BAILEY JOHN J. (Ex. VP and Chief Lending Off.) reported 4 transactions at MSB FINANCIAL CORP
Review the transaction codes below to understand the nature of each event.
Filed: 7/13/2020ACC: 0000899243-20-018992
Officer· Ex. VP and Chief Lending Off.
Since Jun 2019
-38.87K
Net shares
Net seller
$13.0K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
38.87K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
−1.27K
Price / share
$10.19
Trade value
$12.95K
% of position
10.9%
7/10/2020
11.63K→10.36K
Common Stock
Direct
Shares
−10.36K
Price / share
—
Trade value
—
% of position
New position
7/10/2020
10.36K→0.00
Common Stock
Indirect
Shares
−4.92K
Price / share
—
Trade value
—
% of position
New position
7/10/2020
4.92K→0.00
Common Stock
Indirect
Shares
−2.31K
Price / share
—
Trade value
—
% of position
New position
7/10/2020
2.31K→0.00
Total
Net shares
−18.87K
Net value
-$12.95K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/10/2020 | F · Tax Withholding | −1.27K | $10.19 | $12.95K | 10.9% | 11.63K | 10.36K |
| Common Stock Direct | 7/10/2020 | J · J | −10.36K | — | — | New position | 10.36K | 0.00 |
| Common Stock Indirect | 7/10/2020 | J · J | −4.92K | — | — | New position | 4.92K | 0.00 |
| Common Stock Indirect | 7/10/2020 | J · J | −2.31K | — | — | New position | 2.31K | 0.00 |
| Total | −18.87K | -$12.95K | ||||||
Derivative Transactions1
Optio- Right to Buy
Direct
Converts to
Common Stock
20K shares
Shares
−20K
Strike price
13.04
Held after
0.00
Exercisable
—
7/10/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Optio- Right to Buy Direct | Common Stock20K shares | 7/10/2020 | D · Disposition | −20K | 13.04 | — | 0.00 |