BANK OZK

Filed: 11/14/2023ACC: 0000950123-23-010471

📋 What this filing means

BANK OZK filed this quarterly 13F‑HR report disclosing 136 equity positions with a total reported market value of $182.23M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

136

Positions

$182.23M

Total AUM (reported)

1.78M

Total Shares

Allocation by class

COM$145.40M79.8%

CL A$7.66M4.2%

CAP STK CL A$2.87M1.6%

SHS$2.68M1.5%

TR UNIT$2.66M1.5%

COM NEW$2.37M1.3%

MSCI EAFE ETF$1.80M1.0%

Portfolio Concentration

Top 3$27.37M15.0%

4–10$26.93M14.8%

11–25$37.08M20.4%

Rest$90.84M49.9%

Top 3 weight

15.0%

Top 10 weight

29.8%

Voting Authority Distribution

Total shares with voting rights: 1.78M

Sole

Full voting authority

1.48M

% of voting shares83.1%

Shared

Joint voting authority

55.09K

% of voting shares3.1%

None

No voting authority

245.55K

% of voting shares13.8%

Investment Discretion (by position count)

Sole130

Shared0

Other6

Dominant voting typeSole · 83.1% of voting shares

Institutional Holdings136

Rows:

APPLE INC

SOLE

COM

Shares66.59K

TypeSH

Market value$11.40M

6.26%

Sole

64.31K

Shared

992.00

None

1.29K

MICROSOFT CORP

SOLE

COM

Shares29.73K

TypeSH

Market value$9.39M

5.15%

Sole

28.60K

Shared

640.00

None

490.00

ELI LILLY & CO

SOLE

COM

Shares12.25K

TypeSH

Market value$6.58M

3.61%

Sole

12.15K

Shared

104.00

None

0.00

ABBVIE INC

SOLE

COM

Shares29.34K

TypeSH

Market value$4.37M

2.40%

Sole

29.24K

Shared

100.00

None

0.00

MERCK & CO INC

SOLE

COM

Shares42.02K

TypeSH

Market value$4.33M

2.37%

Sole

40.75K

Shared

630.00

None

645.00

APPLIED MATLS INC

SOLE

COM

Shares28.21K

TypeSH

Market value$3.91M

2.14%

Sole

28.21K

Shared

0.00

None

0.00

PEPSICO INC

SOLE

COM

Shares22.64K

TypeSH

Market value$3.84M

2.10%

Sole

21.07K

Shared

1.38K

None

195.00

MASTERCARD INCORPORATED

SOLE

CL A

Shares9.40K

TypeSH

Market value$3.72M

2.04%

Sole

9.32K

Shared

80.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares8.06K

TypeSH

Market value$3.51M

1.93%

Sole

7.61K

Shared

457.00

None

0.00

JPMORGAN CHASE & CO

SOLE

COM

Shares22.49K

TypeSH

Market value$3.26M

1.79%

Sole

21.43K

Shared

917.00

None

145.00

FORTINET INC

SOLE

COM

Shares54.20K

TypeSH

Market value$3.18M

1.75%

Sole

54.07K

Shared

125.00

None

0.00

AMGEN INC

SOLE

COM

Shares11.43K

TypeSH

Market value$3.07M

1.69%

Sole

11.27K

Shared

163.00

None

0.00

PROCTER AND GAMBLE CO

SOLE

COM

Shares20.04K

TypeSH

Market value$2.92M

1.60%

Sole

19.12K

Shared

555.00

None

364.00

ALPHABET INC

SOLE

CAP STK CL A

Shares21.91K

TypeSH

Market value$2.87M

1.57%

Sole

21.91K

Shared

0.00

None

0.00

TJX COS INC NEW

SOLE

COM

Shares30.39K

TypeSH

Market value$2.70M

1.48%

Sole

29.89K

Shared

400.00

None

100.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares6.22K

TypeSH

Market value$2.66M

1.46%

