Filed: 9/5/2018ACC: 0001214659-18-005912
DirectorOfficer· Chief Executive Officer
Since Jul 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
28K acquired · 28K disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2
Class C Warrants (right to buy)
Direct
Converts to
Common Stock
28K shares
Shares
−28K
Strike price
0.50
Held after
0.00
Exercisable
—
8/6/2018
Class D Warrants (right to buy)
Direct
Converts to
Units
28K shares
Shares
+28K
Strike price
1.00
Held after
28K
Exercisable
—
8/6/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class C Warrants (right to buy) Direct | Common Stock28K shares | 8/6/2018 | J · J | −28K | 0.50 | — | 0.00 |
| Class D Warrants (right to buy) Direct | Units28K shares | 8/6/2018 | J · J | +28K | 1.00 | — | 28K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned2.26M
Total
2.26M direct2.26M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.26M | Direct |
| Total | 2.26M | 2.26M direct |
Derivative Holdings (Post-Transaction)2
Stock option - right to buy
DirectUnderlying security
Common Stock
Underlying shares
840K
Shares owned
840K
Exercise price
0.54
Expiration
—
Exercise window
—
Stock option - right to buy
DirectUnderlying security
Common Stock
Underlying shares
100K
Shares owned
100K
Exercise price
0.54
Expiration
—
Exercise window
—
Total
Underlying
940K
Owned
940K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock option - right to buy Direct | Common Stock | 0.54 | — | — | 840K | 840K |
| Stock option - right to buy Direct | Common Stock | 0.54 | — | — | 100K | 100K |
| Total | 940K | 940K | ||||