BANK OF MONTREAL /CAN/

Filed: 11/1/2023ACC: 0000927971-23-000005

📋 What this filing means

BANK OF MONTREAL /CAN/ filed this quarterly 13F‑HR report disclosing 3308 equity positions with a total reported market value of $288.91B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3308

Positions

$288.91B

Total AUM (reported)

3.44B

Total Shares

Allocation by class

COM$168.06B58.2%

CAP STK CL A$56.16B19.4%

COM NEW$11.71B4.1%

TR UNIT$7.84B2.7%

CL A$6.35B2.2%

UNIT SER 1$3.87B1.3%

RUSSELL 2000 ETF$2.77B1.0%

Portfolio Concentration

Top 3$110.37B38.2%

4–10$44.11B15.3%

11–25$32.24B11.2%

Rest$102.18B35.4%

Top 3 weight

38.2%

Top 10 weight

53.5%

Voting Authority Distribution

Total shares with voting rights: 3.44B

Sole

Full voting authority

3.39B

% of voting shares98.6%

Shared

Joint voting authority

2.77M

% of voting shares0.1%

None

No voting authority

47.06M

% of voting shares1.4%

Investment Discretion (by position count)

Sole0

Shared0

Other3308

Dominant voting typeSole · 98.6% of voting shares

Institutional Holdings3308

Rows:

ALPHABET INC

DFND

CAP STK CL A

Shares20.80M

TypeSH

Market value$56.16B

19.44%

Sole

16.12M

Shared

2.30K

None

4.68M

AMAZON COM INC

DFND

COM

Shares22.40M

TypeSH

Market value$39.31B

13.61%

Sole

21.92M

Shared

980.00

None

482.73K

APPLE INC

DFND

COM

Shares29.81M

TypeSH

Market value$14.90B

5.16%

Sole

28.76M

Shared

99.76K

None

947.79K

ROYAL BK CDA

DFND

COM

Shares89.51M

TypeSH

Market value$8.18B

2.83%

Sole

89.41M

Shared

0.00

None

103.66K

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares17.19M

TypeSH

Market value$7.84B

2.71%

Sole

17.08M

Shared

5.54K

None

103K

TESLA INC

DFND

COM

Shares6.69M

TypeSH

Market value$7.27B

2.52%

Sole

6.56M

Shared

0.00

None

122.82K

TORONTO DOMINION BK ONT

DFND

COM NEW

Shares114.33M

TypeSH

Market value$7.09B

2.45%

Sole

114.14M

Shared

0.00

None

186.14K

MICROSOFT CORP

DFND

COM

Shares16.65M

TypeSH

Market value$5.83B

2.02%

Sole

16.22M

Shared

24.81K

None

407.96K

BANK NOVA SCOTIA HALIFAX

DFND

COM

Shares83.82M

TypeSH

Market value$4.04B

1.40%

Sole

83.73M

Shared

0.00

None

93.29K

INVESCO QQQ TR

DFND

UNIT SER 1

Shares10.34M

TypeSH

Market value$3.87B

1.34%

Sole

10.33M

Shared

2.20K

None

4.60K

NVIDIA CORPORATION

DFND

COM

Shares6.12M

TypeSH

Market value$2.79B

0.96%

Sole

5.98M

Shared

16.00

None

134.24K

ISHARES TR

DFND

RUSSELL 2000 ETF

Shares14.99M

TypeSH

Market value$2.77B

0.96%

Sole

14.85M

Shared

658.00

None

138.92K

CANADIAN IMPERIAL BK COMM TO

DFND

COM

Shares67.59M

TypeSH

Market value$2.76B

0.96%

Sole

67.54M

Shared

0.00

None

57.24K

ENBRIDGE INC

DFND

COM

Shares71.81M

TypeSH

Market value$2.52B

0.87%

Sole

71.65M

Shared

0.00

None

158.56K

BANK MONTREAL QUE

DFND

COM

Shares26.95M

TypeSH

Market value$2.39B

0.83%

Sole

26.94M

Shared

0.00

None

15.90K

CANADIAN NAT RES LTD

DFND

COM

Shares36.22M

TypeSH

Market value$2.39B

0.83%

Sole

36.15M

Shared

0.00

None

73.97K

TC ENERGY CORP

DFND

COM

Shares60.88M

TypeSH

Market value$2.27B

0.79%

Sole

60.74M

Shared

0.00

None

135.33K

BROOKFIELD CORP

DFND

CL A LTD VT SH

Shares55.21M

TypeSH

Market value$1.98B

0.69%

Sole

55.04M

Shared

0.00

None

169.17K

DISNEY WALT CO

DFND

COM

Shares3.85M

TypeSH

Market value$1.92B

0.67%

Sole

3.75M

Shared

6.38K

None

89.86K

ALPHABET INC

DFND

CAP STK CL C

Shares13.77M

TypeSH

Market value$1.91B

0.66%

Sole

11.03M

Shared

2.44K

None

2.74M

META PLATFORMS INC

DFND

CL A

Shares6.07M

TypeSH

Market value$1.89B

0.65%

Sole

5.95M

Shared

329.00

None

118.99K

CANADIAN NATL RY CO

DFND

COM

Shares15.85M

TypeSH

Market value$1.84B

0.64%

Sole

15.78M

Shared

5.40K

None

66.67K

BURFORD CAP LTD

DFND

ORD SHS

Shares2.02M

TypeSH

Market value$1.77B

0.61%

Sole

2.02M

Shared

0.00

None

0.00

CANADIAN PACIFIC KANSAS CITY

DFND

COM

Shares20.13M

TypeSH

Market value$1.61B

0.56%

Sole

20.07M

Shared

0.00

None

58.13K

MANULIFE FINL CORP

DFND

COM

Shares74.41M

TypeSH

Market value$1.44B

0.50%

Sole

74.16M

Shared

0.00

None

249.12K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
ALPHABET INCDFND	CAP STK CL A	20.80M	SH	$56.16B 19.44%	16.12M	2.30K	4.68M
AMAZON COM INCDFND	COM	22.40M	SH	$39.31B 13.61%	21.92M	980.00	482.73K
APPLE INCDFND	COM	29.81M	SH	$14.90B 5.16%	28.76M	99.76K	947.79K
ROYAL BK CDADFND	COM	89.51M	SH	$8.18B 2.83%	89.41M	0.00	103.66K
SPDR S&P 500 ETF TRDFND	TR UNIT	17.19M	SH	$7.84B 2.71%	17.08M	5.54K	103K
TESLA INCDFND	COM	6.69M	SH	$7.27B 2.52%	6.56M	0.00	122.82K
TORONTO DOMINION BK ONTDFND	COM NEW	114.33M	SH	$7.09B 2.45%	114.14M	0.00	186.14K
MICROSOFT CORPDFND	COM	16.65M	SH	$5.83B 2.02%	16.22M	24.81K	407.96K
BANK NOVA SCOTIA HALIFAXDFND	COM	83.82M	SH	$4.04B 1.40%	83.73M	0.00	93.29K
INVESCO QQQ TRDFND	UNIT SER 1	10.34M	SH	$3.87B 1.34%	10.33M	2.20K	4.60K
NVIDIA CORPORATIONDFND	COM	6.12M	SH	$2.79B 0.96%	5.98M	16.00	134.24K
ISHARES TRDFND	RUSSELL 2000 ETF	14.99M	SH	$2.77B 0.96%	14.85M	658.00	138.92K
CANADIAN IMPERIAL BK COMM TODFND	COM	67.59M	SH	$2.76B 0.96%	67.54M	0.00	57.24K
ENBRIDGE INCDFND	COM	71.81M	SH	$2.52B 0.87%	71.65M	0.00	158.56K
BANK MONTREAL QUEDFND	COM	26.95M	SH	$2.39B 0.83%	26.94M	0.00	15.90K
CANADIAN NAT RES LTDDFND	COM	36.22M	SH	$2.39B 0.83%	36.15M	0.00	73.97K
TC ENERGY CORPDFND	COM	60.88M	SH	$2.27B 0.79%	60.74M	0.00	135.33K
BROOKFIELD CORPDFND	CL A LTD VT SH	55.21M	SH	$1.98B 0.69%	55.04M	0.00	169.17K
DISNEY WALT CODFND	COM	3.85M	SH	$1.92B 0.67%	3.75M	6.38K	89.86K
ALPHABET INCDFND	CAP STK CL C	13.77M	SH	$1.91B 0.66%	11.03M	2.44K	2.74M
META PLATFORMS INCDFND	CL A	6.07M	SH	$1.89B 0.65%	5.95M	329.00	118.99K
CANADIAN NATL RY CODFND	COM	15.85M	SH	$1.84B 0.64%	15.78M	5.40K	66.67K
BURFORD CAP LTDDFND	ORD SHS	2.02M	SH	$1.77B 0.61%	2.02M	0.00	0.00
CANADIAN PACIFIC KANSAS CITYDFND	COM	20.13M	SH	$1.61B 0.56%	20.07M	0.00	58.13K
MANULIFE FINL CORPDFND	COM	74.41M	SH	$1.44B 0.50%	74.16M	0.00	249.12K

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