Sole

4.63K

Shared

1.60K

None

0.00

EXXON MOBIL CORP

SOLE

COM

Shares21.98K

TypeSH

Market value$2.58M

1.42%

Sole

20.16K

Shared

0.00

None

1.82K

BANK AMERICA CORP

SOLE

COM

Shares86.26K

TypeSH

Market value$2.36M

1.30%

Sole

80.64K

Shared

658.00

None

4.96K

CHEVRON CORP NEW

SOLE

COM

Shares13.97K

TypeSH

Market value$2.35M

1.29%

Sole

13.84K

Shared

125.00

None

0.00

HONEYWELL INTL INC

SOLE

COM

Shares11.94K

TypeSH

Market value$2.21M

1.21%

Sole

11.27K

Shared

218.00

None

450.00

UNION PAC CORP

SOLE

COM

Shares10.64K

TypeSH

Market value$2.17M

1.19%

Sole

10.34K

Shared

308.00

None

0.00

MEDTRONIC PLC

SOLE

SHS

Shares26.17K

TypeSH

Market value$2.05M

1.13%

Sole

25.69K

Shared

270.00

None

205.00

CISCO SYS INC

SOLE

COM

Shares38.02K

TypeSH

Market value$2.04M

1.12%

Sole

37.57K

Shared

350.00

None

100.00

LOCKHEED MARTIN CORP

SOLE

COM

Shares4.79K

TypeSH

Market value$1.96M

1.07%

Sole

4.44K

Shared

350.00

None

0.00

DUKE ENERGY CORP NEW

SOLE

COM NEW

Shares22.12K

TypeSH

Market value$1.95M

1.07%

Sole

20.09K

Shared

235.00

None

1.79K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
APPLE INCSOLE	COM	66.59K	SH	$11.40M 6.26%	64.31K	992.00	1.29K
MICROSOFT CORPSOLE	COM	29.73K	SH	$9.39M 5.15%	28.60K	640.00	490.00
ELI LILLY & COSOLE	COM	12.25K	SH	$6.58M 3.61%	12.15K	104.00	0.00
ABBVIE INCSOLE	COM	29.34K	SH	$4.37M 2.40%	29.24K	100.00	0.00
MERCK & CO INCSOLE	COM	42.02K	SH	$4.33M 2.37%	40.75K	630.00	645.00
APPLIED MATLS INCSOLE	COM	28.21K	SH	$3.91M 2.14%	28.21K	0.00	0.00
PEPSICO INCSOLE	COM	22.64K	SH	$3.84M 2.10%	21.07K	1.38K	195.00
MASTERCARD INCORPORATEDSOLE	CL A	9.40K	SH	$3.72M 2.04%	9.32K	80.00	0.00
NVIDIA CORPORATIONSOLE	COM	8.06K	SH	$3.51M 1.93%	7.61K	457.00	0.00
JPMORGAN CHASE & COSOLE	COM	22.49K	SH	$3.26M 1.79%	21.43K	917.00	145.00
FORTINET INCSOLE	COM	54.20K	SH	$3.18M 1.75%	54.07K	125.00	0.00
AMGEN INCSOLE	COM	11.43K	SH	$3.07M 1.69%	11.27K	163.00	0.00
PROCTER AND GAMBLE COSOLE	COM	20.04K	SH	$2.92M 1.60%	19.12K	555.00	364.00
ALPHABET INCSOLE	CAP STK CL A	21.91K	SH	$2.87M 1.57%	21.91K	0.00	0.00
TJX COS INC NEWSOLE	COM	30.39K	SH	$2.70M 1.48%	29.89K	400.00	100.00
SPDR S&P 500 ETF TRSOLE	TR UNIT	6.22K	SH	$2.66M 1.46%	4.63K	1.60K	0.00
EXXON MOBIL CORPSOLE	COM	21.98K	SH	$2.58M 1.42%	20.16K	0.00	1.82K
BANK AMERICA CORPSOLE	COM	86.26K	SH	$2.36M 1.30%	80.64K	658.00	4.96K
CHEVRON CORP NEWSOLE	COM	13.97K	SH	$2.35M 1.29%	13.84K	125.00	0.00
HONEYWELL INTL INCSOLE	COM	11.94K	SH	$2.21M 1.21%	11.27K	218.00	450.00
UNION PAC CORPSOLE	COM	10.64K	SH	$2.17M 1.19%	10.34K	308.00	0.00
MEDTRONIC PLCSOLE	SHS	26.17K	SH	$2.05M 1.13%	25.69K	270.00	205.00
CISCO SYS INCSOLE	COM	38.02K	SH	$2.04M 1.12%	37.57K	350.00	100.00
LOCKHEED MARTIN CORPSOLE	COM	4.79K	SH	$1.96M 1.07%	4.44K	350.00	0.00
DUKE ENERGY CORP NEWSOLE	COM NEW	22.12K	SH	$1.95M 1.07%	20.09K	235.00	1.79K

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