BAES NICHOLAS (Chief Operating Officer) reported 1 transaction at BAKKT, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 11/18/2025ACC: 0002043681-25-000009
Officer· Chief Operating Officer
Since Dec 2024
-198.00
Net shares
Net seller
$4.3K
Total sold
0
Open market trades
0B · 0S
1
Total transactions
198.00 disposed
Non-Derivative Transactions1
Class A Common Stock
Direct
Shares
−198.00
Price / share
$21.61
Trade value
$4.28K
% of position
0.2%
11/14/2025
106.14K→105.94K
Total
Net shares
−198.00
Net value
-$4.28K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 11/14/2025 | F · Tax Withholding | −198.00 | $21.61 | $4.28K | 0.2% | 106.14K | 105.94K |
| Total | −198.00 | -$4.28K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Stock Option (right to buy)
DirectUnderlying security
Class A Common Stock
Underlying shares
53.02K
Shares owned
53.02K
Exercise price
10
Expiration
—
Exercise window
—
Total
Underlying
53.02K
Owned
53.02K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Class A Common Stock | 10 | — | — | 53.02K | 53.02K |
| Total | 53.02K | 53.02K | ||||