Filed: 10/19/2023ACC: 0001832093-23-000004
📋 What this filing means
BARON FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 49 equity positions with a total reported market value of $153.94M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
49
Positions
$153.94M
Total AUM (reported)
2.07M
Total Shares
Allocation by class
TR UNIT$16.48M10.7%
RUSSELL 2000 ETF$14.43M9.4%
STRM INFPROIDX$14.20M9.2%
UNIT SER 1$9.16M6.0%
MSCI USA MMENTM$7.61M4.9%
COM$6.10M4.0%
BBG CONV SEC ETF$5.53M3.6%
Portfolio Concentration
Top 3$45.11M29.3%
4–10$42.07M27.3%
11–25$48.67M31.6%
Rest$18.09M11.8%
Top 3 weight
29.3%
Top 10 weight
56.6%
Voting Authority Distribution
Total shares with voting rights: 2.07M
Sole
Full voting authority
1.97M
shares
% of voting shares95.0%
Shared
Joint voting authority
50.43K
shares
% of voting shares2.4%
None
No voting authority
52.72K
shares
% of voting shares2.5%
Investment Discretion (by position count)
Sole49
Shared0
Other0
Dominant voting typeSole · 95.0% of voting shares
Institutional Holdings49
Rows:
SPDR S&P 500 ETF TR
SOLEShares38.55K
TypeSH
Market value$16.48M
10.70%
Sole
36.83K
Shared
1.01K
None
705.00
ISHARES TR
SOLEShares81.66K
TypeSH
Market value$14.43M
9.38%
Sole
77.53K
Shared
1.91K
None
2.23K
VANGUARD MALVERN FDS
SOLEShares300.39K
TypeSH
Market value$14.20M
9.23%
Sole
286.57K
Shared
12.75K
None
1.07K
INVESCO QQQ TR
SOLEShares25.57K
TypeSH
Market value$9.16M
5.95%
Sole
23.96K
Shared
900.00
None
713.00
ISHARES TR
SOLEShares54.49K
TypeSH
Market value$7.61M
4.95%
Sole
51.97K
Shared
1.34K
None
1.18K
SPDR SER TR
SOLEShares81.58K
TypeSH
Market value$5.53M
3.59%
Sole
77.53K
Shared
2.02K
None
2.03K
ISHARES TR
SOLEShares53.09K
TypeSH
Market value$5.46M
3.55%
Sole
52.92K
Shared
175.00
None
0.00
ISHARES TR
SOLEShares78.20K
TypeSH
Market value$5.39M
3.50%
Sole
74.55K
Shared
1.94K
None
1.72K
INVESCO EXCH TRADED FD TR II
SOLEShares98.09K
TypeSH
Market value$4.56M
2.96%
Sole
92.85K
Shared
2.38K
None
2.86K
SPDR GOLD TR
SOLEShares25.34K
TypeSH
Market value$4.34M
2.82%
Sole
24.10K
Shared
845.00
None
395.00
VANGUARD INDEX FDS
SOLEShares56.69K
TypeSH
Market value$4.29M
2.79%
Sole
52.70K
Shared
1.70K
None
2.29K
ISHARES TR
SOLEShares43.09K
TypeSH
Market value$4.07M
2.64%
Sole
40.79K
Shared
710.00
None
1.59K
ISHARES TR
SOLEShares104.20K
TypeSH
Market value$3.95M
2.57%
Sole
97.94K
Shared
2.73K
None
3.52K
INVESCO ACTIVELY MANAGED ETF
SOLEShares126.83K
TypeSH
Market value$3.95M
2.57%
Sole
121.33K
Shared
2.51K
None
3K
VANGUARD WORLD FDS
SOLEShares16.48K
TypeSH
Market value$3.87M
2.52%
Sole
15.25K
Shared
820.00
None
402.00
ISHARES TR
SOLEShares49.30K
TypeSH
Market value$3.66M
2.38%
Sole
46K
Shared
715.00
None
2.58K
ISHARES TR
SOLEShares51.23K
TypeSH
Market value$3.55M
2.30%
Sole
47.02K
Shared
680.00
None
3.52K
ISHARES TR
SOLEShares104.03K
TypeSH
Market value$3.50M
2.27%
Sole
97.62K
Shared
2.16K
None
4.25K
SPDR SER TR
SOLEShares142.44K
TypeSH
Market value$3.03M
1.97%
Sole
135.34K
Shared
3.85K
None
3.25K
ISHARES TR
SOLEShares10.47K
TypeSH
Market value$2.78M
1.81%
Sole
10.40K
Shared
