BALAK SALESH (Chief Financial Officer) exercised options at UNIVERSAL BIOSENSORS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

BALAK SALESH

Filed: 7/9/2019ACC: 0000899243-19-019391

InsiderBALAK SALESHCIK 1397500

→

IssuerUNIVERSAL BIOSENSORS INCCIK 1279695

Officer· Chief Financial Officer

Since Nov 2018

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

73.33K acquired · 73.33K disposed

Non-Derivative Transactions1

Common Stock

Direct

M · Option Exercise

+73.33K

Price / share

—

Trade value

—

% of position

57.2%

5/29/2019

128.22K→201.56K

Total

Net shares

+73.33K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/29/2019	M · Option Exercise	+73.33K	—	—	57.2%	128.22K	201.56K
Total			+73.33K		$0.00

Derivative Transactions1

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

73.33K shares

−73.33K

Strike price

0.00

Held after

0.00

Exercisable

—

5/29/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock73.33K shares	5/29/2019	M · Option Exercise	−73.33K	0.00	—	0.00

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)6

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

721K

Shares owned

721K

Exercise price

0.50

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

216.30K

Shares owned

216.30K

Exercise price

0.50

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

40K

Shares owned

40K

Exercise price

0.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

100K

Shares owned

100K

Exercise price

1.72

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

40K

Shares owned

40K

Exercise price

0.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

25K

Shares owned

25K

Exercise price

0.00

Expiration

—

Exercise window

—

Total

Underlying

1.14M

Owned

1.14M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	0.50	—	—	721K	721K
Stock Option (Right to Buy) Direct	Common Stock	0.50	—	—	216.30K	216.30K
Stock Option (Right to Buy) Direct	Common Stock	0.00	—	—	40K	40K
Stock Option (Right to Buy) Direct	Common Stock	1.72	—	—	100K	100K
Stock Option (Right to Buy) Direct	Common Stock	0.00	—	—	40K	40K
Stock Option (Right to Buy) Direct	Common Stock	0.00	—	—	25K	25K
Total					1.14M	1.14M