Filed: 4/7/2022ACC: 0001493152-22-009328
DirectorOfficer10% Owner· Interim CEO
Since Sep 2018
+100K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
100K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Common Stock Options
Direct
Converts to
Common stock
100K shares
Shares
+100K
Strike price
7.00
Held after
100K
Exercisable
—
3/30/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Stock Options Direct | Common stock100K shares | 3/30/2022 | A · Award | +100K | 7.00 | — | 100K |
Non-Derivative Holdings (Post-Transaction)4
Common Stock
IndirectShares owned72.93K
Common Stock
IndirectShares owned46.62K
Common Stock
IndirectShares owned6.67K
Common Stock
DirectShares owned161.47K
Total
161.47K direct·126.22K indirect287.68K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 72.93K | Indirect |
| Common Stock | 46.62K | Indirect |
| Common Stock | 6.67K | Indirect |
| Common Stock | 161.47K | Direct |
| Total | 287.68K | 161.47K direct·126.22K indirect |
Derivative Holdings (Post-Transaction)1
Common Stock Warrant
IndirectUnderlying security
Common stock
Underlying shares
10K
Shares owned
10K
Exercise price
0.50
Expiration
—
Exercise window
—
Total
Underlying
10K
Owned
10K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Stock Warrant Indirect | Common stock | 0.50 | — | — | 10K | 10K |
| Total | 10K | 10K | ||||