BAKER ELLIS ASSET MANAGEMENT LLC

Filed: 5/8/2023ACC: 0001941040-23-000129

📋 What this filing means

BAKER ELLIS ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 208 equity positions with a total reported market value of $558.51M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

208

Positions

$558.51M

Total AUM (reported)

7.56M

Total Shares

Allocation by class

COM$205.11M36.7%

TOTAL STK MKT$53.68M9.6%

CL B NEW$19.35M3.5%

COM NEW$18.75M3.4%

CL A$18.07M3.2%

HIGH DIV YLD$17.75M3.2%

INF TECH ETF$14.55M2.6%

Portfolio Concentration

Top 3$90.78M16.3%

4–10$87.56M15.7%

11–25$117.95M21.1%

Rest$262.22M47.0%

Top 3 weight

16.3%

Top 10 weight

31.9%

Voting Authority Distribution

Total shares with voting rights: 7.56M

Sole

Full voting authority

7.27M

% of voting shares96.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

283.94K

% of voting shares3.8%

Investment Discretion (by position count)

Sole208

Shared0

Other0

Dominant voting typeSole · 96.2% of voting shares

Institutional Holdings208

Rows:

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares262.99K

TypeSH

Market value$53.68M

9.61%

Sole

252.53K

Shared

0.00

None

10.46K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares62.68K

TypeSH

Market value$19.35M

3.47%

Sole

60.64K

Shared

0.00

None

2.05K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares168.22K

TypeSH

Market value$17.75M

3.18%

Sole

162.61K

Shared

0.00

None

5.61K

MICROSOFT CORP

SOLE

COM

Shares55.99K

TypeSH

Market value$16.14M

2.89%

Sole

54.30K

Shared

0.00

None

1.69K

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares37.74K

TypeSH

Market value$14.55M

2.61%

Sole

37.63K

Shared

0.00

None

115.00

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares185.48K

TypeSH

Market value$13.57M

2.43%

Sole

179.68K

Shared

0.00

None

5.81K

GOLDMAN SACHS ETF TR

SOLE

ACCES TREASURY

Shares122.51K

TypeSH

Market value$12.27M

2.20%

Sole

119.26K

Shared

0.00

None

3.25K

JOHN HANCOCK EXCHANGE TRADED

SOLE

MULTIFACTOR MI

Shares220.04K

TypeSH

Market value$10.54M

1.89%

Sole

204.37K

Shared

0.00

None

15.67K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares27.48K

TypeSH

Market value$10.33M

1.85%

Sole

27.18K

Shared

0.00

None

295.00

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares64.80K

TypeSH

Market value$10.16M

1.82%

Sole

63.45K

Shared

0.00

None

1.35K

ISHARES TR

SOLE

IBONDS 24 TRM TS

Shares410.86K

TypeSH

Market value$9.86M

1.77%

Sole

399.77K

Shared

0.00

None

11.10K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares316.55K

TypeSH

Market value$9.75M

1.75%

Sole

301.07K

Shared

0.00

None

15.48K

ENCORE WIRE CORP

SOLE

COM

Shares49.86K

TypeSH

Market value$9.24M

1.65%

Sole

48.60K

Shared

0.00

None

1.26K

LOUISIANA PAC CORP

SOLE

COM

Shares160.05K

TypeSH

Market value$8.68M

1.55%

Sole

155.37K

Shared

0.00

None

4.68K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares185.39K

TypeSH

Market value$8.53M

1.53%

Sole

176.15K

Shared

0.00

None

9.24K

PIMCO EQUITY SER

SOLE

RAFI DYN ML US

Shares211.84K

