BAES NICHOLAS (Chief Operating Officer) exercised options at BAKKT, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/19/2026ACC: 0002043681-26-000007
Officer· Chief Operating Officer
Since Dec 2024
0.00
Net shares
Net seller
$6.7K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
671.00 acquired · 671.00 disposed
Non-Derivative Transactions1
Class A Common Stock
Direct
Shares
+671.00
Price / share
$10.00
Trade value
$6.71K
% of position
0.6%
5/15/2026
106.27K→106.94K
Total
Net shares
+671.00
Net value
$6.71K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 5/15/2026 | M · Option Exercise | +671.00 | $10.00 | $6.71K | 0.6% | 106.27K | 106.94K |
| Total | +671.00 | $6.71K | ||||||
Derivative Transactions1
Stock Option (right to buy)
Direct
Converts to
Class A Common Stock
671.00 shares
Shares
−671.00
Strike price
10
Held after
52.35K
Exercisable
—
5/15/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Class A Common Stock671.00 shares | 5/15/2026 | M · Option Exercise | −671.00 | 10 | — | 52.35K |