BARNARD MARK NEAL enters HARVEST HEALTH & RECREATION INC. with 273.45K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 1/4/2021ACC: 0001493152-21-000117
Director
Since Jan 2021
273.45K
Baseline shares
100% direct
273.45K
Direct ownership
2 positions
444.45K
Derivative underlying
4 instruments
2
Security positions
All direct
Non-Derivative Holdings2
Subordinate Voting Shares
DirectShares owned216.65K
Subordinate Voting Shares
DirectShares owned56.80K
Total
273.45K direct273.45K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Subordinate Voting Shares | 216.65K | Direct |
| Subordinate Voting Shares | 56.80K | Direct |
| Total | 273.45K | 273.45K direct |
Derivative Holdings4
Stock Options
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
75K
Shares owned
N/A
Exercise price
4.05
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
150K
Shares owned
N/A
Exercise price
6.55
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
69.45K
Shares owned
N/A
Exercise price
2.75
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
150K
Shares owned
N/A
Exercise price
10.20
Expiration
—
Exercise window
—
Total
Underlying
444.45K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Subordinate Voting Shares | 4.05 | — | — | 75K | N/A |
| Stock Options Direct | Subordinate Voting Shares | 6.55 | — | — | 150K | N/A |
| Restricted Stock Units Direct | Subordinate Voting Shares | 2.75 | — | — | 69.45K | N/A |
| Stock Options Direct | Subordinate Voting Shares | 10.20 | — | — | 150K | N/A |
| Total | 444.45K | 0.00 | ||||