BANK OF MONTREAL /CAN/

Filed: 11/10/2022ACC: 0000927971-22-000004

📋 What this filing means

BANK OF MONTREAL /CAN/ filed this quarterly 13F‑HR report disclosing 3524 equity positions with a total reported market value of $231.51M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3524

Positions

$231.51M

Total AUM (reported)

2.83B

Total Shares

Allocation by class

COM$136.04M58.8%

CAP STK CL A$39.48M17.1%

COM NEW$11.01M4.8%

TR UNIT$6.82M2.9%

CL A$4.97M2.1%

RUSSELL 2000 ETF$3.20M1.4%

CL A LTD VT SH$2.60M1.1%

Portfolio Concentration

Top 3$80.06M34.6%

4–10$38.06M16.4%

11–25$27.82M12.0%

Rest$85.56M37.0%

Top 3 weight

34.6%

Top 10 weight

51.0%

Voting Authority Distribution

Total shares with voting rights: 2.83B

Sole

Full voting authority

2.75B

% of voting shares97.2%

Shared

Joint voting authority

2.92M

% of voting shares0.1%

None

No voting authority

77.28M

% of voting shares2.7%

Investment Discretion (by position count)

Sole0

Shared0

Other3524

Dominant voting typeSole · 97.2% of voting shares

Institutional Holdings3524

Rows:

