Filed: 1/21/2025ACC: 0001667731-25-000073
📋 What this filing means
BARON FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 50 equity positions with a total reported market value of $161.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
50
Positions
$161.27M
Total AUM (reported)
1.84M
Total Shares
Allocation by class
TR UNIT$19.02M11.8%
RUSSELL 2000 ETF$16.49M10.2%
STRM INFPROIDX$12.73M7.9%
UNIT SER 1$11.29M7.0%
BBG CONV SEC ETF$5.91M3.7%
MSCI EAFE ETF$5.71M3.5%
GOLD SHS$5.50M3.4%
Portfolio Concentration
Top 3$48.24M29.9%
4–10$43.45M26.9%
11–25$50.29M31.2%
Rest$19.29M12.0%
Top 3 weight
29.9%
Top 10 weight
56.9%
Voting Authority Distribution
Total shares with voting rights: 1.84M
Sole
Full voting authority
1.69M
shares
% of voting shares91.6%
Shared
Joint voting authority
33.40K
shares
% of voting shares1.8%
None
No voting authority
122.30K
shares
% of voting shares6.6%
Investment Discretion (by position count)
Sole50
Shared0
Other0
Dominant voting typeSole · 91.6% of voting shares
Institutional Holdings50
Rows:
SPDR S&P 500 ETF TR
SOLEShares32.46K
TypeSH
Market value$19.02M
11.80%
Sole
30.27K
Shared
568.00
None
1.62K
ISHARES TR
SOLEShares74.62K
TypeSH
Market value$16.49M
10.22%
Sole
69.66K
Shared
1.36K
None
3.60K
VANGUARD MALVERN FDS
SOLEShares262.89K
TypeSH
Market value$12.73M
7.89%
Sole
251.16K
Shared
8.45K
None
3.28K
INVESCO QQQ TR
SOLEShares22.07K
TypeSH
Market value$11.29M
7.00%
Sole
20.33K
Shared
497.00
None
1.25K
SPDR SER TR
SOLEShares75.90K
TypeSH
Market value$5.91M
3.67%
Sole
70.64K
Shared
1.39K
None
3.88K
ISHARES TR
SOLEShares75.56K
TypeSH
Market value$5.71M
3.54%
Sole
69.34K
Shared
1.39K
None
4.83K
SPDR GOLD TR
SOLEShares22.73K
TypeSH
Market value$5.50M
3.41%
Sole
21.15K
Shared
597.00
None
989.00
VANGUARD INDEX FDS
SOLEShares58.68K
TypeSH
Market value$5.23M
3.24%
Sole
52.74K
Shared
1.09K
None
4.85K
INVESCO EXCH TRADED FD TR II
SOLEShares91.69K
TypeSH
Market value$4.97M
3.08%
Sole
83.49K
Shared
1.61K
None
6.58K
ISHARES TR
SOLEShares54.70K
TypeSH
Market value$4.84M
3.00%
Sole
46.46K
Shared
322.00
None
7.92K
ISHARES TR
SOLEShares39.89K
TypeSH
Market value$4.21M
2.61%
Sole
38.55K
Shared
75.00
None
1.27K
VANGUARD CHARLOTTE FDS
SOLEShares85.33K
TypeSH
Market value$4.19M
2.60%
Sole
71.15K
Shared
870.00
None
13.31K
ISHARES TR
SOLEShares48.82K
TypeSH
Market value$4.15M
2.57%
Sole
42.77K
Shared
552.00
None
5.49K
ISHARES TR
SOLEShares98.44K
TypeSH
Market value$4.12M
2.55%
Sole
90.68K
Shared
1.86K
None
5.89K
ISHARES TR
SOLEShares35.24K
TypeSH
Market value$4.06M
2.52%
Sole
32.79K
Shared
419.00
None
2.03K
ISHARES TR
SOLEShares105.20K
TypeSH
Market value$3.91M
2.42%
Sole
93.65K
Shared
1.59K
None
9.96K
VANGUARD WORLD FD
SOLEShares15.16K
TypeSH
Market value$3.85M
2.39%
Sole
13.53K
Shared
595.00
None
1.03K
AMPLIFY ETF TR
SOLEShares94.72K
TypeSH
Market value$3.83M
2.38%
Sole
84.82K
Shared
1.81K
None
8.09K
ISHARES TR
SOLEShares8.27K
TypeSH
Market value$3.32M
2.06%
Sole
8.22K
Shared
0.00
None
51.00
NEW YORK LIFE INVESTMENTS ET
SOLEShares92.97K
TypeSH
Market value$2.92M
1.81%
Sole
85.01K
Shared
