Filed: 11/3/2022ACC: 0001832093-22-000004
📋 What this filing means
BARON FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 49 equity positions with a total reported market value of $148.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
49
Positions
$148.4K
Total AUM (reported)
2.14M
Total Shares
Allocation by class
STRM INFPROIDX$16.5K11.1%
TR UNIT$13.4K9.0%
RUSSELL 2000 ETF$13.3K8.9%
MSCI USA MMENTM$7.0K4.7%
SHRT NAT MUN ETF$6.8K4.6%
SHORT TRM BOND$5.6K3.8%
BBG CONV SEC ETF$5.1K3.5%
Portfolio Concentration
Top 3$43.1K29.1%
4–10$38.4K25.9%
11–25$44.9K30.3%
Rest$21.9K14.8%
Top 3 weight
29.1%
Top 10 weight
55.0%
Voting Authority Distribution
Total shares with voting rights: 2.14M
Sole
Full voting authority
2.08M
shares
% of voting shares97.2%
Shared
Joint voting authority
59.42K
shares
% of voting shares2.8%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole49
Shared0
Other0
Dominant voting typeSole · 97.2% of voting shares
Institutional Holdings49
Rows:
VANGUARD MALVERN FDS
SOLEShares342.19K
TypeSH
Market value$16.5K
11.09%
Sole
328.77K
Shared
13.41K
None
0.00
SPDR S&P 500 ETF TR
SOLEShares37.57K
TypeSH
Market value$13.4K
9.04%
Sole
36.54K
Shared
1.03K
None
0.00
ISHARES TR
SOLEShares80.39K
TypeSH
Market value$13.3K
8.93%
Sole
78.45K
Shared
1.94K
None
0.00
ISHARES TR
SOLEShares53.02K
TypeSH
Market value$7.0K
4.69%
Sole
51.60K
Shared
1.42K
None
0.00
ISHARES TR
SOLEShares66.02K
TypeSH
Market value$6.8K
4.57%
Sole
65.84K
Shared
175.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares75.30K
TypeSH
Market value$5.6K
3.80%
Sole
70.62K
Shared
4.68K
None
0.00
SPDR SER TR
SOLEShares81.35K
TypeSH
Market value$5.1K
3.47%
Sole
79.28K
Shared
2.07K
None
0.00
INVESCO QQQ TR
SOLEShares18.83K
TypeSH
Market value$5.0K
3.39%
Sole
18.11K
Shared
715.00
None
0.00
ISHARES TR
SOLEShares81.67K
TypeSH
Market value$4.6K
3.08%
Sole
79.54K
Shared
2.13K
None
0.00
SPDR GOLD TR
SOLEShares27.95K
TypeSH
Market value$4.3K
2.91%
Sole
27.11K
Shared
845.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares95.92K
TypeSH
Market value$3.9K
2.65%
Sole
93.48K
Shared
2.44K
None
0.00
ISHARES TR
SOLEShares36.24K
TypeSH
Market value$3.7K
2.50%
Sole
36.14K
Shared
100.00
None
0.00
VANGUARD INDEX FDS
SOLEShares43.80K
TypeSH
Market value$3.5K
2.37%
Sole
42.47K
Shared
1.32K
None
0.00
VANGUARD WORLD FDS
SOLEShares15.30K
TypeSH
Market value$3.4K
2.31%
Sole
14.51K
Shared
790.00
None
0.00
ISHARES TR
SOLEShares95.79K
TypeSH
Market value$3.3K
2.25%
Sole
93.05K
Shared
2.73K
None
0.00
ISHARES TR
SOLEShares38.15K
TypeSH
Market value$3.3K
2.24%
Sole
37.51K
Shared
640.00
None
0.00
INVESCO ACTIVELY MANAGED ETF
SOLEShares90.99K
TypeSH
Market value$3.1K
2.08%
Sole
88.64K
Shared
2.35K
None
0.00
SPDR SER TR
SOLEShares144.37K
TypeSH
Market value$3.0K
2.03%
Sole
140.71K
Shared
3.65K
None
0.00
ISHARES TR
SOLEShares30.80K
TypeSH
Market value$3.0K
2.00%
Sole
28.79K
Shared
2K
None
0.00
ISHARES TR
SOLEShares38.92K
TypeSH
Market value$2.7K
1.81%
