BAGLEY STEPHEN JAMES (CFO) exercised options at SONO TEK CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/13/2026ACC: 0001171520-26-000301
-4.49K
Net shares
Net seller
$31.8K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
7.72K acquired · 12.22K disposed
Non-Derivative Transactions2
SonoTek Common Stock
Direct
Shares
+7.72K
Price / share
$4.12
Trade value
$31.81K
% of position
32.4%
10/12/2026
23.86K→31.59K
SonoTek Common Stock
Direct
Shares
−4.49K
Price / share
$7.08
Trade value
$31.82K
% of position
14.2%
10/12/2026
31.59K→27.09K
Total
Net shares
+3.23K
Net value
-$2.88
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| SonoTek Common Stock Direct | 10/12/2026 | M · Option Exercise | +7.72K | $4.12 | $31.81K | 32.4% | 23.86K | 31.59K |
| SonoTek Common Stock Direct | 10/12/2026 | F · Tax Withholding | −4.49K | $7.08 | $31.82K | 14.2% | 31.59K | 27.09K |
| Total | +3.23K | -$2.88 | ||||||
Derivative Transactions1
SonoTek Options
Direct
Converts to
SonoTek Common Stock
7.72K shares
Shares
−7.72K
Strike price
4.12
Held after
32.70K
Exercisable
—
10/12/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| SonoTek Options Direct | SonoTek Common Stock7.72K shares | 10/12/2026 | D · Disposition | −7.72K | 4.12 | — | 32.70K |