1.42K
None
6.54K
ISHARES TR
SOLEShares34.01K
TypeSH
Market value$2.59M
1.61%
Sole
30.55K
Shared
580.00
None
2.88K
SPDR S&P MIDCAP 400 ETF TR
SOLEShares4.15K
TypeSH
Market value$2.37M
1.47%
Sole
4.11K
Shared
10.00
None
32.00
ISHARES INC
SOLEShares44.77K
TypeSH
Market value$2.34M
1.45%
Sole
39.50K
Shared
805.00
None
4.46K
ISHARES TR
SOLEShares12.12K
TypeSH
Market value$2.24M
1.39%
Sole
12.02K
Shared
0.00
None
98.00
SPDR INDEX SHS FDS
SOLEShares64.79K
TypeSH
Market value$2.21M
1.37%
Sole
58.88K
Shared
1.15K
None
4.76K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 32.46K | SH | $19.02M 11.80% | 30.27K | 568.00 | 1.62K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 74.62K | SH | $16.49M 10.22% | 69.66K | 1.36K | 3.60K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 262.89K | SH | $12.73M 7.89% | 251.16K | 8.45K | 3.28K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 22.07K | SH | $11.29M 7.00% | 20.33K | 497.00 | 1.25K |
SPDR SER TRSOLE | BBG CONV SEC ETF | 75.90K | SH | $5.91M 3.67% | 70.64K | 1.39K | 3.88K |
ISHARES TRSOLE | MSCI EAFE ETF | 75.56K | SH | $5.71M 3.54% | 69.34K | 1.39K | 4.83K |
SPDR GOLD TRSOLE | GOLD SHS | 22.73K | SH | $5.50M 3.41% | 21.15K | 597.00 | 989.00 |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 58.68K | SH | $5.23M 3.24% | 52.74K | 1.09K | 4.85K |
INVESCO EXCH TRADED FD TR IISOLE | S&P GBL WATER | 91.69K | SH | $4.97M 3.08% | 83.49K | 1.61K | 6.58K |
ISHARES TRSOLE | RUS MID CAP ETF | 54.70K | SH | $4.84M 3.00% | 46.46K | 322.00 | 7.92K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 39.89K | SH | $4.21M 2.61% | 38.55K | 75.00 | 1.27K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 85.33K | SH | $4.19M 2.60% | 71.15K | 870.00 | 13.31K |
ISHARES TRSOLE | CONV BD ETF | 48.82K | SH | $4.15M 2.57% | 42.77K | 552.00 | 5.49K |
ISHARES TRSOLE | MSCI EMG MKT ETF | 98.44K | SH | $4.12M 2.55% | 90.68K | 1.86K | 5.89K |
ISHARES TRSOLE | CORE S&P SCP ETF | 35.24K | SH | $4.06M 2.52% | 32.79K | 419.00 | 2.03K |
ISHARES TRSOLE | MSCI INTL QUALTY | 105.20K | SH | $3.91M 2.42% | 93.65K | 1.59K | 9.96K |
VANGUARD WORLD FDSOLE | HEALTH CAR ETF | 15.16K | SH | $3.85M 2.39% | 13.53K | 595.00 | 1.03K |
AMPLIFY ETF TRSOLE | CWP ENHANCED DIV | 94.72K | SH | $3.83M 2.38% | 84.82K | 1.81K | 8.09K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 8.27K | SH | $3.32M 2.06% | 8.22K | 0.00 | 51.00 |
NEW YORK LIFE INVESTMENTS ETSOLE | HEDGE MLTI ETF | 92.97K | SH | $2.92M 1.81% | 85.01K | 1.42K | 6.54K |
ISHARES TRSOLE | ESG AW MSCI EAFE | 34.01K | SH | $2.59M 1.61% | 30.55K | 580.00 | 2.88K |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 4.15K | SH | $2.37M 1.47% | 4.11K | 10.00 | 32.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 44.77K | SH | $2.34M 1.45% | 39.50K | 805.00 | 4.46K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 12.12K | SH | $2.24M 1.39% | 12.02K | 0.00 | 98.00 |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 64.79K | SH | $2.21M 1.37% | 58.88K | 1.15K | 4.76K |
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