BAKER RICHARD A. reported 1 transaction at RETAIL OPPORTUNITY INVESTMENTS CORP
Review the transaction codes below to understand the nature of each event.
Filed: 2/14/2025ACC: 0001407623-25-000049
DirectorOther
Since Jan 2019
-383.38K
Net shares
Net seller
$6.49M
Total sold
0
Open market trades
0B · 0S
4
Total transactions
66.56K acquired · 449.94K disposed
Non-Derivative Transactions1
Common Stock, par value $0.0001 per share
Direct
Shares
−370.75K
Price / share
$17.50
Trade value
$6.49M
% of position
New position
2/12/2025
370.75K→0.00
Total
Net shares
−370.75K
Net value
-$6.49M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share Direct | 2/12/2025 | D · Disposition | −370.75K | $17.50 | $6.49M | New position | 370.75K | 0.00 |
| Total | −370.75K | -$6.49M | ||||||
Derivative Transactions3
OP Units
Direct
Converts to
Common Stock, par value $0.0001 per share
29.76K shares
Shares
+29.76K
Strike price
Held after
42.40K
Exercisable
—
2/12/2025
OP Units
Direct
Converts to
Common Stock, par value $0.0001 per share
36.80K shares
Shares
+36.80K
Strike price
Held after
79.20K
Exercisable
—
2/12/2025
OP Units
Direct
Converts to
Common Stock, par value $0.0001 per share
79.20K shares
Shares
−79.20K
Strike price
Held after
0.00
Exercisable
—
2/12/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| OP Units Direct | Common Stock, par value $0.0001 per share29.76K shares | 2/12/2025 | A · Award | +29.76K | — | 42.40K | |
| OP Units Direct | Common Stock, par value $0.0001 per share36.80K shares | 2/12/2025 | A · Award | +36.80K | — | 79.20K | |
| OP Units Direct | Common Stock, par value $0.0001 per share79.20K shares | 2/12/2025 | D · Disposition | −79.20K | — | 0.00 |