BAGLEY STEPHEN JAMES (CFO) exercised options at SONO TEK CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/7/2026ACC: 0001171520-26-000291
-2.88K
Net shares
Net seller
$17.8K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
5.49K acquired · 8.37K disposed
Non-Derivative Transactions2
SonoTek Common Stock
Direct
Shares
+5.49K
Price / share
$3.25
Trade value
$17.84K
% of position
25.8%
10/5/2026
21.25K→26.74K
SonoTek Common Stock
Direct
Shares
−2.88K
Price / share
$6.20
Trade value
$17.84K
% of position
10.8%
10/5/2026
26.74K→23.86K
Total
Net shares
+2.61K
Net value
-$1.40
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| SonoTek Common Stock Direct | 10/5/2026 | M · Option Exercise | +5.49K | $3.25 | $17.84K | 25.8% | 21.25K | 26.74K |
| SonoTek Common Stock Direct | 10/5/2026 | F · Tax Withholding | −2.88K | $6.20 | $17.84K | 10.8% | 26.74K | 23.86K |
| Total | +2.61K | -$1.40 | ||||||
Derivative Transactions1
SonoTek Options
Direct
Converts to
SonoTek Common Stock
5.49K shares
Shares
−5.49K
Strike price
3.25
Held after
40.42K
Exercisable
—
10/5/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| SonoTek Options Direct | SonoTek Common Stock5.49K shares | 10/5/2026 | D · Disposition | −5.49K | 3.25 | — | 40.42K |