BAKER ELLIS ASSET MANAGEMENT LLC

Filed: 10/24/2023ACC: 0001941040-23-000295

📋 What this filing means

BAKER ELLIS ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 202 equity positions with a total reported market value of $556.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

202

Positions

$556.93M

Total AUM (reported)

7.64M

Total Shares

Allocation by class

COM$199.15M35.8%

TOTAL STK MKT$54.09M9.7%

CL B NEW$22.41M4.0%

CL A$17.37M3.1%

HIGH DIV YLD$16.82M3.0%

INF TECH ETF$15.16M2.7%

COM NEW$13.28M2.4%

Portfolio Concentration

Top 3$93.38M16.8%

4–10$89.74M16.1%

11–25$121.13M21.7%

Rest$252.68M45.4%

Top 3 weight

16.8%

Top 10 weight

32.9%

Voting Authority Distribution

Total shares with voting rights: 7.64M

Sole

Full voting authority

7.50M

% of voting shares98.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

148.38K

% of voting shares1.9%

Investment Discretion (by position count)

Sole202

Shared0

Other0

Dominant voting typeSole · 98.1% of voting shares

Institutional Holdings202

Rows:

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares254.66K

TypeSH

Market value$54.09M

9.71%

Sole

249.31K

Shared

0.00

None

5.36K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares63.96K

TypeSH

Market value$22.41M

4.02%

Sole

63K

Shared

0.00

None

964.00

MICROSOFT CORP

SOLE

COM

Shares53.45K

TypeSH

Market value$16.88M

3.03%

Sole

52.09K

Shared

0.00

None

1.35K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares162.76K

TypeSH

Market value$16.82M

3.02%

Sole

159.41K

Shared

0.00

None

3.35K

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares36.54K

TypeSH

Market value$15.16M

2.72%

Sole

36.44K

Shared

0.00

None

100.00

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares185.55K

TypeSH

Market value$13.13M

2.36%

Sole

183.33K

Shared

0.00

None

2.22K

GOLDMAN SACHS ETF TR

SOLE

ACCES TREASURY

Shares126.38K

TypeSH

Market value$12.65M

2.27%

Sole

124.65K

Shared

0.00

None

1.73K

ISHARES TR

SOLE

IBONDS 24 TRM TS

Shares453.25K

TypeSH

Market value$10.81M

1.94%

Sole

445.14K

Shared

0.00

None

8.12K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares27.47K

TypeSH

Market value$10.79M

1.94%

Sole

27.19K

Shared

0.00

None

275.00

JOHN HANCOCK EXCHANGE TRADED

SOLE

MULTIFACTOR MI

Shares219.56K

TypeSH

Market value$10.39M

1.87%

Sole

210.74K

Shared

0.00

None

8.82K

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares324.81K

TypeSH

Market value$10.34M

1.86%

Sole

318.44K

Shared

0.00

None

6.38K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares227.25K

TypeSH

Market value$9.90M

1.78%

Sole

219.52K

Shared

0.00

None

7.73K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares312.15K

TypeSH

Market value$9.37M

1.68%

Sole

303.57K

Shared

0.00

None

8.58K

ENCORE WIRE CORP

SOLE

COM

Shares50.13K

TypeSH

Market value$9.15M

1.64%

Sole

49.36K

Shared

0.00

None

768.00

LAM RESEARCH CORP

SOLE

COM

Shares14.04K

TypeSH

Market value$8.80M

1.58%

Sole

13.71K

Shared

0.00

None

330.00

APPLE INC

SOLE

COM

Shares47.49K

TypeSH

Market value$8.13M

1.46%