Sole
38.26K
Shared
665.00
None
0.00
ISHARES TR
SOLEShares12.44K
TypeSH
Market value$2.6K
1.76%
Sole
12.35K
Shared
95.00
None
0.00
ISHARES TR
SOLEShares91.83K
TypeSH
Market value$2.6K
1.72%
Sole
89.58K
Shared
2.25K
None
0.00
ISHARES TR
SOLEShares17.27K
TypeSH
Market value$2.3K
1.58%
Sole
17.12K
Shared
150.00
None
0.00
INDEXIQ ETF TR
SOLEShares81.61K
TypeSH
Market value$2.3K
1.53%
Sole
79.72K
Shared
1.90K
None
0.00
SPDR S&P MIDCAP 400 ETF TR
SOLEShares5.33K
TypeSH
Market value$2.1K
1.44%
Sole
5.24K
Shared
90.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 342.19K | SH | $16.5K 11.09% | 328.77K | 13.41K | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 37.57K | SH | $13.4K 9.04% | 36.54K | 1.03K | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 80.39K | SH | $13.3K 8.93% | 78.45K | 1.94K | 0.00 |
ISHARES TRSOLE | MSCI USA MMENTM | 53.02K | SH | $7.0K 4.69% | 51.60K | 1.42K | 0.00 |
ISHARES TRSOLE | SHRT NAT MUN ETF | 66.02K | SH | $6.8K 4.57% | 65.84K | 175.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 75.30K | SH | $5.6K 3.80% | 70.62K | 4.68K | 0.00 |
SPDR SER TRSOLE | BBG CONV SEC ETF | 81.35K | SH | $5.1K 3.47% | 79.28K | 2.07K | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 18.83K | SH | $5.0K 3.39% | 18.11K | 715.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 81.67K | SH | $4.6K 3.08% | 79.54K | 2.13K | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 27.95K | SH | $4.3K 2.91% | 27.11K | 845.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | S&P GBL WATER | 95.92K | SH | $3.9K 2.65% | 93.48K | 2.44K | 0.00 |
ISHARES TRSOLE | NATIONAL MUN ETF | 36.24K | SH | $3.7K 2.50% | 36.14K | 100.00 | 0.00 |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 43.80K | SH | $3.5K 2.37% | 42.47K | 1.32K | 0.00 |
VANGUARD WORLD FDSSOLE | HEALTH CAR ETF | 15.30K | SH | $3.4K 2.31% | 14.51K | 790.00 | 0.00 |
ISHARES TRSOLE | MSCI EMG MKT ETF | 95.79K | SH | $3.3K 2.25% | 93.05K | 2.73K | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 38.15K | SH | $3.3K 2.24% | 37.51K | 640.00 | 0.00 |
INVESCO ACTIVELY MANAGED ETFSOLE | S&P500 DOWNSID | 90.99K | SH | $3.1K 2.08% | 88.64K | 2.35K | 0.00 |
SPDR SER TRSOLE | BLOOMBERG INTL T | 144.37K | SH | $3.0K 2.03% | 140.71K | 3.65K | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 30.80K | SH | $3.0K 2.00% | 28.79K | 2K | 0.00 |
ISHARES TRSOLE | CONV BD ETF | 38.92K | SH | $2.7K 1.81% | 38.26K | 665.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 12.44K | SH | $2.6K 1.76% | 12.35K | 95.00 | 0.00 |
ISHARES TRSOLE | MSCI INTL QUALTY | 91.83K | SH | $2.6K 1.72% | 89.58K | 2.25K | 0.00 |
ISHARES TRSOLE | RUS 1000 VAL ETF | 17.27K | SH | $2.3K 1.58% | 17.12K | 150.00 | 0.00 |
INDEXIQ ETF TRSOLE | HEDGE MLTI ETF | 81.61K | SH | $2.3K 1.53% | 79.72K | 1.90K | 0.00 |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 5.33K | SH | $2.1K 1.44% | 5.24K | 90.00 | 0.00 |
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