Filed: 4/6/2023ACC: 0001832093-23-000002
📋 What this filing means
BARON FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 55 equity positions with a total reported market value of $157.96M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
55
Positions
$157.96M
Total AUM (reported)
2.12M
Total Shares
Allocation by class
TR UNIT$16.34M10.3%
STRM INFPROIDX$15.35M9.7%
RUSSELL 2000 ETF$14.57M9.2%
UNIT SER 1$8.25M5.2%
MSCI USA MMENTM$7.69M4.9%
COM$7.14M4.5%
SHRT NAT MUN ETF$6.33M4.0%
Portfolio Concentration
Top 3$46.26M29.3%
4–10$43.16M27.3%
11–25$48.64M30.8%
Rest$19.90M12.6%
Top 3 weight
29.3%
Top 10 weight
56.6%
Voting Authority Distribution
Total shares with voting rights: 2.12M
Sole
Full voting authority
2.01M
shares
% of voting shares94.6%
Shared
Joint voting authority
51.97K
shares
% of voting shares2.4%
None
No voting authority
62.20K
shares
% of voting shares2.9%
Investment Discretion (by position count)
Sole55
Shared0
Other0
Dominant voting typeSole · 94.6% of voting shares
Institutional Holdings55
Rows:
SPDR S&P 500 ETF TR
SOLEShares39.92K
TypeSH
Market value$16.34M
10.35%
Sole
38.52K
Shared
1.03K
None
370.00
VANGUARD MALVERN FDS
SOLEShares320.96K
TypeSH
Market value$15.35M
9.72%
Sole
306.70K
Shared
12.75K
None
1.51K
ISHARES TR
SOLEShares81.64K
TypeSH
Market value$14.57M
9.22%
Sole
78.41K
Shared
1.91K
None
1.32K
INVESCO QQQ TR
SOLEShares25.70K
TypeSH
Market value$8.25M
5.22%
Sole
24.42K
Shared
900.00
None
375.00
ISHARES TR
SOLEShares55.34K
TypeSH
Market value$7.69M
4.87%
Sole
53.29K
Shared
1.43K
None
625.00
ISHARES TR
SOLEShares60.51K
TypeSH
Market value$6.33M
4.01%
Sole
60.33K
Shared
175.00
None
0.00
ISHARES TR
SOLEShares81.30K
TypeSH
Market value$5.81M
3.68%
Sole
78.15K
Shared
1.94K
None
1.21K
SPDR SER TR
SOLEShares82.04K
TypeSH
Market value$5.50M
3.48%
Sole
79K
Shared
2.02K
None
1.01K
INVESCO EXCH TRADED FD TR II
SOLEShares96.32K
TypeSH
Market value$4.80M
3.04%
Sole
92.48K
Shared
2.39K
None
1.45K
SPDR GOLD TR
SOLEShares26K
TypeSH
Market value$4.76M
3.02%
Sole
24.95K
Shared
845.00
None
200.00
VANGUARD INDEX FDS
SOLEShares53.75K
TypeSH
Market value$4.46M
2.83%
Sole
51.08K
Shared
1.58K
None
1.08K
INVESCO ACTIVELY MANAGED ETF
SOLEShares123.89K
TypeSH
Market value$4.07M
2.58%
Sole
119.77K
Shared
2.45K
None
1.68K
ISHARES TR
SOLEShares101.08K
TypeSH
Market value$3.99M
2.53%
Sole
96.82K
Shared
2.73K
None
1.52K
VANGUARD WORLD FDS
SOLEShares16.63K
TypeSH
Market value$3.97M
2.51%
Sole
15.48K
Shared
820.00
None
335.00
ISHARES TR
SOLEShares40.44K
TypeSH
Market value$3.91M
2.48%
Sole
39.42K
Shared
640.00
None
385.00
ISHARES TR
SOLEShares103.69K
TypeSH
Market value$3.66M
2.32%
Sole
99.09K
Shared
2.26K
None
2.33K
ISHARES TR
SOLEShares46.15K
TypeSH
Market value$3.35M
2.12%
Sole
44.23K
Shared
675.00
None
1.25K
ISHARES TR
SOLEShares45.38K
TypeSH
Market value$3.17M
2.01%
Sole
43.52K
Shared
665.00
None
1.20K
SPDR SER TR
SOLEShares130.68K
TypeSH
Market value$3.02M
1.91%
Sole
126.53K
Shared
3.65K
None
490.00
ISHARES TR
SOLEShares11.28K
TypeSH
Market value$2.76M
