BANK OZK

Filed: 7/27/2023ACC: 0000950123-23-006327

📋 What this filing means

BANK OZK filed this quarterly 13F‑HR report disclosing 151 equity positions with a total reported market value of $209.99M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

151

Positions

$209.99M

Total AUM (reported)

2.06M

Total Shares

Allocation by class

COM$166.82M79.4%

CL A$7.89M3.8%

CAP STK CL A$3.29M1.6%

COM NEW$3.13M1.5%

SHS$3.02M1.4%

TR UNIT$2.79M1.3%

SH PARTSHP INT$2.64M1.3%

Portfolio Concentration

Top 3$31.04M14.8%

4–10$32.94M15.7%

11–25$43.27M20.6%

Rest$102.73M48.9%

Top 3 weight

14.8%

Top 10 weight

30.5%

Voting Authority Distribution

Total shares with voting rights: 2.06M

Sole

Full voting authority

1.72M

% of voting shares83.5%

Shared

Joint voting authority

80.78K

% of voting shares3.9%

None

No voting authority

258.51K

% of voting shares12.6%

Investment Discretion (by position count)

Sole145

Shared0

Other6

Dominant voting typeSole · 83.5% of voting shares

Institutional Holdings151

Rows:

APPLE INC

SOLE

COM

Shares72.88K

TypeSH

Market value$14.14M

6.73%

Sole

69.61K

Shared

1.99K

None

1.29K

MICROSOFT CORP

SOLE

COM

Shares32.20K

TypeSH

Market value$10.97M

5.22%

Sole

30.67K

Shared

1.05K

None

490.00

LILLY ELI & CO

SOLE

COM

Shares12.66K

TypeSH

Market value$5.94M

2.83%

Sole

12.41K

Shared

248.00

None

0.00

MERCK & CO INC

SOLE

COM

Shares49.20K

TypeSH

Market value$5.68M

2.70%

Sole

46.88K

Shared

1.68K

None

645.00

FORTINET INC

SOLE

COM

Shares65.32K

TypeSH

Market value$4.94M

2.35%

Sole

63.73K

Shared

1.59K

None

0.00

PEPSICO INC

SOLE

COM

Shares26.21K

TypeSH

Market value$4.86M

2.31%

Sole

24.33K

Shared

1.73K

None

150.00

APPLIED MATLS INC

SOLE

COM

Shares33.44K

TypeSH

Market value$4.83M

2.30%

Sole

32.94K

Shared

501.00

None

0.00

ABBVIE INC

SOLE

COM

Shares33.55K

TypeSH

Market value$4.52M

2.15%

Sole

32.97K

Shared

581.00

None

0.00

JPMORGAN CHASE & CO

SOLE

COM

Shares28.36K

TypeSH

Market value$4.12M

1.96%

Sole

26.51K

Shared

1.67K

None

180.00

MASTERCARD INCORPORATED

SOLE

CL A

Shares10.15K

TypeSH

Market value$3.99M

1.90%

Sole

9.91K

Shared

246.00

None

0.00

PROCTER AND GAMBLE CO

SOLE

COM

Shares24.01K

TypeSH

Market value$3.64M

1.74%

Sole

22.75K

Shared

901.00

None

364.00

TJX COS INC NEW

SOLE

COM

Shares40.76K

TypeSH

Market value$3.46M

1.65%

Sole

39.25K

Shared

1.45K

None

65.00

ALPHABET INC

SOLE

CAP STK CL A

Shares27.48K

TypeSH

Market value$3.29M

1.57%

Sole

26.81K

Shared

675.00

None

0.00

BANK AMERICA CORP

SOLE

COM

Shares113.26K

TypeSH

Market value$3.25M

1.55%

Sole

104.14K

Shared

3.86K

None

5.26K

CHEVRON CORP NEW

SOLE

COM

Shares19.66K

TypeSH

Market value$3.09M

1.47%

Sole

19.18K

Shared

485.00

None

0.00

EXXON MOBIL CORP

SOLE

COM

Shares28.74K

TypeSH

Market value$3.08M

1.47%

Sole

26.25K

Shared

478.00

None

2.01K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares6.29K

TypeSH

Market value$2.79M

1.33%

Sole

4.69K

Shared

1.60K

None

0.00

AMGEN INC

SOLE

COM

Shares12.16K

TypeSH

Market value$2.70M

1.29%

Sole

11.80K

Shared

354.00

None

0.00

CISCO SYS INC

SOLE

COM

Shares51.30K

TypeSH

Market value$2.65M

1.26%

Sole

49.85K

Shared

1.35K

None

100.00

CHESTNUT STR EXCHANGE FD

SOLE

SH PARTSHP INT

Shares2.79K

TypeSH

Market value$2.64M

1.26%

Sole

2.79K

Shared

0.00

None

0.00

HONEYWELL INTL INC

SOLE

COM

Shares12.62K

TypeSH

Market value$2.62M

1.25%

Sole

11.84K

Shared

385.00

None

399.00

NVIDIA CORPORATION

SOLE

COM

Shares6.04K

TypeSH

Market value$2.56M

1.22%

Sole

5.69K

Shared

349.00

None

0.00

THERMO FISHER SCIENTIFIC INC

SOLE

COM

Shares4.84K

TypeSH

Market value$2.53M

1.20%

Sole

4.66K

Shared

141.00

None

40.00

VERIZON COMMUNICATIONS INC

SOLE

COM

Shares67.03K

TypeSH

Market value$2.49M

1.19%

Sole

64.90K

Shared

1.70K

None

426.00

LOCKHEED MARTIN CORP

SOLE

COM

Shares5.40K

TypeSH

Market value$2.49M

1.18%

Sole

4.93K

Shared

468.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
APPLE INCSOLE	COM	72.88K	SH	$14.14M 6.73%	69.61K	1.99K	1.29K
MICROSOFT CORPSOLE	COM	32.20K	SH	$10.97M 5.22%	30.67K	1.05K	490.00
LILLY ELI & COSOLE	COM	12.66K	SH	$5.94M 2.83%	12.41K	248.00	0.00
MERCK & CO INCSOLE	COM	49.20K	SH	$5.68M 2.70%	46.88K	1.68K	645.00
FORTINET INCSOLE	COM	65.32K	SH	$4.94M 2.35%	63.73K	1.59K	0.00
PEPSICO INCSOLE	COM	26.21K	SH	$4.86M 2.31%	24.33K	1.73K	150.00
APPLIED MATLS INCSOLE	COM	33.44K	SH	$4.83M 2.30%	32.94K	501.00	0.00
ABBVIE INCSOLE	COM	33.55K	SH	$4.52M 2.15%	32.97K	581.00	0.00
JPMORGAN CHASE & COSOLE	COM	28.36K	SH	$4.12M 1.96%	26.51K	1.67K	180.00
MASTERCARD INCORPORATEDSOLE	CL A	10.15K	SH	$3.99M 1.90%	9.91K	246.00	0.00
PROCTER AND GAMBLE COSOLE	COM	24.01K	SH	$3.64M 1.74%	22.75K	901.00	364.00
TJX COS INC NEWSOLE	COM	40.76K	SH	$3.46M 1.65%	39.25K	1.45K	65.00
ALPHABET INCSOLE	CAP STK CL A	27.48K	SH	$3.29M 1.57%	26.81K	675.00	0.00
BANK AMERICA CORPSOLE	COM	113.26K	SH	$3.25M 1.55%	104.14K	3.86K	5.26K
CHEVRON CORP NEWSOLE	COM	19.66K	SH	$3.09M 1.47%	19.18K	485.00	0.00
EXXON MOBIL CORPSOLE	COM	28.74K	SH	$3.08M 1.47%	26.25K	478.00	2.01K
SPDR S&P 500 ETF TRSOLE	TR UNIT	6.29K	SH	$2.79M 1.33%	4.69K	1.60K	0.00
AMGEN INCSOLE	COM	12.16K	SH	$2.70M 1.29%	11.80K	354.00	0.00
CISCO SYS INCSOLE	COM	51.30K	SH	$2.65M 1.26%	49.85K	1.35K	100.00
CHESTNUT STR EXCHANGE FDSOLE	SH PARTSHP INT	2.79K	SH	$2.64M 1.26%	2.79K	0.00	0.00
HONEYWELL INTL INCSOLE	COM	12.62K	SH	$2.62M 1.25%	11.84K	385.00	399.00
NVIDIA CORPORATIONSOLE	COM	6.04K	SH	$2.56M 1.22%	5.69K	349.00	0.00
THERMO FISHER SCIENTIFIC INCSOLE	COM	4.84K	SH	$2.53M 1.20%	4.66K	141.00	40.00
VERIZON COMMUNICATIONS INCSOLE	COM	67.03K	SH	$2.49M 1.19%	64.90K	1.70K	426.00
LOCKHEED MARTIN CORPSOLE	COM	5.40K	SH	$2.49M 1.18%	4.93K	468.00	0.00

Page 1 of 7

…