BANK OF MONTREAL /CAN/

Filed: 8/2/2023ACC: 0000927971-23-000003

📋 What this filing means

BANK OF MONTREAL /CAN/ filed this quarterly 13F‑HR report disclosing 3510 equity positions with a total reported market value of $289.29B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3510

Positions

$289.29B

Total AUM (reported)

3.22B

Total Shares

Allocation by class

COM$166.90B57.7%

CAP STK CL A$61.21B21.2%

COM NEW$11.07B3.8%

TR UNIT$7.05B2.4%

CL A$6.17B2.1%

UNIT SER 1$4.41B1.5%

RUSSELL 2000 ETF$1.97B0.7%

Portfolio Concentration

Top 3$116.56B40.3%

4–10$42.56B14.7%

11–25$30.89B10.7%

Rest$99.28B34.3%

Top 3 weight

40.3%

Top 10 weight

55.0%

Voting Authority Distribution

Total shares with voting rights: 3.22B

Sole

Full voting authority

3.16B

% of voting shares98.2%

Shared

Joint voting authority

2.77M

% of voting shares0.1%

None

No voting authority

55.69M

% of voting shares1.7%

Investment Discretion (by position count)

Sole0

Shared0

Other3510

Dominant voting typeSole · 98.2% of voting shares

Institutional Holdings3510

Rows:

