Filed: 10/26/2023ACC: 0001085146-23-003922
📋 What this filing means
BANTA ASSET MANAGEMENT LP filed this quarterly 13F‑HR report disclosing 15 equity positions with a total reported market value of $80.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
15
Positions
$80.33M
Total AUM (reported)
3.64M
Total Shares
Allocation by class
UNIT SER 1$21.92M27.3%
S&P 500 ETF SHS$19.53M24.3%
COM$14.23M17.7%
INVSCO BLSH 26$4.27M5.3%
BULSHS 2025 HY$4.24M5.3%
BULSHS 2024 HY$4.21M5.2%
BULETSHS 2027$3.92M4.9%
Portfolio Concentration
Top 3$48.58M60.5%
4–10$27.90M34.7%
11–25$3.84M4.8%
Top 3 weight
60.5%
Top 10 weight
95.2%
Voting Authority Distribution
Total shares with voting rights: 3.64M
Sole
Full voting authority
3.64M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole15
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings15
Rows:
INVESCO QQQ TR
SOLEShares61.19K
TypeSH
Market value$21.92M
27.29%
Sole
61.19K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares49.72K
TypeSH
Market value$19.53M
24.31%
Sole
49.72K
Shared
0.00
None
0.00
APPLE INC
SOLEShares41.68K
TypeSH
Market value$7.14M
8.88%
Sole
41.68K
Shared
0.00
None
0.00
VERITONE INC
SOLEShares2.51M
TypeSH
Market value$6.48M
8.07%
Sole
2.51M
Shared
0.00
None
0.00
INVESCO EXCH TRD SLF IDX FD
SOLEShares188.74K
TypeSH
Market value$4.27M
5.32%
Sole
188.74K
Shared
0.00
None
0.00
INVESCO EXCH TRD SLF IDX FD
SOLEShares188.74K
TypeSH
Market value$4.24M
5.28%
Sole
188.74K
Shared
0.00
None
0.00
INVESCO EXCH TRD SLF IDX FD
SOLEShares187.34K
TypeSH
Market value$4.21M
5.24%
Sole
187.34K
Shared
0.00
None
0.00
INVESCO EXCH TRD SLF IDX FD
SOLEShares182.94K
TypeSH
Market value$3.92M
4.87%
Sole
182.94K
Shared
0.00
None
0.00
INVESCO EXCH TRD SLF IDX FD
SOLEShares157.61K
TypeSH
Market value$3.25M
4.04%
Sole
157.61K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares3.58K
TypeSH
Market value$1.53M
1.91%
Sole
3.58K
Shared
0.00
None
0.00
SPDR DOW JONES INDL AVERAGE
SOLEShares3.16K
TypeSH
Market value$1.06M
1.32%
Sole
3.16K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares14.04K
TypeSH
Market value$1.04M
1.29%
Sole
14.04K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares26.71K
TypeSH
Market value$805.3K
1.00%
Sole
26.71K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares1.92K
TypeSH
Market value$605.0K
0.75%
Sole
1.92K
Shared
0.00
None
0.00
INVESCO EXCH TRD SLF IDX FD
SOLEShares14.30K
TypeSH
Market value$336.1K
0.42%
Sole
14.30K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 61.19K | SH | $21.92M 27.29% | 61.19K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 49.72K | SH | $19.53M 24.31% | 49.72K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 41.68K | SH | $7.14M 8.88% | 41.68K | 0.00 | 0.00 |
VERITONE INCSOLE | COM | 2.51M | SH | $6.48M 8.07% | 2.51M | 0.00 | 0.00 |
INVESCO EXCH TRD SLF IDX FDSOLE | INVSCO BLSH 26 | 188.74K | SH | $4.27M 5.32% | 188.74K | 0.00 | 0.00 |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2025 HY | 188.74K | SH | $4.24M 5.28% | 188.74K | 0.00 | 0.00 |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2024 HY | 187.34K | SH | $4.21M 5.24% | 187.34K | 0.00 | 0.00 |
INVESCO EXCH TRD SLF IDX FDSOLE | BULETSHS 2027 | 182.94K | SH | $3.92M 4.87% | 182.94K | 0.00 | 0.00 |
INVESCO EXCH TRD SLF IDX FDSOLE | INVSCO 28 HYCORP | 157.61K | SH | $3.25M 4.04% | 157.61K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 3.58K | SH | $1.53M 1.91% | 3.58K | 0.00 | 0.00 |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 3.16K | SH | $1.06M 1.32% | 3.16K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX HI YD ETF | 14.04K | SH | $1.04M 1.29% | 14.04K | 0.00 | 0.00 |
ISHARES TRSOLE | PFD AND INCM SEC | 26.71K | SH | $805.3K 1.00% | 26.71K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 1.92K | SH | $605.0K 0.75% | 1.92K | 0.00 | 0.00 |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2023 HY | 14.30K | SH | $336.1K 0.42% | 14.30K | 0.00 | 0.00 |