BALDWIN MARISA enters MAHWAH BERGEN RETAIL GROUP, INC. with 37.65K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

BALDWIN MARISA

Filed: 11/18/2019ACC: 0001498301-19-000112

InsiderBALDWIN MARISACIK 1793496

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IssuerMAHWAH BERGEN RETAIL GROUP, INC.CIK 1498301

Officer· EVP, CHRO

Since Nov 2019

37.65K

Baseline shares

100% direct

37.65K

Direct ownership

1 position

264.73K

Derivative underlying

6 instruments

Security positions

All direct

Non-Derivative Holdings1

Common

Direct

Shares owned37.65K

Total

37.65K direct37.65K

Security Title	Shares Owned	Ownership Type
Common	37.65K	Direct
Total	37.65K	37.65K direct

Derivative Holdings6

Option to Buy

Direct

Underlying security

Common

Underlying shares

24.87K

Shares owned

N/A

Exercise price

3.92

Expiration

—

Exercise window

—

Option To Buy

Direct

Underlying security

Common

Underlying shares

28.15K

Shares owned

N/A

Exercise price

2.60

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common

Underlying shares

13.33K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Option To Buy

Direct

Underlying security

Common

Underlying shares

100K

Shares owned

N/A

Exercise price

.26

Expiration

—

Exercise window

—

Option To Buy

Direct

Underlying security

Common

Underlying shares

60.38K

Shares owned

N/A

Exercise price

5.56

Expiration

—

Exercise window

—

Option to Buy

Direct

Underlying security

Common

Underlying shares

38.01K

Shares owned

N/A

Exercise price

12.80

Expiration

—

Exercise window

—

Total

Underlying

264.73K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Option to Buy Direct	Common	3.92	—	—	24.87K	N/A
Option To Buy Direct	Common	2.60	—	—	28.15K	N/A
Restricted Stock Units Direct	Common		—	—	13.33K	N/A
Option To Buy Direct	Common	.26	—	—	100K	N/A
Option To Buy Direct	Common	5.56	—	—	60.38K	N/A
Option to Buy Direct	Common	12.80	—	—	38.01K	N/A
Total					264.73K	0.00