31M10.4%
STRM INFPROIDX$13.73M8.8%
UNIT SER 1$10.31M6.6%
COM$6.04M3.9%
BBG CONV SEC ETF$5.85M3.7%
MSCI EAFE ETF$5.79M3.7%
Portfolio Concentration
Top 3$47.98M30.6%
4–10$41.73M26.6%
11–25$47.76M30.5%
Rest$19.34M12.3%
Top 3 weight
30.6%
Top 10 weight
57.2%
Voting Authority Distribution
Total shares with voting rights: 1.87M
Sole
Full voting authority
1.76M
shares
% of voting shares94.1%
Shared
Joint voting authority
43.68K
shares
% of voting shares2.3%
None
No voting authority
65.60K
shares
% of voting shares3.5%
Investment Discretion (by position count)
Sole51
Shared0
Other0
Dominant voting typeSole · 94.1% of voting shares
Institutional Holdings51
Rows:
SPDR S&P 500 ETF TR
SOLEShares37.74K
TypeSH
Market value$17.94M
11.44%
Sole
35.96K
Shared
853.00
None
925.00
ISHARES TR
SOLEShares81.26K
TypeSH
Market value$16.31M
10.40%
Sole
76.91K
Shared
1.91K
None
2.45K
VANGUARD MALVERN FDS
SOLEShares289.22K
TypeSH
Market value$13.73M
8.76%
Sole
276.15K
Shared
11.95K
None
1.12K
INVESCO QQQ TR
SOLEShares25.18K
TypeSH
Market value$10.31M
6.58%
Sole
23.33K
Shared
895.00
None
950.00
SPDR SER TR
SOLEShares81.11K
TypeSH
Market value$5.85M
3.73%
Sole
77.05K
Shared
1.52K
None
2.54K
ISHARES TR
SOLEShares76.79K
TypeSH
Market value$5.79M
3.69%
Sole
72.85K
Shared
1.74K
None
2.20K
VANGUARD INDEX FDS
SOLEShares59.63K
TypeSH
Market value$5.27M
3.36%
Sole
55.17K
Shared
1.55K
None
2.90K
INVESCO EXCH TRADED FD TR II
SOLEShares97.18K
TypeSH
Market value$5.15M
3.28%
Sole
91.15K
Shared
2.19K
None
3.83K
SPDR GOLD TR
SOLEShares24.93K
TypeSH
Market value$4.77M
3.04%
Sole
23.68K
Shared
745.00
None
500.00
ISHARES TR
SOLEShares42.45K
TypeSH
Market value$4.59M
2.93%
Sole
39.56K
Shared
609.00
None
2.27K
ISHARES TR
SOLEShares43.19K
TypeSH
Market value$4.55M
2.90%
Sole
43.16K
Shared
25.00
None
0.00
ISHARES TR
SOLEShares53.89K
TypeSH
Market value$4.19M
2.67%
Sole
48.23K
Shared
487.00
None
5.17K
ISHARES TR
SOLEShares103.31K
TypeSH
Market value$4.15M
2.65%
Sole
96.26K
Shared
2.73K
None
4.31K
VANGUARD WORLD FDS
SOLEShares16.15K
TypeSH
Market value$4.05M
2.58%
Sole
14.76K
Shared
770.00
None
622.00
ISHARES TR
SOLEShares106.42K
TypeSH
Market value$4.00M
2.55%
Sole
98.64K
Shared
2.06K
None
5.72K
ISHARES TR
SOLEShares49.54K
TypeSH
Market value$3.89M
2.48%
Sole
45.68K
Shared
690.00
None
3.17K
ISHARES TR
SOLEShares10.17K
TypeSH
Market value$3.08M
1.97%
Sole
10.02K
Shared
60.00
None
85.00
ISHARES TR
SOLEShares38.65K
TypeSH
Market value$2.92M
1.86%
Sole
35.70K
Shared
960.00
None
1.99K
SPDR SER TR
SOLEShares120.91K
TypeSH
Market value$2.80M
1.79%
Sole
112.98K
Shared
3.85K
None
4.07K
INDEXIQ ETF TR
SOLEShares89.02K
TypeSH
Market value$2.68M
1.71%
Sole
83.97K
Shared
1.98K
None
3.08K
SPDR INDEX SHS FDS
SOLEShares72.99K
TypeSH
Market value$2.48M
1.58%
Sole
68.69K
Shared
1.52K
None
2.77K
SPDR S&P MIDCAP 400 ETF TR
SOLEShares4.61K
TypeSH
