Filed: 10/29/2018ACC: 0001214659-18-006686
DirectorOfficer· Chief Executive Officer
Since Jul 2018
+1M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1M acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2
Stock options (right to buy)
Direct
Converts to
Common Stock
500K shares
Shares
+500K
Strike price
0.48
Held after
500K
Exercisable
—
10/1/2018
Stock options (right to buy)
Direct
Converts to
Common Stock
500K shares
Shares
+500K
Strike price
0.655
Held after
500K
Exercisable
—
10/26/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock options (right to buy) Direct | Common Stock500K shares | 10/1/2018 | A · Award | +500K | 0.48 | — | 500K |
| Stock options (right to buy) Direct | Common Stock500K shares | 10/26/2018 | A · Award | +500K | 0.655 | — | 500K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned2.26M
Total
2.26M direct2.26M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.26M | Direct |
| Total | 2.26M | 2.26M direct |
Derivative Holdings (Post-Transaction)3
Stock options (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
100K
Shares owned
100K
Exercise price
0.54
Expiration
—
Exercise window
—
Class D Warrants (right to buy)
DirectUnderlying security
Units
Underlying shares
28K
Shares owned
28K
Exercise price
1.00
Expiration
—
Exercise window
—
Stock options - right to buy
DirectUnderlying security
Common Stock
Underlying shares
840K
Shares owned
840K
Exercise price
0.54
Expiration
—
Exercise window
—
Total
Underlying
968K
Owned
968K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock options (right to buy) Direct | Common Stock | 0.54 | — | — | 100K | 100K |
| Class D Warrants (right to buy) Direct | Units | 1.00 | — | — | 28K | 28K |
| Stock options - right to buy Direct | Common Stock | 0.54 | — | — | 840K | 840K |
| Total | 968K | 968K | ||||