Filed: 2/28/2020ACC: 0001720088-20-000006
DirectorOfficer10% Owner· CEO, CFO
Since Sep 2018
+300K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
600K acquired · 300K disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions3
Stock Option
Direct
Converts to
Common Stock
300K shares
Shares
+300K
Strike price
0.01
Held after
0.00
Exercisable
—
2/28/2020
Stock Option
Direct
Converts to
Common Stock
300K shares
Shares
−300K
Strike price
0.01
Held after
0.00
Exercisable
—
2/28/2020
Stock Option
Indirect
Converts to
Common Stock
300K shares
Shares
+300K
Strike price
0.01
Held after
300K
Exercisable
—
2/28/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock300K shares | 2/28/2020 | A · Award | +300K | 0.01 | — | 0.00 |
| Stock Option Direct | Common Stock300K shares | 2/28/2020 | G · Gift | −300K | 0.01 | — | 0.00 |
| Stock Option Indirect | Common Stock300K shares | 2/28/2020 | G · Gift | +300K | 0.01 | — | 300K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
DirectShares owned5.60K
Common Stock
IndirectShares owned2.52M
Total
5.60K direct·2.52M indirect2.53M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 5.60K | Direct |
| Common Stock | 2.52M | Indirect |
| Total | 2.53M | 5.60K direct·2.52M indirect |
Derivative Holdings (Post-Transaction)2
Convertible Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
200K
Shares owned
200K
Exercise price
Expiration
—
Exercise window
—
Stock Option
IndirectUnderlying security
Common Stock
Underlying shares
300K
Shares owned
300K
Exercise price
0.01
Expiration
—
Exercise window
—
Total
Underlying
500K
Owned
500K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Convertible Preferred Stock Indirect | Common Stock | — | — | 200K | 200K | |
| Stock Option Indirect | Common Stock | 0.01 | — | — | 300K | 300K |
| Total | 500K | 500K | ||||