BAILEY CLARKE H exercised options at SMTC CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/31/2018ACC: 0001437749-18-016458
+290.19K
Net shares
Net buyer
$234.4K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
290.19K acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+104.18K
Price / share
$2.25
Trade value
$234.41K
% of position
39.6%
8/28/2018
262.80K→366.98K
Total
Net shares
+104.18K
Net value
$234.41K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/28/2018 | M · Option Exercise | +104.18K | $2.25 | $234.41K | 39.6% | 262.80K | 366.98K |
| Total | +104.18K | $234.41K | ||||||
Derivative Transactions3
Stock Options
Direct
Converts to
Common Stock
50.58K shares
Shares
+50.58K
Strike price
1.80
Held after
50.58K
Exercisable
—
12/11/2014
Restricted Stock Unit
Direct
Converts to
Common Stock
31.25K shares
Shares
+31.25K
Strike price
1.60
Held after
31.25K
Exercisable
—
12/13/2017
Subscription Rights (right to buy)
Direct
Converts to
Common Stock
104.18K shares
Shares
+104.18K
Strike price
2.25
Held after
0.00
Exercisable
—
8/28/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock50.58K shares | 12/11/2014 | A · Award | +50.58K | 1.80 | — | 50.58K |
| Restricted Stock Unit Direct | Common Stock31.25K shares | 12/13/2017 | A · Award | +31.25K | 1.60 | — | 31.25K |
| Subscription Rights (right to buy) Direct | Common Stock104.18K shares | 8/28/2018 | M · Option Exercise | +104.18K | 2.25 | — | 0.00 |