Filed: 10/18/2022ACC: 0001085146-22-003474
📋 What this filing means
BANTA ASSET MANAGEMENT LP filed this quarterly 13F‑HR report disclosing 15 equity positions with a total reported market value of $82.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
15
Positions
$82.0K
Total AUM (reported)
3.13M
Total Shares
Allocation by class
COM$23.8K29.0%
UNIT SER 1$21.9K26.8%
S&P 500 ETF SHS$20.3K24.7%
BULSHS 2023 HY$2.1K2.5%
INVSCO BLSH 26$2.0K2.5%
BULSHS 2025 HY$2.0K2.5%
BULSHS 2024 HY$2.0K2.4%
Portfolio Concentration
Top 3$57.8K70.6%
4–10$19.2K23.5%
11–25$4.9K6.0%
Top 3 weight
70.6%
Top 10 weight
94.0%
Voting Authority Distribution
Total shares with voting rights: 3.13M
Sole
Full voting authority
3.13M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole15
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings15
Rows:
INVESCO QQQ TR
SOLEShares78.26K
TypeSH
Market value$21.9K
26.76%
Sole
78.26K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares58.47K
TypeSH
Market value$20.3K
24.74%
Sole
58.47K
Shared
0.00
None
0.00
VERITONE INC
SOLEShares2.39M
TypeSH
Market value$15.6K
19.05%
Sole
2.39M
Shared
0.00
None
0.00
APPLE INC
SOLEShares56.33K
TypeSH
Market value$7.7K
9.39%
Sole
56.33K
Shared
0.00
None
0.00
INVESCO EXCH TRD SLF IDX FD
SOLEShares89.45K
TypeSH
Market value$2.1K
2.50%
Sole
89.45K
Shared
0.00
None
0.00
INVESCO EXCH TRD SLF IDX FD
SOLEShares91.95K
TypeSH
Market value$2.0K
2.49%
Sole
91.95K
Shared
0.00
None
0.00
INVESCO EXCH TRD SLF IDX FD
SOLEShares91.95K
TypeSH
Market value$2.0K
2.46%
Sole
91.95K
Shared
0.00
None
0.00
INVESCO EXCH TRD SLF IDX FD
SOLEShares91.95K
TypeSH
Market value$2.0K
2.44%
Sole
91.95K
Shared
0.00
None
0.00
INVESCO EXCH TRD SLF IDX FD
SOLEShares84K
TypeSH
Market value$1.8K
2.17%
Sole
84K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares22.50K
TypeSH
Market value$1.7K
2.02%
Sole
22.50K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares47.31K
TypeSH
Market value$1.6K
1.90%
Sole
47.31K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares3.72K
TypeSH
Market value$1.4K
1.71%
Sole
3.72K
Shared
0.00
None
0.00
SPDR DOW JONES INDL AVERAGE
SOLEShares3.54K
TypeSH
Market value$1.1K
1.33%
Sole
3.54K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares1.92K
TypeSH
Market value$492.00
0.60%
Sole
1.92K
Shared
0.00
None
0.00
INVESCO EXCH TRD SLF IDX FD
SOLEShares16.65K
TypeSH
Market value$348.00
0.42%
Sole
16.65K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 78.26K | SH | $21.9K 26.76% | 78.26K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 58.47K | SH | $20.3K 24.74% | 58.47K | 0.00 | 0.00 |
VERITONE INCSOLE | COM | 2.39M | SH | $15.6K 19.05% | 2.39M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 56.33K | SH | $7.7K 9.39% | 56.33K | 0.00 | 0.00 |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2023 HY | 89.45K | SH | $2.1K 2.50% | 89.45K | 0.00 | 0.00 |
INVESCO EXCH TRD SLF IDX FDSOLE | INVSCO BLSH 26 | 91.95K | SH | $2.0K 2.49% | 91.95K | 0.00 | 0.00 |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2025 HY | 91.95K | SH | $2.0K 2.46% | 91.95K | 0.00 | 0.00 |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2024 HY | 91.95K | SH | $2.0K 2.44% | 91.95K | 0.00 | 0.00 |
INVESCO EXCH TRD SLF IDX FDSOLE | BULETSHS 2027 | 84K | SH | $1.8K 2.17% | 84K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX HI YD ETF | 22.50K | SH | $1.7K 2.02% | 22.50K | 0.00 | 0.00 |
ISHARES TRSOLE | PFD AND INCM SEC | 47.31K | SH | $1.6K 1.90% | 47.31K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 3.72K | SH | $1.4K 1.71% | 3.72K | 0.00 | 0.00 |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 3.54K | SH | $1.1K 1.33% | 3.54K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 1.92K | SH | $492.00 0.60% | 1.92K | 0.00 | 0.00 |
INVESCO EXCH TRD SLF IDX FDSOLE | INVSCO 28 HYCORP | 16.65K | SH | $348.00 0.42% | 16.65K | 0.00 | 0.00 |