ALPHABET INC

DFND

CAP STK CL A

Shares22.67M

TypeSH

Market value$61.21B

21.16%

Sole

17.77M

Shared

2.30K

None

4.90M

AMAZON COM INC

DFND

COM

Shares23.32M

TypeSH

Market value$40.93B

14.15%

Sole

22.67M

Shared

980.00

None

654.34K

APPLE INC

DFND

COM

Shares28.84M

TypeSH

Market value$14.42B

4.98%

Sole

27.47M

Shared

99.76K

None

1.26M

ROYAL BK CDA

DFND

COM

Shares78.45M

TypeSH

Market value$7.50B

2.59%

Sole

78.35M

Shared

0.00

None

101.28K

TESLA INC

DFND

COM

Shares6.49M

TypeSH

Market value$7.05B

2.44%

Sole

6.37M

Shared

0.00

None

111.59K

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares15.84M

TypeSH

Market value$7.05B

2.44%

Sole

15.68M

Shared

5.54K

None

151.78K

TORONTO DOMINION BK ONT

DFND

COM NEW

Shares104.78M

TypeSH

Market value$6.50B

2.25%

Sole

104.60M

Shared

0.00

None

183.08K

MICROSOFT CORP

DFND

COM

Shares16.12M

TypeSH

Market value$5.65B

1.95%

Sole

15.55M

Shared

24.81K

None

547.85K

INVESCO QQQ TR

DFND

UNIT SER 1

Shares11.88M

TypeSH

Market value$4.41B

1.52%

Sole

11.87M

Shared

2.20K

None

4.51K

BANK NOVA SCOTIA HALIFAX

DFND

COM

Shares87.73M

TypeSH

Market value$4.40B

1.52%

Sole

87.64M

Shared

0.00

None

94.20K

NVIDIA CORPORATION

DFND

COM

Shares6.54M

TypeSH

Market value$2.85B

0.99%

Sole

6.37M

Shared

16.00

None

171.09K

CANADIAN IMPERIAL BK COMM TO

DFND

COM

Shares62.75M

TypeSH

Market value$2.77B

0.96%

Sole

62.69M

Shared

0.00

None

59.53K

ENBRIDGE INC

DFND

COM

Shares66.18M

TypeSH

Market value$2.52B

0.87%

Sole

66.02M

Shared

0.00

None

160.06K

BANK MONTREAL QUE

DFND

COM

Shares26.77M

TypeSH

Market value$2.42B

0.84%

Sole

26.75M

Shared

0.00

None

16.24K

TC ENERGY CORP

DFND

COM

Shares42.01M

TypeSH

Market value$2.24B

0.78%

Sole

41.88M

Shared

0.00

None

126.15K

CANADIAN NAT RES LTD

DFND

COM

Shares37.07M

TypeSH

Market value$2.09B

0.72%

Sole

37M

Shared

0.00

None

66.23K

ISHARES TR

DFND

RUSSELL 2000 ETF

Shares10.49M

TypeSH

Market value$1.97B

0.68%

Sole

10.37M

Shared

658.00

None

118.06K

CANADIAN NATL RY CO

DFND

COM

Shares15.37M

TypeSH

Market value$1.86B

0.64%

Sole

15.30M

Shared

5.40K

None

65.82K

META PLATFORMS INC

DFND

CL A

Shares6.47M

TypeSH

Market value$1.86B

0.64%

Sole

6.30M

Shared

329.00

None

164.40K

BROOKFIELD CORP

DFND

CL A LTD VT SH

Shares54.81M

TypeSH

Market value$1.85B

0.64%

Sole

54.64M

Shared

0.00

None

171.70K

BURFORD CAP LTD

DFND

ORD SHS

Shares2.01M

TypeSH

Market value$1.83B

0.63%

Sole

2.01M

Shared

0.00

None

0.00

DISNEY WALT CO

DFND

COM

Shares3.48M

TypeSH

Market value$1.74B

0.60%

Sole

3.33M

Shared

6.38K

None

140.28K

ALPHABET INC

DFND

CAP STK CL C

Shares13.44M

TypeSH

Market value$1.68B

0.58%

Sole

10.65M

Shared

2.44K

None

2.78M

CANADIAN PACIFIC KANSAS CITY

DFND

COM

Shares20.54M

TypeSH

Market value$1.66B

0.57%

Sole

20.48M

Shared

0.00

None

57.08K

BCE INC

DFND

COM NEW

Shares33.09M

TypeSH

Market value$1.54B

0.53%

Sole

32.99M

Shared

0.00

None

104.66K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
ALPHABET INCDFND	CAP STK CL A	22.67M	SH	$61.21B 21.16%	17.77M	2.30K	4.90M
AMAZON COM INCDFND	COM	23.32M	SH	$40.93B 14.15%	22.67M	980.00	654.34K
APPLE INCDFND	COM	28.84M	SH	$14.42B 4.98%	27.47M	99.76K	1.26M
ROYAL BK CDADFND	COM	78.45M	SH	$7.50B 2.59%	78.35M	0.00	101.28K
TESLA INCDFND	COM	6.49M	SH	$7.05B 2.44%	6.37M	0.00	111.59K
SPDR S&P 500 ETF TRDFND	TR UNIT	15.84M	SH	$7.05B 2.44%	15.68M	5.54K	151.78K
TORONTO DOMINION BK ONTDFND	COM NEW	104.78M	SH	$6.50B 2.25%	104.60M	0.00	183.08K
MICROSOFT CORPDFND	COM	16.12M	SH	$5.65B 1.95%	15.55M	24.81K	547.85K
INVESCO QQQ TRDFND	UNIT SER 1	11.88M	SH	$4.41B 1.52%	11.87M	2.20K	4.51K
BANK NOVA SCOTIA HALIFAXDFND	COM	87.73M	SH	$4.40B 1.52%	87.64M	0.00	94.20K
NVIDIA CORPORATIONDFND	COM	6.54M	SH	$2.85B 0.99%	6.37M	16.00	171.09K
CANADIAN IMPERIAL BK COMM TODFND	COM	62.75M	SH	$2.77B 0.96%	62.69M	0.00	59.53K
ENBRIDGE INCDFND	COM	66.18M	SH	$2.52B 0.87%	66.02M	0.00	160.06K
BANK MONTREAL QUEDFND	COM	26.77M	SH	$2.42B 0.84%	26.75M	0.00	16.24K
TC ENERGY CORPDFND	COM	42.01M	SH	$2.24B 0.78%	41.88M	0.00	126.15K
CANADIAN NAT RES LTDDFND	COM	37.07M	SH	$2.09B 0.72%	37M	0.00	66.23K
ISHARES TRDFND	RUSSELL 2000 ETF	10.49M	SH	$1.97B 0.68%	10.37M	658.00	118.06K
CANADIAN NATL RY CODFND	COM	15.37M	SH	$1.86B 0.64%	15.30M	5.40K	65.82K
META PLATFORMS INCDFND	CL A	6.47M	SH	$1.86B 0.64%	6.30M	329.00	164.40K
BROOKFIELD CORPDFND	CL A LTD VT SH	54.81M	SH	$1.85B 0.64%	54.64M	0.00	171.70K
BURFORD CAP LTDDFND	ORD SHS	2.01M	SH	$1.83B 0.63%	2.01M	0.00	0.00
DISNEY WALT CODFND	COM	3.48M	SH	$1.74B 0.60%	3.33M	6.38K	140.28K
ALPHABET INCDFND	CAP STK CL C	13.44M	SH	$1.68B 0.58%	10.65M	2.44K	2.78M
CANADIAN PACIFIC KANSAS CITYDFND	COM	20.54M	SH	$1.66B 0.57%	20.48M	0.00	57.08K
BCE INCDFND	COM NEW	33.09M	SH	$1.54B 0.53%	32.99M	0.00	104.66K

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