Market value$2.34M
1.49%
Sole
4.55K
Shared
60.00
None
7.00
ISHARES TR
SOLEShares14K
TypeSH
Market value$2.31M
1.48%
Sole
13.78K
Shared
115.00
None
108.00
AMPLIFY ETF TR
SOLEShares59.39K
TypeSH
Market value$2.17M
1.38%
Sole
54.75K
Shared
1.41K
None
3.23K
ISHARES TR
SOLEShares13.62K
TypeSH
Market value$2.14M
1.36%
Sole
13.37K
Shared
95.00
None
150.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 37.74K | SH | $17.94M 11.44% | 35.96K | 853.00 | 925.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 81.26K | SH | $16.31M 10.40% | 76.91K | 1.91K | 2.45K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 289.22K | SH | $13.73M 8.76% | 276.15K | 11.95K | 1.12K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 25.18K | SH | $10.31M 6.58% | 23.33K | 895.00 | 950.00 |
SPDR SER TRSOLE | BBG CONV SEC ETF | 81.11K | SH | $5.85M 3.73% | 77.05K | 1.52K | 2.54K |
ISHARES TRSOLE | MSCI EAFE ETF | 76.79K | SH | $5.79M 3.69% | 72.85K | 1.74K | 2.20K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 59.63K | SH | $5.27M 3.36% | 55.17K | 1.55K | 2.90K |
INVESCO EXCH TRADED FD TR IISOLE | S&P GBL WATER | 97.18K | SH | $5.15M 3.28% | 91.15K | 2.19K | 3.83K |
SPDR GOLD TRSOLE | GOLD SHS | 24.93K | SH | $4.77M 3.04% | 23.68K | 745.00 | 500.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 42.45K | SH | $4.59M 2.93% | 39.56K | 609.00 | 2.27K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 43.19K | SH | $4.55M 2.90% | 43.16K | 25.00 | 0.00 |
ISHARES TRSOLE | RUS MID CAP ETF | 53.89K | SH | $4.19M 2.67% | 48.23K | 487.00 | 5.17K |
ISHARES TRSOLE | MSCI EMG MKT ETF | 103.31K | SH | $4.15M 2.65% | 96.26K | 2.73K | 4.31K |
VANGUARD WORLD FDSSOLE | HEALTH CAR ETF | 16.15K | SH | $4.05M 2.58% | 14.76K | 770.00 | 622.00 |
ISHARES TRSOLE | MSCI INTL QUALTY | 106.42K | SH | $4.00M 2.55% | 98.64K | 2.06K | 5.72K |
ISHARES TRSOLE | CONV BD ETF | 49.54K | SH | $3.89M 2.48% | 45.68K | 690.00 | 3.17K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 10.17K | SH | $3.08M 1.97% | 10.02K | 60.00 | 85.00 |
ISHARES TRSOLE | ESG AW MSCI EAFE | 38.65K | SH | $2.92M 1.86% | 35.70K | 960.00 | 1.99K |
SPDR SER TRSOLE | BLOOMBERG INTL T | 120.91K | SH | $2.80M 1.79% | 112.98K | 3.85K | 4.07K |
INDEXIQ ETF TRSOLE | HEDGE MLTI ETF | 89.02K | SH | $2.68M 1.71% | 83.97K | 1.98K | 3.08K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 72.99K | SH | $2.48M 1.58% | 68.69K | 1.52K | 2.77K |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 4.61K | SH | $2.34M 1.49% | 4.55K | 60.00 | 7.00 |
ISHARES TRSOLE | RUS 1000 VAL ETF | 14K | SH | $2.31M 1.48% | 13.78K | 115.00 | 108.00 |
AMPLIFY ETF TRSOLE | CWP ENHANCED DIV | 59.39K | SH | $2.17M 1.38% | 54.75K | 1.41K | 3.23K |
ISHARES TRSOLE | MSCI USA MMENTM | 13.62K | SH | $2.14M 1.36% | 13.37K | 95.00 | 150.00 |
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