Sole

46.17K

Shared

0.00

None

1.33K

PIMCO EQUITY SER

SOLE

RAFI DYN ML US

Shares211.01K

TypeSH

Market value$8.09M

1.45%

Sole

199.68K

Shared

0.00

None

11.33K

COSTCO WHSL CORP NEW

SOLE

COM

Shares14.15K

TypeSH

Market value$7.99M

1.44%

Sole

13.87K

Shared

0.00

None

275.00

MOLSON COORS BEVERAGE CO

SOLE

CL B

Shares121.23K

TypeSH

Market value$7.71M

1.38%

Sole

119.02K

Shared

0.00

None

2.21K

JPMORGAN CHASE & CO

SOLE

COM

Shares50.85K

TypeSH

Market value$7.37M

1.32%

Sole

49.24K

Shared

0.00

None

1.60K

DIMENSIONAL ETF TRUST

SOLE

INTL SMALL CAP V

Shares306.59K

TypeSH

Market value$7.29M

1.31%

Sole

301.18K

Shared

0.00

None

5.41K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL A

Shares13.00

TypeSH

Market value$6.91M

1.24%

Sole

13.00

Shared

0.00

None

0.00

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares68.25K

TypeSH

Market value$6.87M

1.23%

Sole

65.75K

Shared

0.00

None

2.50K

ISHARES TR

SOLE

CORE MSCI TOTAL

Shares111.79K

TypeSH

Market value$6.71M

1.20%

Sole

104.77K

Shared

0.00

None

7.02K

PEPSICO INC

SOLE

COM

Shares38.33K

TypeSH

Market value$6.49M

1.17%

Sole

36.55K

Shared

0.00

None

1.78K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	254.66K	SH	$54.09M 9.71%	249.31K	5.36K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	63.96K	SH	$22.41M 4.02%	63K	964.00
MICROSOFT CORPSOLE	COM	53.45K	SH	$16.88M 3.03%	52.09K	1.35K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	162.76K	SH	$16.82M 3.02%	159.41K	3.35K
VANGUARD WORLD FDSSOLE	INF TECH ETF	36.54K	SH	$15.16M 2.72%	36.44K	100.00
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	185.55K	SH	$13.13M 2.36%	183.33K	2.22K
GOLDMAN SACHS ETF TRSOLE	ACCES TREASURY	126.38K	SH	$12.65M 2.27%	124.65K	1.73K
ISHARES TRSOLE	IBONDS 24 TRM TS	453.25K	SH	$10.81M 1.94%	445.14K	8.12K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	27.47K	SH	$10.79M 1.94%	27.19K	275.00
JOHN HANCOCK EXCHANGE TRADEDSOLE	MULTIFACTOR MI	219.56K	SH	$10.39M 1.87%	210.74K	8.82K
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	324.81K	SH	$10.34M 1.86%	318.44K	6.38K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	227.25K	SH	$9.90M 1.78%	219.52K	7.73K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	312.15K	SH	$9.37M 1.68%	303.57K	8.58K
ENCORE WIRE CORPSOLE	COM	50.13K	SH	$9.15M 1.64%	49.36K	768.00
LAM RESEARCH CORPSOLE	COM	14.04K	SH	$8.80M 1.58%	13.71K	330.00
APPLE INCSOLE	COM	47.49K	SH	$8.13M 1.46%	46.17K	1.33K
PIMCO EQUITY SERSOLE	RAFI DYN ML US	211.01K	SH	$8.09M 1.45%	199.68K	11.33K
COSTCO WHSL CORP NEWSOLE	COM	14.15K	SH	$7.99M 1.44%	13.87K	275.00
MOLSON COORS BEVERAGE COSOLE	CL B	121.23K	SH	$7.71M 1.38%	119.02K	2.21K
JPMORGAN CHASE & COSOLE	COM	50.85K	SH	$7.37M 1.32%	49.24K	1.60K
DIMENSIONAL ETF TRUSTSOLE	INTL SMALL CAP V	306.59K	SH	$7.29M 1.31%	301.18K	5.41K
BERKSHIRE HATHAWAY INC DELSOLE	CL A	13.00	SH	$6.91M 1.24%	13.00	0.00
ISHARES TRSOLE	0-3 MNTH TREASRY	68.25K	SH	$6.87M 1.23%	65.75K	2.50K
ISHARES TRSOLE	CORE MSCI TOTAL	111.79K	SH	$6.71M 1.20%	104.77K	7.02K
PEPSICO INCSOLE	COM	38.33K	SH	$6.49M 1.17%	36.55K	1.78K

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