BAKSA STEPHEN D enters SITO MOBILE, LTD. with 1.23M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 6/8/2020ACC: 0001192482-20-000453
1.23M
Baseline shares
82% direct
1.01M
Direct ownership
1 position
2.38M
Derivative underlying
3 instruments
3
Security positions
216.73K indirect
Non-Derivative Holdings3
Common Stock
DirectShares owned1.01M
Common Stock
IndirectShares owned99K
Common Stock
IndirectShares owned117.73K
Total
1.01M direct·216.73K indirect1.23M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.01M | Direct |
| Common Stock | 99K | Indirect |
| Common Stock | 117.73K | Indirect |
| Total | 1.23M | 1.01M direct·216.73K indirect |
Derivative Holdings3
Stock Purchase Warrants
DirectUnderlying security
Common Stock
Underlying shares
625K
Shares owned
N/A
Exercise price
0.63
Expiration
—
Exercise window
—
Secured Convertible Promissory Notes
DirectUnderlying security
Common Stock
Underlying shares
503.05K
Shares owned
N/A
Exercise price
0.6
Expiration
—
Exercise window
—
Secured Convertible Promissory Notes
DirectUnderlying security
Common Stock
Underlying shares
1.25M
Shares owned
N/A
Exercise price
0.18
Expiration
—
Exercise window
—
Total
Underlying
2.38M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Purchase Warrants Direct | Common Stock | 0.63 | — | — | 625K | N/A |
| Secured Convertible Promissory Notes Direct | Common Stock | 0.6 | — | — | 503.05K | N/A |
| Secured Convertible Promissory Notes Direct | Common Stock | 0.18 | — | — | 1.25M | N/A |
| Total | 2.38M | 0.00 | ||||