Filed: 10/31/2022ACC: 0001606587-22-002061
📋 What this filing means
BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 147 equity positions with a total reported market value of $1.19M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
147
Positions
$1.19M
Total AUM (reported)
11.15M
Total Shares
Allocation by class
COM$396.5K33.3%
LARGE CAP ETF$100.4K8.4%
VALUE ETF$51.8K4.4%
SHRT TRM CORP BD$49.4K4.2%
UNIT SER 1$49.0K4.1%
DIV APP ETF$44.7K3.8%
COM CL A$34.7K2.9%
Portfolio Concentration
Top 3$201.6K16.9%
4–10$264.8K22.2%
11–25$285.3K24.0%
Rest$438.7K36.9%
Top 3 weight
16.9%
Top 10 weight
39.2%
Voting Authority Distribution
Total shares with voting rights: 11.15M
Sole
Full voting authority
11.12M
shares
% of voting shares99.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
33.30K
shares
% of voting shares0.3%
Investment Discretion (by position count)
Sole147
Shared0
Other0
Dominant voting typeSole · 99.7% of voting shares
Institutional Holdings147
Rows:
VANGUARD LARGE CAP ETF
SOLEShares588.76K
TypeSH
Market value$100.4K
8.43%
Sole
586K
Shared
0.00
None
2.76K
VANGUARD VALUE ETF
SOLEShares407.42K
TypeSH
Market value$51.8K
4.36%
Sole
405K
Shared
0.00
None
2.42K
VANGUARD SHRT TRM CORP BD ETF
SOLEShares643.74K
TypeSH
Market value$49.4K
4.15%
Sole
643.08K
Shared
0.00
None
664.00
INVESCO QQQ TRUST UNIT SER 1 ETF
SOLEShares178.81K
TypeSH
Market value$49.0K
4.12%
Sole
178.81K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares254.15K
TypeSH
Market value$46.0K
3.86%
Sole
253.42K
Shared
0.00
None
735.00
VANGUARD DIV APP ETF
SOLEShares305.73K
TypeSH
Market value$44.7K
3.76%
Sole
305.73K
Shared
0.00
None
0.00
VISA INC COM CL A
SOLEShares176.67K
TypeSH
Market value$33.2K
2.79%
Sole
176.28K
Shared
0.00
None
396.00
VANGUARD HIGH DIV YLD ETF
SOLEShares320.13K
TypeSH
Market value$32.7K
2.75%
Sole
315.58K
Shared
0.00
None
4.56K
MICROSOFT CORP COM
SOLEShares136.20K
TypeSH
Market value$31.9K
2.68%
Sole
135.68K
Shared
0.00
None
522.00
VANGUARD MID CAP ETF
SOLEShares139.52K
TypeSH
Market value$27.2K
2.29%
Sole
139.52K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT ETF
SOLEShares168.06K
TypeSH
Market value$23.1K
1.94%
Sole
168.06K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC COM
SOLEShares43.85K
TypeSH
Market value$22.3K
1.87%
Sole
43.69K
Shared
0.00
None
156.00
SELECT SECTOR SPDR TRUST SBI HEALTHCARE ETF
SOLEShares160.47K
TypeSH
Market value$20.7K
1.73%
Sole
159.72K
Shared
0.00
None
756.00
AMAZON COM INC COM
SOLEShares180.41K
TypeSH
Market value$20.4K
1.72%
Sole
180.17K
Shared
0.00
None
240.00
SPDR SERIES TRUST ICE PREFERRED SECURITIES ETF
SOLEShares1.91K
TypeSH
Market value$20.4K
1.71%
Sole
1.91K
Shared
0.00
None
0.00
BLACKSTONE INC COM
SOLEShares241.55K
TypeSH
Market value$20.3K
1.70%
Sole
241.55K
Shared
0.00
None
0.00
TEXAS INSTRUMENTS INC COM
SOLEShares129.30K
TypeSH
Market value$20.1K
1.69%
Sole
129.08K
Shared
0.00
None
221.00
INVESCO EXCHANGE TRADED FD TR S&P500 EQL TEC ETF
SOLEShares83.78K
TypeSH
Market value$19.6K
1.65%
Sole
83.78K
Shared
0.00
None
0.00
ALPHABET INC COM CL C
SOLEShares202.10K
TypeSH
Market value$19.4K
1.63%
Sole
202.10K
Shared
0.00
None
0.00
WALT DISNEY COMPANY (THE) COM
SOLEShares194.17K
TypeSH
