Filed: 8/3/2023ACC: 0001832093-23-000003
📋 What this filing means
BARON FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 52 equity positions with a total reported market value of $161.94M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
52
Positions
$161.94M
Total AUM (reported)
2.10M
Total Shares
Allocation by class
TR UNIT$17.32M10.7%
RUSSELL 2000 ETF$15.23M9.4%
STRM INFPROIDX$14.65M9.0%
UNIT SER 1$9.53M5.9%
MSCI USA MMENTM$8.02M5.0%
COM$6.57M4.1%
SHRT NAT MUN ETF$5.90M3.6%
Portfolio Concentration
Top 3$47.20M29.1%
4–10$44.46M27.5%
11–25$50.75M31.3%
Rest$19.53M12.1%
Top 3 weight
29.1%
Top 10 weight
56.6%
Voting Authority Distribution
Total shares with voting rights: 2.10M
Sole
Full voting authority
1.99M
shares
% of voting shares94.9%
Shared
Joint voting authority
51.66K
shares
% of voting shares2.5%
None
No voting authority
55.27K
shares
% of voting shares2.6%
Investment Discretion (by position count)
Sole52
Shared0
Other0
Dominant voting typeSole · 94.9% of voting shares
Institutional Holdings52
Rows:
SPDR S&P 500 ETF TR
SOLEShares39.08K
TypeSH
Market value$17.32M
10.70%
Sole
37.50K
Shared
1.03K
None
540.00
ISHARES TR
SOLEShares81.35K
TypeSH
Market value$15.23M
9.41%
Sole
77.67K
Shared
1.91K
None
1.77K
VANGUARD MALVERN FDS
SOLEShares308.86K
TypeSH
Market value$14.65M
9.04%
Sole
295.07K
Shared
12.75K
None
1.04K
INVESCO QQQ TR
SOLEShares25.81K
TypeSH
Market value$9.53M
5.89%
Sole
24.24K
Shared
900.00
None
670.00
ISHARES TR
SOLEShares55.61K
TypeSH
Market value$8.02M
4.95%
Sole
53.13K
Shared
1.43K
None
1.05K
ISHARES TR
SOLEShares56.67K
TypeSH
Market value$5.90M
3.64%
Sole
56.49K
Shared
175.00
None
0.00
SPDR SER TR
SOLEShares81.55K
TypeSH
Market value$5.70M
3.52%
Sole
77.85K
Shared
2.02K
None
1.68K
ISHARES TR
SOLEShares78.42K
TypeSH
Market value$5.69M
3.51%
Sole
75.04K
Shared
1.94K
None
1.45K
INVESCO EXCH TRADED FD TR II
SOLEShares97.87K
TypeSH
Market value$5.03M
3.11%
Sole
92.83K
Shared
2.40K
None
2.63K
VANGUARD INDEX FDS
SOLEShares54.94K
TypeSH
Market value$4.59M
2.83%
Sole
51.69K
Shared
1.60K
None
1.65K
SPDR GOLD TR
SOLEShares25.27K
TypeSH
Market value$4.51M
2.78%
Sole
24.14K
Shared
845.00
None
295.00
INVESCO ACTIVELY MANAGED ETF
SOLEShares129.17K
TypeSH
Market value$4.30M
2.66%
Sole
123.61K
Shared
2.62K
None
2.94K
ISHARES TR
SOLEShares43.09K
TypeSH
Market value$4.29M
2.65%
Sole
40.91K
Shared
680.00
None
1.50K
ISHARES TR
SOLEShares103.36K
TypeSH
Market value$4.09M
2.53%
Sole
97.72K
Shared
2.73K
None
2.90K
VANGUARD WORLD FDS
SOLEShares16.58K
TypeSH
Market value$4.06M
2.51%
Sole
15.38K
Shared
820.00
None
374.00
ISHARES TR
SOLEShares48.29K
TypeSH
Market value$3.69M
2.28%
Sole
45.33K
Shared
695.00
None
2.27K
ISHARES TR
SOLEShares102.78K
TypeSH
Market value$3.66M
2.26%
Sole
97.33K
Shared
2.16K
None
3.29K
ISHARES TR
SOLEShares49.63K
TypeSH
Market value$3.62M
2.24%
Sole
46.04K
Shared
665.00
None
2.92K
SPDR SER TR
SOLEShares138.27K
TypeSH
Market value$3.12M
1.93%
Sole
131.97K
Shared
3.85K
None
2.45K
ISHARES TR
SOLEShares11K
TypeSH
Market value$3.03M
1.87%
Sole
10.93K
