Filed: 1/20/2023ACC: 0001832093-23-000001
📋 What this filing means
BARON FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 52 equity positions with a total reported market value of $150.85M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
52
Positions
$150.85M
Total AUM (reported)
2.07M
Total Shares
Allocation by class
STRM INFPROIDX$15.55M10.3%
TR UNIT$14.93M9.9%
RUSSELL 2000 ETF$14.00M9.3%
MSCI USA MMENTM$8.01M5.3%
SHRT NAT MUN ETF$6.51M4.3%
COM$5.74M3.8%
MSCI EAFE ETF$5.37M3.6%
Portfolio Concentration
Top 3$44.49M29.5%
4–10$39.44M26.1%
11–25$45.69M30.3%
Rest$21.24M14.1%
Top 3 weight
29.5%
Top 10 weight
55.6%
Voting Authority Distribution
Total shares with voting rights: 2.07M
Sole
Full voting authority
2.02M
shares
% of voting shares97.4%
Shared
Joint voting authority
52.54K
shares
% of voting shares2.5%
None
No voting authority
1.14K
shares
% of voting shares0.1%
Investment Discretion (by position count)
Sole52
Shared0
Other0
Dominant voting typeSole · 97.4% of voting shares
Institutional Holdings52
Rows:
VANGUARD MALVERN FDS
SOLEShares332.92K
TypeSH
Market value$15.55M
10.31%
Sole
320.15K
Shared
12.77K
None
0.00
SPDR S&P 500 ETF TR
SOLEShares39.04K
TypeSH
Market value$14.93M
9.90%
Sole
38.01K
Shared
1.03K
None
0.00
ISHARES TR
SOLEShares80.32K
TypeSH
Market value$14.00M
9.28%
Sole
78.38K
Shared
1.94K
None
0.00
ISHARES TR
SOLEShares54.87K
TypeSH
Market value$8.01M
5.31%
Sole
53.45K
Shared
1.42K
None
0.00
ISHARES TR
SOLEShares62.47K
TypeSH
Market value$6.51M
4.32%
Sole
62.30K
Shared
175.00
None
0.00
ISHARES TR
SOLEShares81.77K
TypeSH
Market value$5.37M
3.56%
Sole
79.64K
Shared
2.13K
None
0.00
INVESCO QQQ TR
SOLEShares20.12K
TypeSH
Market value$5.36M
3.55%
Sole
19.40K
Shared
715.00
None
0.00
SPDR SER TR
SOLEShares81.61K
TypeSH
Market value$5.25M
3.48%
Sole
79.59K
Shared
2.02K
None
0.00
SPDR GOLD TR
SOLEShares26.70K
TypeSH
Market value$4.53M
3.00%
Sole
25.86K
Shared
845.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares94.61K
TypeSH
Market value$4.41M
2.92%
Sole
92.22K
Shared
2.39K
None
0.00
VANGUARD INDEX FDS
SOLEShares51.21K
TypeSH
Market value$4.22M
2.80%
Sole
49.71K
Shared
1.50K
None
0.00
ISHARES TR
SOLEShares40.55K
TypeSH
Market value$3.84M
2.54%
Sole
39.91K
Shared
640.00
None
0.00
VANGUARD WORLD FDS
SOLEShares15.21K
TypeSH
Market value$3.77M
2.50%
Sole
14.42K
Shared
790.00
None
0.00
ISHARES TR
SOLEShares97.95K
TypeSH
Market value$3.71M
2.46%
Sole
95.21K
Shared
2.73K
None
0.00
INVESCO ACTIVELY MANAGED ETF
SOLEShares108.47K
TypeSH
Market value$3.50M
2.32%
Sole
106.11K
Shared
2.36K
None
0.00
ISHARES TR
SOLEShares99.44K
TypeSH
Market value$3.22M
2.14%
Sole
97.19K
Shared
2.25K
None
0.00
ISHARES TR
SOLEShares42.30K
TypeSH
Market value$2.94M
1.95%
Sole
41.64K
Shared
665.00
None
0.00
SPDR SER TR
SOLEShares126.63K
TypeSH
Market value$2.84M
1.88%
Sole
122.97K
Shared
3.65K
None
0.00
ISHARES TR
SOLEShares40.22K
TypeSH
Market value$2.71M
1.80%
Sole
39.58K
Shared
640.00
None
0.00
ISHARES TR
SOLEShares12.40K
TypeSH
Market value$2.66M
1.76%