Market value$18.3K
1.54%
Sole
193.72K
Shared
0.00
None
446.00
VANGUARD SM CP VAL ETF
SOLEShares111.40K
TypeSH
Market value$16.7K
1.40%
Sole
111.40K
Shared
0.00
None
0.00
SPDR S&P500 ETF TRUST TR UNIT ETF
SOLEShares45.36K
TypeSH
Market value$16.4K
1.38%
Sole
45.36K
Shared
0.00
None
0.00
COSTCO WHOLESALE CORP COM
SOLEShares34.26K
TypeSH
Market value$16.3K
1.37%
Sole
34.22K
Shared
0.00
None
40.00
ISHARES TRUST U.S. MED DVC ETF
SOLEShares320.04K
TypeSH
Market value$15.7K
1.32%
Sole
319.44K
Shared
0.00
None
600.00
ISHARES TRUST CORE S&P500 ETF
SOLEShares32.85K
TypeSH
Market value$15.7K
1.32%
Sole
32.85K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD LARGE CAP ETFSOLE | LARGE CAP ETF | 588.76K | SH | $100.4K 8.43% | 586K | 0.00 | 2.76K |
VANGUARD VALUE ETFSOLE | VALUE ETF | 407.42K | SH | $51.8K 4.36% | 405K | 0.00 | 2.42K |
VANGUARD SHRT TRM CORP BD ETFSOLE | SHRT TRM CORP BD | 643.74K | SH | $49.4K 4.15% | 643.08K | 0.00 | 664.00 |
INVESCO QQQ TRUST UNIT SER 1 ETFSOLE | UNIT SER 1 | 178.81K | SH | $49.0K 4.12% | 178.81K | 0.00 | 0.00 |
APPLE INC COMSOLE | COM | 254.15K | SH | $46.0K 3.86% | 253.42K | 0.00 | 735.00 |
VANGUARD DIV APP ETFSOLE | DIV APP ETF | 305.73K | SH | $44.7K 3.76% | 305.73K | 0.00 | 0.00 |
VISA INC COM CL ASOLE | COM CL A | 176.67K | SH | $33.2K 2.79% | 176.28K | 0.00 | 396.00 |
VANGUARD HIGH DIV YLD ETFSOLE | HIGH DIV YLD | 320.13K | SH | $32.7K 2.75% | 315.58K | 0.00 | 4.56K |
MICROSOFT CORP COMSOLE | COM | 136.20K | SH | $31.9K 2.68% | 135.68K | 0.00 | 522.00 |
VANGUARD MID CAP ETFSOLE | MID CAP ETF | 139.52K | SH | $27.2K 2.29% | 139.52K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT ETFSOLE | S&P500 EQL WGT | 168.06K | SH | $23.1K 1.94% | 168.06K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INC COMSOLE | COM | 43.85K | SH | $22.3K 1.87% | 43.69K | 0.00 | 156.00 |
SELECT SECTOR SPDR TRUST SBI HEALTHCARE ETFSOLE | SBI HEALTHCARE | 160.47K | SH | $20.7K 1.73% | 159.72K | 0.00 | 756.00 |
AMAZON COM INC COMSOLE | COM | 180.41K | SH | $20.4K 1.72% | 180.17K | 0.00 | 240.00 |
SPDR SERIES TRUST ICE PREFERRED SECURITIES ETFSOLE | ICE PFD SEC ETF | 1.91K | SH | $20.4K 1.71% | 1.91K | 0.00 | 0.00 |
BLACKSTONE INC COMSOLE | COM | 241.55K | SH | $20.3K 1.70% | 241.55K | 0.00 | 0.00 |
TEXAS INSTRUMENTS INC COMSOLE | COM | 129.30K | SH | $20.1K 1.69% | 129.08K | 0.00 | 221.00 |
INVESCO EXCHANGE TRADED FD TR S&P500 EQL TEC ETFSOLE | S&P500 EQL TEC | 83.78K | SH | $19.6K 1.65% | 83.78K | 0.00 | 0.00 |
ALPHABET INC COM CL CSOLE | CAP STK CL C | 202.10K | SH | $19.4K 1.63% | 202.10K | 0.00 | 0.00 |
WALT DISNEY COMPANY (THE) COMSOLE | COM | 194.17K | SH | $18.3K 1.54% | 193.72K | 0.00 | 446.00 |
VANGUARD SM CP VAL ETFSOLE | SM CP VAL ETF | 111.40K | SH | $16.7K 1.40% | 111.40K | 0.00 | 0.00 |
SPDR S&P500 ETF TRUST TR UNIT ETFSOLE | TR UNIT | 45.36K | SH | $16.4K 1.38% | 45.36K | 0.00 | 0.00 |
COSTCO WHOLESALE CORP COMSOLE | COM | 34.26K | SH | $16.3K 1.37% | 34.22K | 0.00 | 40.00 |
ISHARES TRUST U.S. MED DVC ETFSOLE | U.S. MED DVC ETF | 320.04K | SH | $15.7K 1.32% | 319.44K | 0.00 | 600.00 |
ISHARES TRUST CORE S&P500 ETFSOLE | CORE S&P500 ETF | 32.85K | SH | $15.7K 1.32% | 32.85K | 0.00 | 0.00 |
Page 1 of 6
…