TypeSH

Market value$8.11M

1.45%

Sole

193.41K

Shared

0.00

None

18.44K

APPLE INC

SOLE

COM

Shares48.06K

TypeSH

Market value$7.93M

1.42%

Sole

46.32K

Shared

0.00

None

1.74K

LAM RESEARCH CORP

SOLE

COM

Shares14.23K

TypeSH

Market value$7.55M

1.35%

Sole

13.79K

Shared

0.00

None

448.00

PEPSICO INC

SOLE

COM

Shares40.20K

TypeSH

Market value$7.33M

1.31%

Sole

38.04K

Shared

0.00

None

2.16K

DIMENSIONAL ETF TRUST

SOLE

INTL SMALL CAP V

Shares307.73K

TypeSH

Market value$7.33M

1.31%

Sole

293.93K

Shared

0.00

None

13.79K

COSTCO WHSL CORP NEW

SOLE

COM

Shares13.92K

TypeSH

Market value$6.91M

1.24%

Sole

13.41K

Shared

0.00

None

503.00

ALPHABET INC

SOLE

CAP STK CL C

Shares65.84K

TypeSH

Market value$6.85M

1.23%

Sole

64.03K

Shared

0.00

None

1.81K

ISHARES TR

SOLE

CORE MSCI TOTAL

Shares109.35K

TypeSH

Market value$6.77M

1.21%

Sole

98.77K

Shared

0.00

None

10.58K

WISDOMTREE TR

SOLE

EMG MKTS SMCAP

Shares143.52K

TypeSH

Market value$6.57M

1.18%

Sole

138.19K

Shared

0.00

None

5.34K

JPMORGAN CHASE & CO

SOLE

COM

Shares50.23K

TypeSH

Market value$6.55M

1.17%

Sole

48.05K

Shared

0.00

None

2.18K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	262.99K	SH	$53.68M 9.61%	252.53K	10.46K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	62.68K	SH	$19.35M 3.47%	60.64K	2.05K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	168.22K	SH	$17.75M 3.18%	162.61K	5.61K
MICROSOFT CORPSOLE	COM	55.99K	SH	$16.14M 2.89%	54.30K	1.69K
VANGUARD WORLD FDSSOLE	INF TECH ETF	37.74K	SH	$14.55M 2.61%	37.63K	115.00
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	185.48K	SH	$13.57M 2.43%	179.68K	5.81K
GOLDMAN SACHS ETF TRSOLE	ACCES TREASURY	122.51K	SH	$12.27M 2.20%	119.26K	3.25K
JOHN HANCOCK EXCHANGE TRADEDSOLE	MULTIFACTOR MI	220.04K	SH	$10.54M 1.89%	204.37K	15.67K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	27.48K	SH	$10.33M 1.85%	27.18K	295.00
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	64.80K	SH	$10.16M 1.82%	63.45K	1.35K
ISHARES TRSOLE	IBONDS 24 TRM TS	410.86K	SH	$9.86M 1.77%	399.77K	11.10K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	316.55K	SH	$9.75M 1.75%	301.07K	15.48K
ENCORE WIRE CORPSOLE	COM	49.86K	SH	$9.24M 1.65%	48.60K	1.26K
LOUISIANA PAC CORPSOLE	COM	160.05K	SH	$8.68M 1.55%	155.37K	4.68K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	185.39K	SH	$8.53M 1.53%	176.15K	9.24K
PIMCO EQUITY SERSOLE	RAFI DYN ML US	211.84K	SH	$8.11M 1.45%	193.41K	18.44K
APPLE INCSOLE	COM	48.06K	SH	$7.93M 1.42%	46.32K	1.74K
LAM RESEARCH CORPSOLE	COM	14.23K	SH	$7.55M 1.35%	13.79K	448.00
PEPSICO INCSOLE	COM	40.20K	SH	$7.33M 1.31%	38.04K	2.16K
DIMENSIONAL ETF TRUSTSOLE	INTL SMALL CAP V	307.73K	SH	$7.33M 1.31%	293.93K	13.79K
COSTCO WHSL CORP NEWSOLE	COM	13.92K	SH	$6.91M 1.24%	13.41K	503.00
ALPHABET INCSOLE	CAP STK CL C	65.84K	SH	$6.85M 1.23%	64.03K	1.81K
ISHARES TRSOLE	CORE MSCI TOTAL	109.35K	SH	$6.77M 1.21%	98.77K	10.58K
WISDOMTREE TRSOLE	EMG MKTS SMCAP	143.52K	SH	$6.57M 1.18%	138.19K	5.34K
JPMORGAN CHASE & COSOLE	COM	50.23K	SH	$6.55M 1.17%	48.05K	2.18K

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