BAES NICHOLAS (Chief Operating Officer) exercised options at BAKKT, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/14/2025ACC: 0002043681-25-000008
Officer· Chief Operating Officer
Since Dec 2024
0.00
Net shares
Net seller
$6.7K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
671.00 acquired · 671.00 disposed
Non-Derivative Transactions1
Class A Common Stock
Direct
Shares
+671.00
Price / share
$10.00
Trade value
$6.71K
% of position
0.6%
11/12/2025
105.47K→106.14K
Total
Net shares
+671.00
Net value
$6.71K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 11/12/2025 | M · Option Exercise | +671.00 | $10.00 | $6.71K | 0.6% | 105.47K | 106.14K |
| Total | +671.00 | $6.71K | ||||||
Derivative Transactions1
Stock Option (right to buy)
Direct
Converts to
Class A Common Stock
671.00 shares
Shares
−671.00
Strike price
10
Held after
53.02K
Exercisable
—
11/12/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Class A Common Stock671.00 shares | 11/12/2025 | M · Option Exercise | −671.00 | 10 | — | 53.02K |