BAILEY K THOMAS (Chief Financial Officer) exercised options at NS WIND DOWN CO., INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

BAILEY K THOMAS

Filed: 3/7/2023ACC: 0001401708-23-000070

InsiderBAILEY K THOMASCIK 1432055

→

IssuerNS WIND DOWN CO., INC.CIK 1401708

Officer· Chief Financial Officer

Since Mar 2019

+97.95K

Net shares

Net buyer

$67.0K

Total sold

Open market trades

0B · 0S

Total transactions

120.76K acquired · 22.81K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+4.99K

Price / share

—

Trade value

—

% of position

9.8%

3/4/2023

50.77K→55.76K

Common Stock

Direct

F · Tax Withholding

−2.21K

Price / share

$10.16

Trade value

$22.50K

% of position

4.0%

3/6/2023

55.76K→53.55K

Common Stock

Direct

M · Option Exercise

+2.76K

Price / share

—

Trade value

—

% of position

5.2%

3/6/2023

53.55K→56.31K

Common Stock

Direct

F · Tax Withholding

−1.06K

Price / share

$10.16

Trade value

$10.80K

% of position

1.9%

3/6/2023

56.31K→55.25K

Common Stock

Direct

M · Option Exercise

+8.46K

Price / share

—

Trade value

—

% of position

15.3%

3/6/2023

55.25K→63.71K

Common Stock

Direct

F · Tax Withholding

−3.32K

Price / share

$10.16

Trade value

$33.74K

% of position

5.2%

3/6/2023

63.71K→60.39K

Total

Net shares

+9.61K

Net value

-$67.05K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/4/2023	M · Option Exercise	+4.99K	—	—	9.8%	50.77K	55.76K
Common Stock Direct	3/6/2023	F · Tax Withholding	−2.21K	$10.16	$22.50K	4.0%	55.76K	53.55K
Common Stock Direct	3/6/2023	M · Option Exercise	+2.76K	—	—	5.2%	53.55K	56.31K
Common Stock Direct	3/6/2023	F · Tax Withholding	−1.06K	$10.16	$10.80K	1.9%	56.31K	55.25K
Common Stock Direct	3/6/2023	M · Option Exercise	+8.46K	—	—	15.3%	55.25K	63.71K
Common Stock Direct	3/6/2023	F · Tax Withholding	−3.32K	$10.16	$33.74K	5.2%	63.71K	60.39K
Total			+9.61K		-$67.05K

Derivative Transactions4

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

104.55K shares

+104.55K

Strike price

Held after

104.55K

Exercisable

—

3/4/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

4.99K shares

−4.99K

Strike price

Held after

0.00

Exercisable

—

3/6/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

2.76K shares

−2.76K

Strike price

Held after

2.77K

Exercisable

—

3/6/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

8.46K shares

−8.46K

Strike price

Held after

16.92K

Exercisable

—

3/6/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock104.55K shares	3/4/2023	A · Award	+104.55K	—	104.55K
Restricted Stock Units Direct	Common Stock4.99K shares	3/6/2023	M · Option Exercise	−4.99K	—	0.00
Restricted Stock Units Direct	Common Stock2.76K shares	3/6/2023	M · Option Exercise	−2.76K	—	2.77K
Restricted Stock Units Direct	Common Stock8.46K shares	3/6/2023	M · Option Exercise	−8.46K	—	16.92K