BARNES RANDALL C sold 4.6% of their position (3K shares) of GUGGENHEIM ACTIVE ALLOCATION FUND on the open market
Open‑market sale worth $47.5K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 3/9/2026ACC: 0001298064-26-000002
DirectorOther
Since Nov 2021
-3K
Net shares
Net seller
$47.5K
Total sold
1
Open market trades
0B · 1S
1
Total transactions
3K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−3K
Price / share
$15.85
Trade value
$47.55K
% of position
4.6%
3/6/2026
65.32K→62.32K
Total
Net shares
−3K
Net value
-$47.55K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/6/2026 | S · Sale | −3K | $15.85 | $47.55K | 4.6% | 65.32K | 62.32K |
| Total | −3K | -$47.55K | ||||||
Derivative Transactions0
No derivative transactions reported