BALL FREDERICK exercised options at ADVANCED ENERGY INDUSTRIES INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/6/2026ACC: 0001175993-26-000002
Director
Since Jun 2019
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
2.31K acquired · 2.31K disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+2.31K
Price / share
—
Trade value
—
% of position
153.5%
5/2/2026
1.51K→3.82K
Total
Net shares
+2.31K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 5/2/2026 | M · Option Exercise | +2.31K | — | — | 153.5% | 1.51K | 3.82K |
| Total | +2.31K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
2.31K shares
Shares
−2.31K
Strike price
Held after
0.00
Exercisable
—
5/2/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock2.31K shares | 5/2/2026 | M · Option Exercise | −2.31K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned20K
Common Stock
IndirectShares owned20K
Total
40K indirect40K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 20K | Indirect |
| Common Stock | 20K | Indirect |
| Total | 40K | 40K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported