BAKER ELLIS ASSET MANAGEMENT LLC

Filed: 7/9/2024ACC: 0001941040-24-000272

📋 What this filing means

BAKER ELLIS ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 210 equity positions with a total reported market value of $663.65M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

210

Positions

$663.65M

Total AUM (reported)

7.85M

Total Shares

Allocation by class

COM$253.19M38.2%

TOTAL STK MKT$66.70M10.1%

CL B NEW$26.90M4.1%

INF TECH ETF$21.01M3.2%

CL A$20.07M3.0%

HIGH DIV YLD$18.04M2.7%

S&P 500 ETF SHS$14.88M2.2%

Portfolio Concentration

Top 3$118.61M17.9%

4–10$104.42M15.7%

11–25$142.38M21.5%

Rest$298.23M44.9%

Top 3 weight

17.9%

Top 10 weight

33.6%

Voting Authority Distribution

Total shares with voting rights: 7.85M

Sole

Full voting authority

7.73M

% of voting shares98.6%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

111.41K

% of voting shares1.4%

Investment Discretion (by position count)

Sole210

Shared0

Other0

Dominant voting typeSole · 98.6% of voting shares

Institutional Holdings210

Rows:

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares249.34K

TypeSH

Market value$66.70M

10.05%

Sole

245.62K

Shared

0.00

None

3.73K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares66.12K

TypeSH

Market value$26.90M

4.05%

Sole

65.15K

Shared

0.00

None

969.00

MICROSOFT CORP

SOLE

COM

Shares55.96K

TypeSH

Market value$25.01M

3.77%

Sole

54.57K

Shared

0.00

None

1.39K

VANGUARD WORLD FD

SOLE

INF TECH ETF

Shares36.43K

TypeSH

Market value$21.01M

3.17%

Sole

36.28K

Shared

0.00

None

150.00

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares152.07K

TypeSH

Market value$18.04M

2.72%

Sole

148.74K

Shared

0.00

None

3.33K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares29.75K

TypeSH

Market value$14.88M

2.24%

Sole

29.38K

Shared

0.00

None

370.00

LAM RESEARCH CORP

SOLE

COM

Shares13.02K

TypeSH

Market value$13.86M

2.09%

Sole

12.88K

Shared

0.00

None

140.00

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares330.29K

TypeSH

Market value$12.53M

1.89%

Sole

323.91K

Shared

0.00

None

6.38K

COSTCO WHSL CORP NEW

SOLE

COM

Shares14.23K

TypeSH

Market value$12.09M

1.82%

Sole

14.02K

Shared

0.00

None

204.00

JOHN HANCOCK EXCHANGE TRADED

SOLE

MULTIFACTOR MI

Shares218.25K

TypeSH

Market value$12.01M

1.81%

Sole

211.05K

Shared

0.00

None

7.20K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares260.36K

TypeSH

Market value$11.70M

1.76%

Sole

255.47K

Shared

0.00

None

4.89K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares343.47K

TypeSH

Market value$11.56M

1.74%

Sole

338.22K

Shared

0.00

None

5.25K

GOLDMAN SACHS ETF TR

SOLE

ACCES TREASURY

Shares112.23K

TypeSH

Market value$11.23M

1.69%

Sole

111.15K

Shared

0.00

None

1.07K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares138.84K

TypeSH

Market value$10.80M

1.63%

Sole

137.69K

Shared

0.00

None

1.15K

JPMORGAN CHASE & CO

SOLE

COM

Shares52.76K

TypeSH

Market value$10.67M

1.61%

Sole

51.31K

Shared

0.00

None

1.45K

PIMCO EQUITY SER

SOLE

RAFI DYN ML US

Shares220.31K

TypeSH

Market value$10.45M

1.57%

Sole

211.17K

Shared

0.00

None

9.14K

ISHARES TR

SOLE

IBONDS 24 TRM TS

Shares397.57K

TypeSH

Market value$9.53M

1.44%

Sole

392.47K

Shared

0.00

None

5.09K

DIMENSIONAL ETF TRUST

SOLE

INTL SMALL CAP V

Shares337.89K

TypeSH

Market value$9.09M

1.37%

Sole

333.36K

Shared

0.00

None

4.53K

APPLE INC

SOLE

COM

Shares43.15K

TypeSH

Market value$9.09M

1.37%

Sole

41.94K

Shared

0.00

None

1.21K

SOLE

MEGA CAP INDEX

Shares38.30K

TypeSH

Market value$7.56M

1.14%

Sole

37.99K

Shared

0.00

None

300.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	249.34K	SH	$66.70M 10.05%	245.62K	3.73K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	66.12K	SH	$26.90M 4.05%	65.15K	969.00
MICROSOFT CORPSOLE	COM	55.96K	SH	$25.01M 3.77%	54.57K	1.39K
VANGUARD WORLD FDSOLE	INF TECH ETF	36.43K	SH	$21.01M 3.17%	36.28K	150.00
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	152.07K	SH	$18.04M 2.72%	148.74K	3.33K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	29.75K	SH	$14.88M 2.24%	29.38K	370.00
LAM RESEARCH CORPSOLE	COM	13.02K	SH	$13.86M 2.09%	12.88K	140.00
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	330.29K	SH	$12.53M 1.89%	323.91K	6.38K
COSTCO WHSL CORP NEWSOLE	COM	14.23K	SH	$12.09M 1.82%	14.02K	204.00
JOHN HANCOCK EXCHANGE TRADEDSOLE	MULTIFACTOR MI	218.25K	SH	$12.01M 1.81%	211.05K	7.20K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	260.36K	SH	$11.70M 1.76%	255.47K	4.89K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	343.47K	SH	$11.56M 1.74%	338.22K	5.25K
GOLDMAN SACHS ETF TRSOLE	ACCES TREASURY	112.23K	SH	$11.23M 1.69%	111.15K	1.07K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	138.84K	SH	$10.80M 1.63%	137.69K	1.15K
JPMORGAN CHASE & COSOLE	COM	52.76K	SH	$10.67M 1.61%	51.31K	1.45K
PIMCO EQUITY SERSOLE	RAFI DYN ML US	220.31K	SH	$10.45M 1.57%	211.17K	9.14K
ISHARES TRSOLE	IBONDS 24 TRM TS	397.57K	SH	$9.53M 1.44%	392.47K	5.09K
DIMENSIONAL ETF TRUSTSOLE	INTL SMALL CAP V	337.89K	SH	$9.09M 1.37%	333.36K	4.53K
APPLE INCSOLE	COM	43.15K	SH	$9.09M 1.37%	41.94K	1.21K
ISHARES TRSOLE	0-3 MNTH TREASRY	89.21K	SH	$8.98M 1.35%	88.21K	1K
ISHARES TRSOLE	CORE MSCI TOTAL	124.47K	SH	$8.41M 1.27%	118.39K	6.08K
BERKSHIRE HATHAWAY INC DELSOLE	CL A	13.00	SH	$7.96M 1.20%	13.00	0.00
EXXON MOBIL CORPSOLE	COM	67.14K	SH	$7.73M 1.16%	66.65K	489.00
STRYKER CORPORATIONSOLE	COM	22.43K	SH	$7.63M 1.15%	22.03K	400.00
VANGUARD WORLD FDSOLE	MEGA CAP INDEX	38.30K	SH	$7.56M 1.14%	37.99K	300.00

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