60.00
None
10.00
ISHARES TR
SOLEShares38.68K
TypeSH
Market value$2.67M
1.74%
Sole
36.16K
Shared
985.00
None
1.53K
INDEXIQ ETF TR
SOLEShares88.28K
TypeSH
Market value$2.65M
1.72%
Sole
83.86K
Shared
2.02K
None
2.40K
SPDR INDEX SHS FDS
SOLEShares74.48K
TypeSH
Market value$2.31M
1.50%
Sole
70.82K
Shared
1.68K
None
1.99K
ISHARES TR
SOLEShares14.60K
TypeSH
Market value$2.22M
1.44%
Sole
14.48K
Shared
115.00
None
8.00
SPDR S&P MIDCAP 400 ETF TR
SOLEShares4.75K
TypeSH
Market value$2.17M
1.41%
Sole
4.68K
Shared
60.00
None
7.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 38.55K | SH | $16.48M 10.70% | 36.83K | 1.01K | 705.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 81.66K | SH | $14.43M 9.38% | 77.53K | 1.91K | 2.23K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 300.39K | SH | $14.20M 9.23% | 286.57K | 12.75K | 1.07K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 25.57K | SH | $9.16M 5.95% | 23.96K | 900.00 | 713.00 |
ISHARES TRSOLE | MSCI USA MMENTM | 54.49K | SH | $7.61M 4.95% | 51.97K | 1.34K | 1.18K |
SPDR SER TRSOLE | BBG CONV SEC ETF | 81.58K | SH | $5.53M 3.59% | 77.53K | 2.02K | 2.03K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 53.09K | SH | $5.46M 3.55% | 52.92K | 175.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 78.20K | SH | $5.39M 3.50% | 74.55K | 1.94K | 1.72K |
INVESCO EXCH TRADED FD TR IISOLE | S&P GBL WATER | 98.09K | SH | $4.56M 2.96% | 92.85K | 2.38K | 2.86K |
SPDR GOLD TRSOLE | GOLD SHS | 25.34K | SH | $4.34M 2.82% | 24.10K | 845.00 | 395.00 |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 56.69K | SH | $4.29M 2.79% | 52.70K | 1.70K | 2.29K |
ISHARES TRSOLE | CORE S&P SCP ETF | 43.09K | SH | $4.07M 2.64% | 40.79K | 710.00 | 1.59K |
ISHARES TRSOLE | MSCI EMG MKT ETF | 104.20K | SH | $3.95M 2.57% | 97.94K | 2.73K | 3.52K |
INVESCO ACTIVELY MANAGED ETFSOLE | S&P500 DOWNSID | 126.83K | SH | $3.95M 2.57% | 121.33K | 2.51K | 3K |
VANGUARD WORLD FDSSOLE | HEALTH CAR ETF | 16.48K | SH | $3.87M 2.52% | 15.25K | 820.00 | 402.00 |
ISHARES TRSOLE | CONV BD ETF | 49.30K | SH | $3.66M 2.38% | 46K | 715.00 | 2.58K |
ISHARES TRSOLE | RUS MID CAP ETF | 51.23K | SH | $3.55M 2.30% | 47.02K | 680.00 | 3.52K |
ISHARES TRSOLE | MSCI INTL QUALTY | 104.03K | SH | $3.50M 2.27% | 97.62K | 2.16K | 4.25K |
SPDR SER TRSOLE | BLOOMBERG INTL T | 142.44K | SH | $3.03M 1.97% | 135.34K | 3.85K | 3.25K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 10.47K | SH | $2.78M 1.81% | 10.40K | 60.00 | 10.00 |
ISHARES TRSOLE | ESG AW MSCI EAFE | 38.68K | SH | $2.67M 1.74% | 36.16K | 985.00 | 1.53K |
INDEXIQ ETF TRSOLE | HEDGE MLTI ETF | 88.28K | SH | $2.65M 1.72% | 83.86K | 2.02K | 2.40K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 74.48K | SH | $2.31M 1.50% | 70.82K | 1.68K | 1.99K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 14.60K | SH | $2.22M 1.44% | 14.48K | 115.00 | 8.00 |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 4.75K | SH | $2.17M 1.41% | 4.68K | 60.00 | 7.00 |
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