BAILEY GREGORY reported 2 transactions at SERINA THERAPEUTICS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 6/22/2026ACC: 0001329505-26-000007
+11.02M
Net shares
Net buyer
$18.98M
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
11.79M acquired · 762.55K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+1.77M
Price / share
$2.25
Trade value
$3.98M
% of position
1398.3%
6/17/2026
126.64K→1.90M
Common Stock
Direct
Shares
+6.67M
Price / share
$2.25
Trade value
$15M
% of position
351.3%
6/17/2026
1.90M→8.56M
Total
Net shares
+8.44M
Net value
$18.98M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/17/2026 | C · Conversion | +1.77M | $2.25 | $3.98M | 1398.3% | 126.64K | 1.90M |
| Common Stock Direct | 6/17/2026 | C · Conversion | +6.67M | $2.25 | $15M | 351.3% | 1.90M | 8.56M |
| Total | +8.44M | $18.98M | ||||||
Derivative Transactions3
Stock Option (right to buy)
Direct
Converts to
Common Stock
15.25K shares
Shares
+15.25K
Strike price
1.98
Held after
15.25K
Exercisable
—
6/17/2026
Redeemable Warrants
Direct
Converts to
Common Stock
3.33M shares
Shares
+3.33M
Strike price
5
Held after
3.33M
Exercisable
—
6/17/2026
Series A Convertible Preferred Stock
Direct
Converts to
Common Stock, $0.0001 par value
1.76M shares
Shares
−762.55K
Strike price
5.18
Held after
0.00
Exercisable
—
6/17/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock15.25K shares | 6/17/2026 | A · Award | +15.25K | 1.98 | — | 15.25K |
| Redeemable Warrants Direct | Common Stock3.33M shares | 6/17/2026 | A · Award | +3.33M | 5 | — | 3.33M |
| Series A Convertible Preferred Stock Direct | Common Stock, $0.0001 par value1.76M shares | 6/17/2026 | C · Conversion | −762.55K | 5.18 | — | 0.00 |