BALDWIN PAUL EDWARD enters IOTACOMM, INC. with 2.38M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 9/14/2021ACC: 0001654954-21-010056
2.38M
Baseline shares
0.00
Direct ownership
0 positions
1.90M
Derivative underlying
3 instruments
1
Security positions
2.38M indirect
Non-Derivative Holdings1
Common Stock
IndirectShares owned2.38M
Total
2.38M indirect2.38M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.38M | Indirect |
| Total | 2.38M | 2.38M indirect |
Derivative Holdings3
Common Stock Warrants (right to buy)
IndirectUnderlying security
Common Stock
Underlying shares
1.67M
Shares owned
N/A
Exercise price
.12
Expiration
—
Exercise window
—
Common Stock Warrants (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
125K
Shares owned
N/A
Exercise price
.54
Expiration
—
Exercise window
—
Common Stock Warrants (right to buy)
IndirectUnderlying security
Common Stock
Underlying shares
109.38K
Shares owned
N/A
Exercise price
.48
Expiration
—
Exercise window
—
Total
Underlying
1.90M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Stock Warrants (right to buy) Indirect | Common Stock | .12 | — | — | 1.67M | N/A |
| Common Stock Warrants (right to buy) Direct | Common Stock | .54 | — | — | 125K | N/A |
| Common Stock Warrants (right to buy) Indirect | Common Stock | .48 | — | — | 109.38K | N/A |
| Total | 1.90M | 0.00 | ||||