BALL ROBERT JOSEPH

PrivateCIK: 2070664
Location

FOUNTAIN HILLS, AZ

BALL ROBERT JOSEPH (CEO & Executive Chairman) reported 1 transaction at SHOULDER INNOVATIONS, INC.

Review the transaction codes below to understand the nature of each event.

InsiderBALL ROBERT JOSEPHCIK 2070664
DirectorOfficer· CEO & Executive Chairman
Since Feb 2026
-1.55M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
85.89K acquired · 1.64M disposed
Non-Derivative Transactions1

Common Stock

Direct
C · Conversion

Shares

+85.89K

Price / share

Trade value

% of position

494.4%
8/1/2025
17.37K103.26K
Total

Net shares

+85.89K

Net value

$0.00

Derivative Transactions5

Series Seed Convertible Preferred Stock

Direct
C · Conversion
Converts to

Common Stock

11.65K shares

Shares

222.30K

Strike price

Held after

0.00

Exercisable

8/1/2025

Series A Convertible Preferred Stock

Direct
C · Conversion
Converts to

Common Stock

9.23K shares

Shares

176.09K

Strike price

Held after

0.00

Exercisable

8/1/2025

Series B Convertible Preferred Stock

Direct
C · Conversion
Converts to

Common Stock

20.30K shares

Shares

387.35K

Strike price

Held after

0.00

Exercisable

8/1/2025

Series D Convertible Preferred Stock

Direct
C · Conversion
Converts to

Common Stock

37.03K shares

Shares

706.57K

Strike price

Held after

0.00

Exercisable

8/1/2025

Series E Convertible Preferred Stock

Direct
C · Conversion
Converts to

Common Stock

7.68K shares

Shares

146.46K

Strike price

Held after

0.00

Exercisable

8/1/2025
BALL ROBERT JOSEPH — Insider Transaction (Form 4) Filed Aug 5, 2025 | Finecho