Sole
12.30K
Shared
95.00
None
0.00
ISHARES TR
SOLEShares17.40K
TypeSH
Market value$2.64M
1.75%
Sole
17.25K
Shared
150.00
None
0.00
ISHARES TR
SOLEShares37.52K
TypeSH
Market value$2.47M
1.64%
Sole
36.49K
Shared
1.03K
None
0.00
ISHARES TR
SOLEShares23.23K
TypeSH
Market value$2.45M
1.63%
Sole
23.13K
Shared
100.00
None
0.00
INDEXIQ ETF TR
SOLEShares84.28K
TypeSH
Market value$2.40M
1.59%
Sole
82.38K
Shared
1.90K
None
0.00
SPDR S&P MIDCAP 400 ETF TR
SOLEShares5.23K
TypeSH
Market value$2.32M
1.54%
Sole
5.15K
Shared
80.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 332.92K | SH | $15.55M 10.31% | 320.15K | 12.77K | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 39.04K | SH | $14.93M 9.90% | 38.01K | 1.03K | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 80.32K | SH | $14.00M 9.28% | 78.38K | 1.94K | 0.00 |
ISHARES TRSOLE | MSCI USA MMENTM | 54.87K | SH | $8.01M 5.31% | 53.45K | 1.42K | 0.00 |
ISHARES TRSOLE | SHRT NAT MUN ETF | 62.47K | SH | $6.51M 4.32% | 62.30K | 175.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 81.77K | SH | $5.37M 3.56% | 79.64K | 2.13K | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 20.12K | SH | $5.36M 3.55% | 19.40K | 715.00 | 0.00 |
SPDR SER TRSOLE | BBG CONV SEC ETF | 81.61K | SH | $5.25M 3.48% | 79.59K | 2.02K | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 26.70K | SH | $4.53M 3.00% | 25.86K | 845.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | S&P GBL WATER | 94.61K | SH | $4.41M 2.92% | 92.22K | 2.39K | 0.00 |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 51.21K | SH | $4.22M 2.80% | 49.71K | 1.50K | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 40.55K | SH | $3.84M 2.54% | 39.91K | 640.00 | 0.00 |
VANGUARD WORLD FDSSOLE | HEALTH CAR ETF | 15.21K | SH | $3.77M 2.50% | 14.42K | 790.00 | 0.00 |
ISHARES TRSOLE | MSCI EMG MKT ETF | 97.95K | SH | $3.71M 2.46% | 95.21K | 2.73K | 0.00 |
INVESCO ACTIVELY MANAGED ETFSOLE | S&P500 DOWNSID | 108.47K | SH | $3.50M 2.32% | 106.11K | 2.36K | 0.00 |
ISHARES TRSOLE | MSCI INTL QUALTY | 99.44K | SH | $3.22M 2.14% | 97.19K | 2.25K | 0.00 |
ISHARES TRSOLE | CONV BD ETF | 42.30K | SH | $2.94M 1.95% | 41.64K | 665.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG INTL T | 126.63K | SH | $2.84M 1.88% | 122.97K | 3.65K | 0.00 |
ISHARES TRSOLE | RUS MID CAP ETF | 40.22K | SH | $2.71M 1.80% | 39.58K | 640.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 12.40K | SH | $2.66M 1.76% | 12.30K | 95.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 VAL ETF | 17.40K | SH | $2.64M 1.75% | 17.25K | 150.00 | 0.00 |
ISHARES TRSOLE | ESG AW MSCI EAFE | 37.52K | SH | $2.47M 1.64% | 36.49K | 1.03K | 0.00 |
ISHARES TRSOLE | NATIONAL MUN ETF | 23.23K | SH | $2.45M 1.63% | 23.13K | 100.00 | 0.00 |
INDEXIQ ETF TRSOLE | HEDGE MLTI ETF | 84.28K | SH | $2.40M 1.59% | 82.38K | 1.90K | 0.00 |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 5.23K | SH | $2.32M 1.54% | 5.15K | 80.00 | 0.00 |
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