Shared
60.00
None
10.00
ISHARES TR
SOLEShares38.27K
TypeSH
Market value$2.79M
1.72%
Sole
36.13K
Shared
985.00
None
1.16K
INDEXIQ ETF TR
SOLEShares85.84K
TypeSH
Market value$2.56M
1.58%
Sole
82.07K
Shared
1.90K
None
1.88K
ISHARES TR
SOLEShares14.90K
TypeSH
Market value$2.35M
1.45%
Sole
14.78K
Shared
115.00
None
8.00
SPDR INDEX SHS FDS
SOLEShares71.93K
TypeSH
Market value$2.34M
1.45%
Sole
69.63K
Shared
1.68K
None
625.00
SPDR S&P MIDCAP 400 ETF TR
SOLEShares4.88K
TypeSH
Market value$2.34M
1.44%
Sole
4.80K
Shared
70.00
None
7.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 39.08K | SH | $17.32M 10.70% | 37.50K | 1.03K | 540.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 81.35K | SH | $15.23M 9.41% | 77.67K | 1.91K | 1.77K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 308.86K | SH | $14.65M 9.04% | 295.07K | 12.75K | 1.04K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 25.81K | SH | $9.53M 5.89% | 24.24K | 900.00 | 670.00 |
ISHARES TRSOLE | MSCI USA MMENTM | 55.61K | SH | $8.02M 4.95% | 53.13K | 1.43K | 1.05K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 56.67K | SH | $5.90M 3.64% | 56.49K | 175.00 | 0.00 |
SPDR SER TRSOLE | BBG CONV SEC ETF | 81.55K | SH | $5.70M 3.52% | 77.85K | 2.02K | 1.68K |
ISHARES TRSOLE | MSCI EAFE ETF | 78.42K | SH | $5.69M 3.51% | 75.04K | 1.94K | 1.45K |
INVESCO EXCH TRADED FD TR IISOLE | S&P GBL WATER | 97.87K | SH | $5.03M 3.11% | 92.83K | 2.40K | 2.63K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 54.94K | SH | $4.59M 2.83% | 51.69K | 1.60K | 1.65K |
SPDR GOLD TRSOLE | GOLD SHS | 25.27K | SH | $4.51M 2.78% | 24.14K | 845.00 | 295.00 |
INVESCO ACTIVELY MANAGED ETFSOLE | S&P500 DOWNSID | 129.17K | SH | $4.30M 2.66% | 123.61K | 2.62K | 2.94K |
ISHARES TRSOLE | CORE S&P SCP ETF | 43.09K | SH | $4.29M 2.65% | 40.91K | 680.00 | 1.50K |
ISHARES TRSOLE | MSCI EMG MKT ETF | 103.36K | SH | $4.09M 2.53% | 97.72K | 2.73K | 2.90K |
VANGUARD WORLD FDSSOLE | HEALTH CAR ETF | 16.58K | SH | $4.06M 2.51% | 15.38K | 820.00 | 374.00 |
ISHARES TRSOLE | CONV BD ETF | 48.29K | SH | $3.69M 2.28% | 45.33K | 695.00 | 2.27K |
ISHARES TRSOLE | MSCI INTL QUALTY | 102.78K | SH | $3.66M 2.26% | 97.33K | 2.16K | 3.29K |
ISHARES TRSOLE | RUS MID CAP ETF | 49.63K | SH | $3.62M 2.24% | 46.04K | 665.00 | 2.92K |
SPDR SER TRSOLE | BLOOMBERG INTL T | 138.27K | SH | $3.12M 1.93% | 131.97K | 3.85K | 2.45K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 11K | SH | $3.03M 1.87% | 10.93K | 60.00 | 10.00 |
ISHARES TRSOLE | ESG AW MSCI EAFE | 38.27K | SH | $2.79M 1.72% | 36.13K | 985.00 | 1.16K |
INDEXIQ ETF TRSOLE | HEDGE MLTI ETF | 85.84K | SH | $2.56M 1.58% | 82.07K | 1.90K | 1.88K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 14.90K | SH | $2.35M 1.45% | 14.78K | 115.00 | 8.00 |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 71.93K | SH | $2.34M 1.45% | 69.63K | 1.68K | 625.00 |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 4.88K | SH | $2.34M 1.44% | 4.80K | 70.00 | 7.00 |
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