BANKS ROBERT R. JR. (President and CEO) exercised options at NEPHROS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/25/2026ACC: 0000914190-26-000053
DirectorOfficer· President and CEO
Since May 2023
0.00
Net shares
Net seller
$172.8K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
120K acquired · 120K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+120K
Price / share
$1.44
Trade value
$172.80K
% of position
171.4%
3/23/2026
70K→190K
Total
Net shares
+120K
Net value
$172.80K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/23/2026 | M · Option Exercise | +120K | $1.44 | $172.80K | 171.4% | 70K | 190K |
| Total | +120K | $172.80K | ||||||
Derivative Transactions1
Stock Option (right to buy)
Direct
Converts to
Common Stock
120K shares
Shares
−120K
Strike price
1.44
Held after
237.16K
Exercisable
—
3/23/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock120K shares | 3/23/2026 | M · Option Exercise | −120K | 1.44 | — | 237.16K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
10.41K
Shares owned
10.41K
Exercise price
2.14
Expiration
—
Exercise window
—
Total
Underlying
10.41K
Owned
10.41K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock | 2.14 | — | — | 10.41K | 10.41K |
| Total | 10.41K | 10.41K | ||||