BAKER ELLIS ASSET MANAGEMENT LLC

Filed: 2/9/2023ACC: 0001941040-23-000067

📋 What this filing means

BAKER ELLIS ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 208 equity positions with a total reported market value of $516.04M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

208

Positions

$516.04M

Total AUM (reported)

6.96M

Total Shares

Allocation by class

COM$188.80M36.6%

TOTAL STK MKT$50.87M9.9%

CL B NEW$19.79M3.8%

COM NEW$19.04M3.7%

HIGH DIV YLD$18.26M3.5%

CL A$18.11M3.5%

US DIVIDEND EQ$14.39M2.8%

Portfolio Concentration

Top 3$88.91M17.2%

4–10$80.81M15.7%

11–25$111.65M21.6%

Rest$234.66M45.5%

Top 3 weight

17.2%

Top 10 weight

32.9%

Voting Authority Distribution

Total shares with voting rights: 6.96M

Sole

Full voting authority

6.74M

% of voting shares96.8%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

222.87K

% of voting shares3.2%

Investment Discretion (by position count)

Sole208

Shared0

Other0

Dominant voting typeSole · 96.8% of voting shares

Institutional Holdings208

Rows:

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares266.05K

TypeSH

Market value$50.87M

9.86%

Sole

257.72K

Shared

0.00

None

8.34K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares64.06K

TypeSH

Market value$19.79M

3.83%

Sole

62.66K

Shared

0.00

None

1.40K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares168.72K

TypeSH

Market value$18.26M

3.54%

Sole

164.38K

Shared

0.00

None

4.34K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares190.43K

TypeSH

Market value$14.39M

2.79%

Sole

185.87K

Shared

0.00

None

4.56K

MICROSOFT CORP

SOLE

COM

Shares57.03K

TypeSH

Market value$13.68M

2.65%

Sole

55.50K

Shared

0.00

None

1.52K

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares39.90K

TypeSH

Market value$12.74M

2.47%

Sole

39.78K

Shared

0.00

None

115.00

LOUISIANA PAC CORP

SOLE

COM

Shares171.14K

TypeSH

Market value$10.13M

1.96%

Sole

166.75K

Shared

0.00

None

4.39K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares28.70K

TypeSH

Market value$10.08M

1.95%

Sole

28.42K

Shared

0.00

None

275.00

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares64.62K

TypeSH

Market value$10.03M

1.94%

Sole

63.27K

Shared

0.00

None

1.35K

JOHN HANCOCK EXCHANGE TRADED

SOLE

MULTIFACTOR MI

Shares209.78K

TypeSH

Market value$9.76M

1.89%

Sole

199K

Shared

0.00

None

10.78K

WISDOMTREE TR

SOLE

EMG MKTS SMCAP

Shares214.57K

TypeSH

Market value$9.44M

1.83%

Sole

208.53K

Shared

0.00

None

6.04K

ISHARES TR

SOLE

CORE MSCI TOTAL

Shares161.02K

TypeSH

Market value$9.32M

1.81%

Sole

149.89K

Shared

0.00

None

11.13K

ISHARES TR

SOLE

IBONDS 24 TRM TS

Shares368.81K

TypeSH

Market value$8.80M

1.70%

Sole

361.44K

Shared

0.00

None

7.37K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares296.56K

TypeSH

Market value$8.53M

1.65%

Sole

285.32K

Shared

0.00

None

11.24K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares172.53K

TypeSH

Market value$7.77M

1.51%

Sole

165.68K

Shared

0.00

None

6.85K

JOHNSON & JOHNSON

SOLE

COM

Shares43.92K

TypeSH

Market value$7.76M

1.50%

Sole

35.56K

Shared

0.00

None

8.36K

PIMCO EQUITY SER

SOLE

RAFI DYN ML US

Shares203.24K

TypeSH

Market value$7.75M

1.50%

Sole

189.30K

Shared

0.00

None

13.94K

PEPSICO INC

SOLE

COM

Shares42.41K

TypeSH

Market value$7.66M

1.48%

Sole

40.43K

Shared

0.00

None

1.98K

JPMORGAN CHASE & CO

SOLE

COM

Shares50.85K

TypeSH

Market value$6.82M

1.32%

Sole

49.02K

Shared

0.00

None

1.84K

ENCORE WIRE CORP

SOLE

COM

Shares49.37K

TypeSH

Market value$6.79M

1.32%

Sole

48.09K

Shared

0.00

None

1.28K

APPLE INC

SOLE

COM

Shares50.59K

TypeSH

Market value$6.57M

1.27%

Sole

49.21K

Shared

0.00

None

1.38K

COSTCO WHSL CORP NEW

SOLE

COM

Shares13.76K

TypeSH

Market value$6.28M

1.22%

Sole

13.38K

Shared

0.00

None

385.00

ALPHABET INC

SOLE

CAP STK CL C

Shares69.31K

TypeSH

Market value$6.15M

1.19%

Sole

67.70K

Shared

0.00

None

1.60K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL A

Shares13.00

TypeSH

Market value$6.09M

1.18%

Sole

13.00

Shared

0.00

None

0.00

RAYTHEON TECHNOLOGIES CORP

SOLE

COM

Shares58.67K

TypeSH

Market value$5.92M

1.15%

Sole

56.99K

Shared

0.00

None

1.68K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	266.05K	SH	$50.87M 9.86%	257.72K	8.34K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	64.06K	SH	$19.79M 3.83%	62.66K	1.40K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	168.72K	SH	$18.26M 3.54%	164.38K	4.34K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	190.43K	SH	$14.39M 2.79%	185.87K	4.56K
MICROSOFT CORPSOLE	COM	57.03K	SH	$13.68M 2.65%	55.50K	1.52K
VANGUARD WORLD FDSSOLE	INF TECH ETF	39.90K	SH	$12.74M 2.47%	39.78K	115.00
LOUISIANA PAC CORPSOLE	COM	171.14K	SH	$10.13M 1.96%	166.75K	4.39K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	28.70K	SH	$10.08M 1.95%	28.42K	275.00
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	64.62K	SH	$10.03M 1.94%	63.27K	1.35K
JOHN HANCOCK EXCHANGE TRADEDSOLE	MULTIFACTOR MI	209.78K	SH	$9.76M 1.89%	199K	10.78K
WISDOMTREE TRSOLE	EMG MKTS SMCAP	214.57K	SH	$9.44M 1.83%	208.53K	6.04K
ISHARES TRSOLE	CORE MSCI TOTAL	161.02K	SH	$9.32M 1.81%	149.89K	11.13K
ISHARES TRSOLE	IBONDS 24 TRM TS	368.81K	SH	$8.80M 1.70%	361.44K	7.37K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	296.56K	SH	$8.53M 1.65%	285.32K	11.24K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	172.53K	SH	$7.77M 1.51%	165.68K	6.85K
JOHNSON & JOHNSONSOLE	COM	43.92K	SH	$7.76M 1.50%	35.56K	8.36K
PIMCO EQUITY SERSOLE	RAFI DYN ML US	203.24K	SH	$7.75M 1.50%	189.30K	13.94K
PEPSICO INCSOLE	COM	42.41K	SH	$7.66M 1.48%	40.43K	1.98K
JPMORGAN CHASE & COSOLE	COM	50.85K	SH	$6.82M 1.32%	49.02K	1.84K
ENCORE WIRE CORPSOLE	COM	49.37K	SH	$6.79M 1.32%	48.09K	1.28K
APPLE INCSOLE	COM	50.59K	SH	$6.57M 1.27%	49.21K	1.38K
COSTCO WHSL CORP NEWSOLE	COM	13.76K	SH	$6.28M 1.22%	13.38K	385.00
ALPHABET INCSOLE	CAP STK CL C	69.31K	SH	$6.15M 1.19%	67.70K	1.60K
BERKSHIRE HATHAWAY INC DELSOLE	CL A	13.00	SH	$6.09M 1.18%	13.00	0.00
RAYTHEON TECHNOLOGIES CORPSOLE	COM	58.67K	SH	$5.92M 1.15%	56.99K	1.68K

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