BALLENGEE JAMES H. enters VIVAKOR, INC. with 3.01M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 8/11/2022ACC: 0001683168-22-005572
3.01M
Baseline shares
0.00
Direct ownership
0 positions
0.00
Derivative underlying
1 instrument
1
Security positions
3.01M indirect
Non-Derivative Holdings1
Common stock, par value $0.001
IndirectShares owned3.01M
Total
3.01M indirect3.01M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common stock, par value $0.001 | 3.01M | Indirect |
| Total | 3.01M | 3.01M indirect |
Derivative Holdings1
Promissory Note
IndirectUnderlying security
Common stock
Underlying shares
N/A
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
0.00
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Promissory Note Indirect | Common stock | — | — | N/A | N/A | |
| Total | 0.00 | 0.00 | ||||