ALPHABET INC

DFND

CAP STK CL A

Shares14.62M

TypeSH

Market value$39.48M

17.06%

Sole

9.99M

Shared

2.30K

None

4.63M

AMAZON COM INC

DFND

COM

Shares16.22M

TypeSH

Market value$28.46M

12.29%

Sole

15.94M

Shared

0.00

None

281.69K

APPLE INC

DFND

COM

Shares24.24M

TypeSH

Market value$12.12M

5.23%

Sole

23.01M

Shared

99.79K

None

1.13M

TESLA INC

DFND

COM

Shares7.89M

TypeSH

Market value$8.58M

3.71%

Sole

7.77M

Shared

0.00

None

114.20K

ROYAL BK CDA

DFND

COM

Shares75.48M

TypeSH

Market value$6.95M

3.00%

Sole

73.36M

Shared

0.00

None

2.12M

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares17.39M

TypeSH

Market value$6.82M

2.94%

Sole

17.34M

Shared

5.64K

None

47.18K

TORONTO DOMINION BK ONT

DFND

COM NEW

Shares95.36M

TypeSH

Market value$6.10M

2.64%

Sole

92.56M

Shared

0.00

None

2.80M

BANK NOVA SCOTIA HALIFAX

DFND

COM

Shares68.74M

TypeSH

Market value$3.30M

1.43%

Sole

67.42M

Shared

0.00

None

1.31M

ISHARES TR

DFND

RUSSELL 2000 ETF

Shares17.17M

TypeSH

Market value$3.20M

1.38%

Sole

17.12M

Shared

658.00

None

50.97K

MICROSOFT CORP

DFND

COM

Shares12.93M

TypeSH

Market value$3.10M

1.34%

Sole

12.43M

Shared

24.83K

None

476.42K

BROOKFIELD ASSET MGMT INC

DFND

CL A LTD VT SH

Shares62.49M

TypeSH

Market value$2.60M

1.12%

Sole

59.34M

Shared

0.00

None

3.16M

ENBRIDGE INC

DFND

COM

Shares67.59M

TypeSH

Market value$2.53M

1.09%

Sole

66.57M

Shared

0.00

None

1.02M

INVESCO QQQ TR

DFND

UNIT SER 1

Shares7.52M

TypeSH

Market value$2.25M

0.97%

Sole

7.37M

Shared

2.20K

None

153.81K

CANADIAN IMPERIAL BK COMM TO

DFND

COM

Shares49.08M

TypeSH

Market value$2.23M

0.96%

Sole

49.03M

Shared

0.00

None

49.20K

BANK MONTREAL QUE

DFND

COM

Shares24.51M

TypeSH

Market value$2.18M

0.94%

Sole

23.94M

Shared

0.00

None

569.91K

CANADIAN NATL RY CO

DFND

COM

Shares17.51M

TypeSH

Market value$1.92M

0.83%

Sole

16.80M

Shared

5.40K

None

713.77K

META PLATFORMS INC

DFND

CL A

Shares6.62M

TypeSH

Market value$1.85M

0.80%

Sole

6.57M

Shared

0.00

None

56.90K

CANADIAN PAC RY LTD

DFND

COM

Shares23.73M

TypeSH

Market value$1.79M

0.77%

Sole

22.22M

Shared

0.00

None

1.51M

BROOKFIELD INFRAST PARTNERS

DFND

LP INT UNIT

Shares42.10M

TypeSH

Market value$1.71M

0.74%

Sole

40.07M

Shared

0.00

None

2.03M

TC ENERGY CORP

DFND

COM

Shares39.36M

TypeSH

Market value$1.61M

0.70%

Sole

38.19M

Shared

0.00

None

1.17M

WASTE CONNECTIONS INC

DFND

COM

Shares11.29M

TypeSH

Market value$1.57M

0.68%

Sole

10.45M

Shared

13.20K

None

831.09K

VISA INC

DFND

COM CL A

Shares6.67M

TypeSH

Market value$1.47M

0.63%

Sole

6.51M

Shared

126.00

None

150.69K

CANADIAN NAT RES LTD

DFND

COM

Shares30.73M

TypeSH

Market value$1.44M

0.62%

Sole

30.10M

Shared

0.00

None

627.06K

ALPHABET INC

DFND

CAP STK CL C

Shares13.61M

TypeSH

Market value$1.35M

0.58%

Sole

10.68M

Shared

2.48K

None

2.93M

TELUS CORPORATION

DFND

COM

Shares64.60M

TypeSH

Market value$1.34M

0.58%

Sole

61.26M

Shared

0.00

None

3.33M

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
ALPHABET INCDFND	CAP STK CL A	14.62M	SH	$39.48M 17.06%	9.99M	2.30K	4.63M
AMAZON COM INCDFND	COM	16.22M	SH	$28.46M 12.29%	15.94M	0.00	281.69K
APPLE INCDFND	COM	24.24M	SH	$12.12M 5.23%	23.01M	99.79K	1.13M
TESLA INCDFND	COM	7.89M	SH	$8.58M 3.71%	7.77M	0.00	114.20K
ROYAL BK CDADFND	COM	75.48M	SH	$6.95M 3.00%	73.36M	0.00	2.12M
SPDR S&P 500 ETF TRDFND	TR UNIT	17.39M	SH	$6.82M 2.94%	17.34M	5.64K	47.18K
TORONTO DOMINION BK ONTDFND	COM NEW	95.36M	SH	$6.10M 2.64%	92.56M	0.00	2.80M
BANK NOVA SCOTIA HALIFAXDFND	COM	68.74M	SH	$3.30M 1.43%	67.42M	0.00	1.31M
ISHARES TRDFND	RUSSELL 2000 ETF	17.17M	SH	$3.20M 1.38%	17.12M	658.00	50.97K
MICROSOFT CORPDFND	COM	12.93M	SH	$3.10M 1.34%	12.43M	24.83K	476.42K
BROOKFIELD ASSET MGMT INCDFND	CL A LTD VT SH	62.49M	SH	$2.60M 1.12%	59.34M	0.00	3.16M
ENBRIDGE INCDFND	COM	67.59M	SH	$2.53M 1.09%	66.57M	0.00	1.02M
INVESCO QQQ TRDFND	UNIT SER 1	7.52M	SH	$2.25M 0.97%	7.37M	2.20K	153.81K
CANADIAN IMPERIAL BK COMM TODFND	COM	49.08M	SH	$2.23M 0.96%	49.03M	0.00	49.20K
BANK MONTREAL QUEDFND	COM	24.51M	SH	$2.18M 0.94%	23.94M	0.00	569.91K
CANADIAN NATL RY CODFND	COM	17.51M	SH	$1.92M 0.83%	16.80M	5.40K	713.77K
META PLATFORMS INCDFND	CL A	6.62M	SH	$1.85M 0.80%	6.57M	0.00	56.90K
CANADIAN PAC RY LTDDFND	COM	23.73M	SH	$1.79M 0.77%	22.22M	0.00	1.51M
BROOKFIELD INFRAST PARTNERSDFND	LP INT UNIT	42.10M	SH	$1.71M 0.74%	40.07M	0.00	2.03M
TC ENERGY CORPDFND	COM	39.36M	SH	$1.61M 0.70%	38.19M	0.00	1.17M
WASTE CONNECTIONS INCDFND	COM	11.29M	SH	$1.57M 0.68%	10.45M	13.20K	831.09K
VISA INCDFND	COM CL A	6.67M	SH	$1.47M 0.63%	6.51M	126.00	150.69K
CANADIAN NAT RES LTDDFND	COM	30.73M	SH	$1.44M 0.62%	30.10M	0.00	627.06K
ALPHABET INCDFND	CAP STK CL C	13.61M	SH	$1.35M 0.58%	10.68M	2.48K	2.93M
TELUS CORPORATIONDFND	COM	64.60M	SH	$1.34M 0.58%	61.26M	0.00	3.33M

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