1.75%
Sole
11.21K
Shared
60.00
None
10.00
ISHARES TR
SOLEShares38.05K
TypeSH
Market value$2.73M
1.73%
Sole
36.63K
Shared
1.03K
None
380.00
INDEXIQ ETF TR
SOLEShares84.88K
TypeSH
Market value$2.48M
1.57%
Sole
82.33K
Shared
1.90K
None
650.00
ISHARES TR
SOLEShares15.80K
TypeSH
Market value$2.41M
1.52%
Sole
15.66K
Shared
115.00
None
25.00
SPDR INDEX SHS FDS
SOLEShares72.78K
TypeSH
Market value$2.34M
1.48%
Sole
70.75K
Shared
1.73K
None
300.00
SPDR S&P MIDCAP 400 ETF TR
SOLEShares5.06K
TypeSH
Market value$2.32M
1.47%
Sole
4.98K
Shared
70.00
None
10.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 39.92K | SH | $16.34M 10.35% | 38.52K | 1.03K | 370.00 |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 320.96K | SH | $15.35M 9.72% | 306.70K | 12.75K | 1.51K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 81.64K | SH | $14.57M 9.22% | 78.41K | 1.91K | 1.32K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 25.70K | SH | $8.25M 5.22% | 24.42K | 900.00 | 375.00 |
ISHARES TRSOLE | MSCI USA MMENTM | 55.34K | SH | $7.69M 4.87% | 53.29K | 1.43K | 625.00 |
ISHARES TRSOLE | SHRT NAT MUN ETF | 60.51K | SH | $6.33M 4.01% | 60.33K | 175.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 81.30K | SH | $5.81M 3.68% | 78.15K | 1.94K | 1.21K |
SPDR SER TRSOLE | BBG CONV SEC ETF | 82.04K | SH | $5.50M 3.48% | 79K | 2.02K | 1.01K |
INVESCO EXCH TRADED FD TR IISOLE | S&P GBL WATER | 96.32K | SH | $4.80M 3.04% | 92.48K | 2.39K | 1.45K |
SPDR GOLD TRSOLE | GOLD SHS | 26K | SH | $4.76M 3.02% | 24.95K | 845.00 | 200.00 |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 53.75K | SH | $4.46M 2.83% | 51.08K | 1.58K | 1.08K |
INVESCO ACTIVELY MANAGED ETFSOLE | S&P500 DOWNSID | 123.89K | SH | $4.07M 2.58% | 119.77K | 2.45K | 1.68K |
ISHARES TRSOLE | MSCI EMG MKT ETF | 101.08K | SH | $3.99M 2.53% | 96.82K | 2.73K | 1.52K |
VANGUARD WORLD FDSSOLE | HEALTH CAR ETF | 16.63K | SH | $3.97M 2.51% | 15.48K | 820.00 | 335.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 40.44K | SH | $3.91M 2.48% | 39.42K | 640.00 | 385.00 |
ISHARES TRSOLE | MSCI INTL QUALTY | 103.69K | SH | $3.66M 2.32% | 99.09K | 2.26K | 2.33K |
ISHARES TRSOLE | CONV BD ETF | 46.15K | SH | $3.35M 2.12% | 44.23K | 675.00 | 1.25K |
ISHARES TRSOLE | RUS MID CAP ETF | 45.38K | SH | $3.17M 2.01% | 43.52K | 665.00 | 1.20K |
SPDR SER TRSOLE | BLOOMBERG INTL T | 130.68K | SH | $3.02M 1.91% | 126.53K | 3.65K | 490.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 11.28K | SH | $2.76M 1.75% | 11.21K | 60.00 | 10.00 |
ISHARES TRSOLE | ESG AW MSCI EAFE | 38.05K | SH | $2.73M 1.73% | 36.63K | 1.03K | 380.00 |
INDEXIQ ETF TRSOLE | HEDGE MLTI ETF | 84.88K | SH | $2.48M 1.57% | 82.33K | 1.90K | 650.00 |
ISHARES TRSOLE | RUS 1000 VAL ETF | 15.80K | SH | $2.41M 1.52% | 15.66K | 115.00 | 25.00 |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 72.78K | SH | $2.34M 1.48% | 70.75K | 1.73K | 300.00 |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 5.06K | SH | $2.32M 1.47% | 4.98K | 70.00 | 10.00 |
Page 1 of 3