BALL ROBERT JOSEPH enters SHOULDER INNOVATIONS, INC. with 17.37K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

BALL ROBERT JOSEPH

Filed: 7/30/2025ACC: 0001641172-25-021640

InsiderBALL ROBERT JOSEPHCIK 2070664

→

IssuerSHOULDER INNOVATIONS, INC.CIK 1699350

DirectorOfficer· CEO & Executive Chairman

Since Feb 2026

17.37K

Baseline shares

100% direct

17.37K

Direct ownership

1 position

771.73K

Derivative underlying

8 instruments

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned17.37K

Total

17.37K direct17.37K

Security Title	Shares Owned	Ownership Type
Common Stock	17.37K	Direct
Total	17.37K	17.37K direct

Derivative Holdings8

Series Seed Convertible Preferred Stock

Direct

Underlying security

Common Stock

Underlying shares

11.65K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

183.44K

Shares owned

N/A

Exercise price

2.0988

Expiration

—

Exercise window

—

Series D Convertible Preferred Stock

Direct

Underlying security

Common Stock

Underlying shares

37.03K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series E Convertible Preferred Stock

Direct

Underlying security

Common Stock

Underlying shares

7.68K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

172.65K

Shares owned

N/A

Exercise price

2.8620

Expiration

—

Exercise window

—

Series A Convertible Preferred Stock

Direct

Underlying security

Common Stock

Underlying shares

9.23K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series B Convertible Preferred Stock

Direct

Underlying security

Common Stock

Underlying shares

20.30K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

329.76K

Shares owned

N/A

Exercise price

2.4804

Expiration

—

Exercise window

—

Total

Underlying

771.73K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Series Seed Convertible Preferred Stock Direct	Common Stock		—	—	11.65K	N/A
Stock Option Direct	Common Stock	2.0988	—	—	183.44K	N/A
Series D Convertible Preferred Stock Direct	Common Stock		—	—	37.03K	N/A
Series E Convertible Preferred Stock Direct	Common Stock		—	—	7.68K	N/A
Stock Option Direct	Common Stock	2.8620	—	—	172.65K	N/A
Series A Convertible Preferred Stock Direct	Common Stock		—	—	9.23K	N/A
Series B Convertible Preferred Stock Direct	Common Stock		—	—	20.30K	N/A
Stock Option Direct	Common Stock	2.4804	—	—	329.76K	N/A
Total					771.73K	0.00